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| author | Paul E. McKenney <paulmck@linux.vnet.ibm.com> | 2015-10-07 22:32:08 +0200 |
|---|---|---|
| committer | Paul E. McKenney <paulmck@linux.vnet.ibm.com> | 2015-12-05 21:19:07 +0100 |
| commit | 649e4368ff786e3d02eb2a06b1493fb217d74408 (patch) | |
| tree | 779b8db626afb75e0fa023265b43f9260ae73f12 /Documentation/RCU/Design | |
| parent | rcu: Add transitivity to remaining rcu_node ->lock acquisitions (diff) | |
| download | linux-649e4368ff786e3d02eb2a06b1493fb217d74408.tar.xz linux-649e4368ff786e3d02eb2a06b1493fb217d74408.zip | |
documentation: Record RCU requirements
This commit adds RCU requirements as published in a 2015 LWN series.
Bringing these requirements in-tree allows them to be updated as changes
are discovered.
Signed-off-by: Paul E. McKenney <paulmck@linux.vnet.ibm.com>
[ paulmck: Updates to charset and URLs as suggested by Josh Triplett. ]
Diffstat (limited to 'Documentation/RCU/Design')
| -rw-r--r-- | Documentation/RCU/Design/Requirements/2013-08-is-it-dead.png | bin | 0 -> 100825 bytes | |||
| -rw-r--r-- | Documentation/RCU/Design/Requirements/GPpartitionReaders1.svg | 374 | ||||
| -rw-r--r-- | Documentation/RCU/Design/Requirements/RCUApplicability.svg | 237 | ||||
| -rw-r--r-- | Documentation/RCU/Design/Requirements/ReadersPartitionGP1.svg | 639 | ||||
| -rw-r--r-- | Documentation/RCU/Design/Requirements/Requirements.html | 2799 | ||||
| -rw-r--r-- | Documentation/RCU/Design/Requirements/Requirements.htmlx | 2643 | ||||
| -rwxr-xr-x | Documentation/RCU/Design/htmlqqz.sh | 108 |
7 files changed, 6800 insertions, 0 deletions
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id="text18" + sodipodi:linespacing="125%" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L"><tspan + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + id="tspan3021">(RCU Works Great!!!)</tspan></text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="3825" + font-style="normal" + font-weight="normal" + font-size="324" + id="text20" + sodipodi:linespacing="125%" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L"><tspan + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + id="tspan3023">(RCU Works Well)</tspan></text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="3375" + font-style="normal" + font-weight="normal" + font-size="324" + id="text22" + sodipodi:linespacing="125%" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L"><tspan + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + id="tspan3025">Read-Mostly, Need Consistent Data</tspan></text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="5175" + font-style="normal" + font-weight="normal" + font-size="324" + id="text24" + sodipodi:linespacing="125%" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L"><tspan + 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style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L"><tspan + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + id="tspan3029">(RCU Might Be OK...)</tspan></text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="7875" + font-style="normal" + font-weight="normal" + font-size="324" + id="text30" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + sodipodi:linespacing="125%">(1) Provide Existence Guarantees For Update-Friendly Mechanisms</text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="8325" + font-style="normal" + font-weight="normal" + font-size="324" + id="text32" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans L;-inkscape-font-specification:Nimbus Sans L" + sodipodi:linespacing="125%">(2) Provide Wait-Free Read-Side Primitives for Real-Time Use)</text> + <!-- Text --> + <text + xml:space="preserve" + x="7200" + y="7425" + font-style="normal" + font-weight="normal" + font-size="324" + id="text34" + style="font-size:427.63009644px;font-style:normal;font-variant:normal;font-weight:normal;font-stretch:normal;text-align:center;line-height:125%;writing-mode:lr-tb;text-anchor:middle;fill:#000000;font-family:Nimbus Sans 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x="684.00067" + y="213.91006" + id="text4461-2-1" + sodipodi:linespacing="125%"><tspan + sodipodi:role="line" + id="tspan4463-2-0" + x="684.00067" + y="213.91006">thread4()</tspan></text> + </g> +</svg> diff --git a/Documentation/RCU/Design/Requirements/Requirements.html b/Documentation/RCU/Design/Requirements/Requirements.html new file mode 100644 index 000000000000..36de7aaa941e --- /dev/null +++ b/Documentation/RCU/Design/Requirements/Requirements.html @@ -0,0 +1,2799 @@ +<!-- DO NOT HAND EDIT. --> +<!-- Instead, edit Requirements.htmlx and run 'sh htmlqqz.sh Requirements' --> +<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" + "http://www.w3.org/TR/html4/loose.dtd"> + <html> + <head><title>A Tour Through RCU's Requirements [LWN.net]</title> + <meta HTTP-EQUIV="Content-Type" CONTENT="text/html; charset=utf-8"> + +<h1>A Tour Through RCU's Requirements</h1> + +<p>Copyright IBM Corporation, 2015</p> +<p>Author: Paul E. McKenney</p> +<p><i>The initial version of this document appeared in the +<a href="https://lwn.net/">LWN</a> articles +<a href="https://lwn.net/Articles/652156/">here</a>, +<a href="https://lwn.net/Articles/652677/">here</a>, and +<a href="https://lwn.net/Articles/653326/">here</a>.</i></p> + +<h2>Introduction</h2> + +<p> +Read-copy update (RCU) is a synchronization mechanism that is often +used as a replacement for reader-writer locking. +RCU is unusual in that updaters do not block readers, +which means that RCU's read-side primitives can be exceedingly fast +and scalable. +In addition, updaters can make useful forward progress concurrently +with readers. +However, all this concurrency between RCU readers and updaters does raise +the question of exactly what RCU readers are doing, which in turn +raises the question of exactly what RCU's requirements are. + +<p> +This document therefore summarizes RCU's requirements, and can be thought +of as an informal, high-level specification for RCU. +It is important to understand that RCU's specification is primarily +empirical in nature; +in fact, I learned about many of these requirements the hard way. +This situation might cause some consternation, however, not only +has this learning process been a lot of fun, but it has also been +a great privilege to work with so many people willing to apply +technologies in interesting new ways. + +<p> +All that aside, here are the categories of currently known RCU requirements: +</p> + +<ol> +<li> <a href="#Fundamental Requirements"> + Fundamental Requirements</a> +<li> <a href="#Fundamental Non-Requirements">Fundamental Non-Requirements</a> +<li> <a href="#Parallelism Facts of Life"> + Parallelism Facts of Life</a> +<li> <a href="#Quality-of-Implementation Requirements"> + Quality-of-Implementation Requirements</a> +<li> <a href="#Linux Kernel Complications"> + Linux Kernel Complications</a> +<li> <a href="#Software-Engineering Requirements"> + Software-Engineering Requirements</a> +<li> <a href="#Other RCU Flavors"> + Other RCU Flavors</a> +<li> <a href="#Possible Future Changes"> + Possible Future Changes</a> +</ol> + +<p> +This is followed by a <a href="#Summary">summary</a>, +which is in turn followed by the inevitable +<a href="#Answers to Quick Quizzes">answers to the quick quizzes</a>. + +<h2><a name="Fundamental Requirements">Fundamental Requirements</a></h2> + +<p> +RCU's fundamental requirements are the closest thing RCU has to hard +mathematical requirements. +These are: + +<ol> +<li> <a href="#Grace-Period Guarantee"> + Grace-Period Guarantee</a> +<li> <a href="#Publish-Subscribe Guarantee"> + Publish-Subscribe Guarantee</a> +<li> <a href="#RCU Primitives Guaranteed to Execute Unconditionally"> + RCU Primitives Guaranteed to Execute Unconditionally</a> +<li> <a href="#Guaranteed Read-to-Write Upgrade"> + Guaranteed Read-to-Write Upgrade</a> +</ol> + +<h3><a name="Grace-Period Guarantee">Grace-Period Guarantee</a></h3> + +<p> +RCU's grace-period guarantee is unusual in being premeditated: +Jack Slingwine and I had this guarantee firmly in mind when we started +work on RCU (then called “rclock”) in the early 1990s. +That said, the past two decades of experience with RCU have produced +a much more detailed understanding of this guarantee. + +<p> +RCU's grace-period guarantee allows updaters to wait for the completion +of all pre-existing RCU read-side critical sections. +An RCU read-side critical section +begins with the marker <tt>rcu_read_lock()</tt> and ends with +the marker <tt>rcu_read_unlock()</tt>. +These markers may be nested, and RCU treats a nested set as one +big RCU read-side critical section. +Production-quality implementations of <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> are extremely lightweight, and in +fact have exactly zero overhead in Linux kernels built for production +use with <tt>CONFIG_PREEMPT=n</tt>. + +<p> +This guarantee allows ordering to be enforced with extremely low +overhead to readers, for example: + +<blockquote> +<pre> + 1 int x, y; + 2 + 3 void thread0(void) + 4 { + 5 rcu_read_lock(); + 6 r1 = READ_ONCE(x); + 7 r2 = READ_ONCE(y); + 8 rcu_read_unlock(); + 9 } +10 +11 void thread1(void) +12 { +13 WRITE_ONCE(x, 1); +14 synchronize_rcu(); +15 WRITE_ONCE(y, 1); +16 } +</pre> +</blockquote> + +<p> +Because the <tt>synchronize_rcu()</tt> on line 14 waits for +all pre-existing readers, any instance of <tt>thread0()</tt> that +loads a value of zero from <tt>x</tt> must complete before +<tt>thread1()</tt> stores to <tt>y</tt>, so that instance must +also load a value of zero from <tt>y</tt>. +Similarly, any instance of <tt>thread0()</tt> that loads a value of +one from <tt>y</tt> must have started after the +<tt>synchronize_rcu()</tt> started, and must therefore also load +a value of one from <tt>x</tt>. +Therefore, the outcome: +<blockquote> +<pre> +(r1 == 0 && r2 == 1) +</pre> +</blockquote> +cannot happen. + +<p><a name="Quick Quiz 1"><b>Quick Quiz 1</b>:</a> +Wait a minute! +You said that updaters can make useful forward progress concurrently +with readers, but pre-existing readers will block +<tt>synchronize_rcu()</tt>!!! +Just who are you trying to fool??? +<br><a href="#qq1answer">Answer</a> + +<p> +This scenario resembles one of the first uses of RCU in +<a href="https://en.wikipedia.org/wiki/DYNIX">DYNIX/ptx</a>, +which managed a distributed lock manager's transition into +a state suitable for handling recovery from node failure, +more or less as follows: + +<blockquote> +<pre> + 1 #define STATE_NORMAL 0 + 2 #define STATE_WANT_RECOVERY 1 + 3 #define STATE_RECOVERING 2 + 4 #define STATE_WANT_NORMAL 3 + 5 + 6 int state = STATE_NORMAL; + 7 + 8 void do_something_dlm(void) + 9 { +10 int state_snap; +11 +12 rcu_read_lock(); +13 state_snap = READ_ONCE(state); +14 if (state_snap == STATE_NORMAL) +15 do_something(); +16 else +17 do_something_carefully(); +18 rcu_read_unlock(); +19 } +20 +21 void start_recovery(void) +22 { +23 WRITE_ONCE(state, STATE_WANT_RECOVERY); +24 synchronize_rcu(); +25 WRITE_ONCE(state, STATE_RECOVERING); +26 recovery(); +27 WRITE_ONCE(state, STATE_WANT_NORMAL); +28 synchronize_rcu(); +29 WRITE_ONCE(state, STATE_NORMAL); +30 } +</pre> +</blockquote> + +<p> +The RCU read-side critical section in <tt>do_something_dlm()</tt> +works with the <tt>synchronize_rcu()</tt> in <tt>start_recovery()</tt> +to guarantee that <tt>do_something()</tt> never runs concurrently +with <tt>recovery()</tt>, but with little or no synchronization +overhead in <tt>do_something_dlm()</tt>. + +<p><a name="Quick Quiz 2"><b>Quick Quiz 2</b>:</a> +Why is the <tt>synchronize_rcu()</tt> on line 28 needed? +<br><a href="#qq2answer">Answer</a> + +<p> +In order to avoid fatal problems such as deadlocks, +an RCU read-side critical section must not contain calls to +<tt>synchronize_rcu()</tt>. +Similarly, an RCU read-side critical section must not +contain anything that waits, directly or indirectly, on completion of +an invocation of <tt>synchronize_rcu()</tt>. + +<p> +Although RCU's grace-period guarantee is useful in and of itself, with +<a href="https://lwn.net/Articles/573497/">quite a few use cases</a>, +it would be good to be able to use RCU to coordinate read-side +access to linked data structures. +For this, the grace-period guarantee is not sufficient, as can +be seen in function <tt>add_gp_buggy()</tt> below. +We will look at the reader's code later, but in the meantime, just think of +the reader as locklessly picking up the <tt>gp</tt> pointer, +and, if the value loaded is non-<tt>NULL</tt>, locklessly accessing the +<tt>->a</tt> and <tt>->b</tt> fields. + +<blockquote> +<pre> + 1 bool add_gp_buggy(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 p->a = a; +12 p->b = a; +13 gp = p; /* ORDERING BUG */ +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +The problem is that both the compiler and weakly ordered CPUs are within +their rights to reorder this code as follows: + +<blockquote> +<pre> + 1 bool add_gp_buggy_optimized(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +<b>11 gp = p; /* ORDERING BUG */ +12 p->a = a; +13 p->b = a;</b> +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +If an RCU reader fetches <tt>gp</tt> just after +<tt>add_gp_buggy_optimized</tt> executes line 11, +it will see garbage in the <tt>->a</tt> and <tt>->b</tt> +fields. +And this is but one of many ways in which compiler and hardware optimizations +could cause trouble. +Therefore, we clearly need some way to prevent the compiler and the CPU from +reordering in this manner, which brings us to the publish-subscribe +guarantee discussed in the next section. + +<h3><a name="Publish-Subscribe Guarantee">Publish/Subscribe Guarantee</a></h3> + +<p> +RCU's publish-subscribe guarantee allows data to be inserted +into a linked data structure without disrupting RCU readers. +The updater uses <tt>rcu_assign_pointer()</tt> to insert the +new data, and readers use <tt>rcu_dereference()</tt> to +access data, whether new or old. +The following shows an example of insertion: + +<blockquote> +<pre> + 1 bool add_gp(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 p->a = a; +12 p->b = a; +13 rcu_assign_pointer(gp, p); +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +The <tt>rcu_assign_pointer()</tt> on line 13 is conceptually +equivalent to a simple assignment statement, but also guarantees +that its assignment will +happen after the two assignments in lines 11 and 12, +similar to the C11 <tt>memory_order_release</tt> store operation. +It also prevents any number of “interesting” compiler +optimizations, for example, the use of <tt>gp</tt> as a scratch +location immediately preceding the assignment. + +<p><a name="Quick Quiz 3"><b>Quick Quiz 3</b>:</a> +But <tt>rcu_assign_pointer()</tt> does nothing to prevent the +two assignments to <tt>p->a</tt> and <tt>p->b</tt> +from being reordered. +Can't that also cause problems? +<br><a href="#qq3answer">Answer</a> + +<p> +It is tempting to assume that the reader need not do anything special +to control its accesses to the RCU-protected data, +as shown in <tt>do_something_gp_buggy()</tt> below: + +<blockquote> +<pre> + 1 bool do_something_gp_buggy(void) + 2 { + 3 rcu_read_lock(); + 4 p = gp; /* OPTIMIZATIONS GALORE!!! */ + 5 if (p) { + 6 do_something(p->a, p->b); + 7 rcu_read_unlock(); + 8 return true; + 9 } +10 rcu_read_unlock(); +11 return false; +12 } +</pre> +</blockquote> + +<p> +However, this temptation must be resisted because there are a +surprisingly large number of ways that the compiler +(to say nothing of +<a href="https://h71000.www7.hp.com/wizard/wiz_2637.html">DEC Alpha CPUs</a>) +can trip this code up. +For but one example, if the compiler were short of registers, it +might choose to refetch from <tt>gp</tt> rather than keeping +a separate copy in <tt>p</tt> as follows: + +<blockquote> +<pre> + 1 bool do_something_gp_buggy_optimized(void) + 2 { + 3 rcu_read_lock(); + 4 if (gp) { /* OPTIMIZATIONS GALORE!!! */ +<b> 5 do_something(gp->a, gp->b);</b> + 6 rcu_read_unlock(); + 7 return true; + 8 } + 9 rcu_read_unlock(); +10 return false; +11 } +</pre> +</blockquote> + +<p> +If this function ran concurrently with a series of updates that +replaced the current structure with a new one, +the fetches of <tt>gp->a</tt> +and <tt>gp->b</tt> might well come from two different structures, +which could cause serious confusion. +To prevent this (and much else besides), <tt>do_something_gp()</tt> uses +<tt>rcu_dereference()</tt> to fetch from <tt>gp</tt>: + +<blockquote> +<pre> + 1 bool do_something_gp(void) + 2 { + 3 rcu_read_lock(); + 4 p = rcu_dereference(gp); + 5 if (p) { + 6 do_something(p->a, p->b); + 7 rcu_read_unlock(); + 8 return true; + 9 } +10 rcu_read_unlock(); +11 return false; +12 } +</pre> +</blockquote> + +<p> +The <tt>rcu_dereference()</tt> uses volatile casts and (for DEC Alpha) +memory barriers in the Linux kernel. +Should a +<a href="http://www.rdrop.com/users/paulmck/RCU/consume.2015.07.13a.pdf">high-quality implementation of C11 <tt>memory_order_consume</tt> [PDF]</a> +ever appear, then <tt>rcu_dereference()</tt> could be implemented +as a <tt>memory_order_consume</tt> load. +Regardless of the exact implementation, a pointer fetched by +<tt>rcu_dereference()</tt> may not be used outside of the +outermost RCU read-side critical section containing that +<tt>rcu_dereference()</tt>, unless protection of +the corresponding data element has been passed from RCU to some +other synchronization mechanism, most commonly locking or +<a href="https://www.kernel.org/doc/Documentation/RCU/rcuref.txt">reference counting</a>. + +<p> +In short, updaters use <tt>rcu_assign_pointer()</tt> and readers +use <tt>rcu_dereference()</tt>, and these two RCU API elements +work together to ensure that readers have a consistent view of +newly added data elements. + +<p> +Of course, it is also necessary to remove elements from RCU-protected +data structures, for example, using the following process: + +<ol> +<li> Remove the data element from the enclosing structure. +<li> Wait for all pre-existing RCU read-side critical sections + to complete (because only pre-existing readers can possibly have + a reference to the newly removed data element). +<li> At this point, only the updater has a reference to the + newly removed data element, so it can safely reclaim + the data element, for example, by passing it to <tt>kfree()</tt>. +</ol> + +This process is implemented by <tt>remove_gp_synchronous()</tt>: + +<blockquote> +<pre> + 1 bool remove_gp_synchronous(void) + 2 { + 3 struct foo *p; + 4 + 5 spin_lock(&gp_lock); + 6 p = rcu_access_pointer(gp); + 7 if (!p) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 rcu_assign_pointer(gp, NULL); +12 spin_unlock(&gp_lock); +13 synchronize_rcu(); +14 kfree(p); +15 return true; +16 } +</pre> +</blockquote> + +<p> +This function is straightforward, with line 13 waiting for a grace +period before line 14 frees the old data element. +This waiting ensures that readers will reach line 7 of +<tt>do_something_gp()</tt> before the data element referenced by +<tt>p</tt> is freed. +The <tt>rcu_access_pointer()</tt> on line 6 is similar to +<tt>rcu_dereference()</tt>, except that: + +<ol> +<li> The value returned by <tt>rcu_access_pointer()</tt> + cannot be dereferenced. + If you want to access the value pointed to as well as + the pointer itself, use <tt>rcu_dereference()</tt> + instead of <tt>rcu_access_pointer()</tt>. +<li> The call to <tt>rcu_access_pointer()</tt> need not be + protected. + In contrast, <tt>rcu_dereference()</tt> must either be + within an RCU read-side critical section or in a code + segment where the pointer cannot change, for example, in + code protected by the corresponding update-side lock. +</ol> + +<p><a name="Quick Quiz 4"><b>Quick Quiz 4</b>:</a> +Without the <tt>rcu_dereference()</tt> or the +<tt>rcu_access_pointer()</tt>, what destructive optimizations +might the compiler make use of? +<br><a href="#qq4answer">Answer</a> + +<p> +This simple linked-data-structure scenario clearly demonstrates the need +for RCU's stringent memory-ordering guarantees on systems with more than +one CPU: + +<ol> +<li> Each CPU that has an RCU read-side critical section that + begins before <tt>synchronize_rcu()</tt> starts is + guaranteed to execute a full memory barrier between the time + that the RCU read-side critical section ends and the time that + <tt>synchronize_rcu()</tt> returns. + Without this guarantee, a pre-existing RCU read-side critical section + might hold a reference to the newly removed <tt>struct foo</tt> + after the <tt>kfree()</tt> on line 14 of + <tt>remove_gp_synchronous()</tt>. +<li> Each CPU that has an RCU read-side critical section that ends + after <tt>synchronize_rcu()</tt> returns is guaranteed + to execute a full memory barrier between the time that + <tt>synchronize_rcu()</tt> begins and the time that the RCU + read-side critical section begins. + Without this guarantee, a later RCU read-side critical section + running after the <tt>kfree()</tt> on line 14 of + <tt>remove_gp_synchronous()</tt> might + later run <tt>do_something_gp()</tt> and find the + newly deleted <tt>struct foo</tt>. +<li> If the task invoking <tt>synchronize_rcu()</tt> remains + on a given CPU, then that CPU is guaranteed to execute a full + memory barrier sometime during the execution of + <tt>synchronize_rcu()</tt>. + This guarantee ensures that the <tt>kfree()</tt> on + line 14 of <tt>remove_gp_synchronous()</tt> really does + execute after the removal on line 11. +<li> If the task invoking <tt>synchronize_rcu()</tt> migrates + among a group of CPUs during that invocation, then each of the + CPUs in that group is guaranteed to execute a full memory barrier + sometime during the execution of <tt>synchronize_rcu()</tt>. + This guarantee also ensures that the <tt>kfree()</tt> on + line 14 of <tt>remove_gp_synchronous()</tt> really does + execute after the removal on + line 11, but also in the case where the thread executing the + <tt>synchronize_rcu()</tt> migrates in the meantime. +</ol> + +<p><a name="Quick Quiz 5"><b>Quick Quiz 5</b>:</a> +Given that multiple CPUs can start RCU read-side critical sections +at any time without any ordering whatsoever, how can RCU possibly tell whether +or not a given RCU read-side critical section starts before a +given instance of <tt>synchronize_rcu()</tt>? +<br><a href="#qq5answer">Answer</a> + +<p><a name="Quick Quiz 6"><b>Quick Quiz 6</b>:</a> +The first and second guarantees require unbelievably strict ordering! +Are all these memory barriers <i> really</i> required? +<br><a href="#qq6answer">Answer</a> + +<p> +In short, RCU's publish-subscribe guarantee is provided by the combination +of <tt>rcu_assign_pointer()</tt> and <tt>rcu_dereference()</tt>. +This guarantee allows data elements to be safely added to RCU-protected +linked data structures without disrupting RCU readers. +This guarantee can be used in combination with the grace-period +guarantee to also allow data elements to be removed from RCU-protected +linked data structures, again without disrupting RCU readers. + +<p> +This guarantee was only partially premeditated. +DYNIX/ptx used an explicit memory barrier for publication, but had nothing +resembling <tt>rcu_dereference()</tt> for subscription, nor did it +have anything resembling the <tt>smp_read_barrier_depends()</tt> +that was later subsumed into <tt>rcu_dereference()</tt>. +The need for these operations made itself known quite suddenly at a +late-1990s meeting with the DEC Alpha architects, back in the days when +DEC was still a free-standing company. +It took the Alpha architects a good hour to convince me that any sort +of barrier would ever be needed, and it then took me a good <i>two</i> hours +to convince them that their documentation did not make this point clear. +More recent work with the C and C++ standards committees have provided +much education on tricks and traps from the compiler. +In short, compilers were much less tricky in the early 1990s, but in +2015, don't even think about omitting <tt>rcu_dereference()</tt>! + +<h3><a name="RCU Primitives Guaranteed to Execute Unconditionally">RCU Primitives Guaranteed to Execute Unconditionally</a></h3> + +<p> +The common-case RCU primitives are unconditional. +They are invoked, they do their job, and they return, with no possibility +of error, and no need to retry. +This is a key RCU design philosophy. + +<p> +However, this philosophy is pragmatic rather than pigheaded. +If someone comes up with a good justification for a particular conditional +RCU primitive, it might well be implemented and added. +After all, this guarantee was reverse-engineered, not premeditated. +The unconditional nature of the RCU primitives was initially an +accident of implementation, and later experience with synchronization +primitives with conditional primitives caused me to elevate this +accident to a guarantee. +Therefore, the justification for adding a conditional primitive to +RCU would need to be based on detailed and compelling use cases. + +<h3><a name="Guaranteed Read-to-Write Upgrade">Guaranteed Read-to-Write Upgrade</a></h3> + +<p> +As far as RCU is concerned, it is always possible to carry out an +update within an RCU read-side critical section. +For example, that RCU read-side critical section might search for +a given data element, and then might acquire the update-side +spinlock in order to update that element, all while remaining +in that RCU read-side critical section. +Of course, it is necessary to exit the RCU read-side critical section +before invoking <tt>synchronize_rcu()</tt>, however, this +inconvenience can be avoided through use of the +<tt>call_rcu()</tt> and <tt>kfree_rcu()</tt> API members +described later in this document. + +<p><a name="Quick Quiz 7"><b>Quick Quiz 7</b>:</a> +But how does the upgrade-to-write operation exclude other readers? +<br><a href="#qq7answer">Answer</a> + +<p> +This guarantee allows lookup code to be shared between read-side +and update-side code, and was premeditated, appearing in the earliest +DYNIX/ptx RCU documentation. + +<h2><a name="Fundamental Non-Requirements">Fundamental Non-Requirements</a></h2> + +<p> +RCU provides extremely lightweight readers, and its read-side guarantees, +though quite useful, are correspondingly lightweight. +It is therefore all too easy to assume that RCU is guaranteeing more +than it really is. +Of course, the list of things that RCU does not guarantee is infinitely +long, however, the following sections list a few non-guarantees that +have caused confusion. +Except where otherwise noted, these non-guarantees were premeditated. + +<ol> +<li> <a href="#Readers Impose Minimal Ordering"> + Readers Impose Minimal Ordering</a> +<li> <a href="#Readers Do Not Exclude Updaters"> + Readers Do Not Exclude Updaters</a> +<li> <a href="#Updaters Only Wait For Old Readers"> + Updaters Only Wait For Old Readers</a> +<li> <a href="#Grace Periods Don't Partition Read-Side Critical Sections"> + Grace Periods Don't Partition Read-Side Critical Sections</a> +<li> <a href="#Read-Side Critical Sections Don't Partition Grace Periods"> + Read-Side Critical Sections Don't Partition Grace Periods</a> +<li> <a href="#Disabling Preemption Does Not Block Grace Periods"> + Disabling Preemption Does Not Block Grace Periods</a> +</ol> + +<h3><a name="Readers Impose Minimal Ordering">Readers Impose Minimal Ordering</a></h3> + +<p> +Reader-side markers such as <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> provide absolutely no ordering guarantees +except through their interaction with the grace-period APIs such as +<tt>synchronize_rcu()</tt>. +To see this, consider the following pair of threads: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(x, 1); + 5 rcu_read_unlock(); + 6 rcu_read_lock(); + 7 WRITE_ONCE(y, 1); + 8 rcu_read_unlock(); + 9 } +10 +11 void thread1(void) +12 { +13 rcu_read_lock(); +14 r1 = READ_ONCE(y); +15 rcu_read_unlock(); +16 rcu_read_lock(); +17 r2 = READ_ONCE(x); +18 rcu_read_unlock(); +19 } +</pre> +</blockquote> + +<p> +After <tt>thread0()</tt> and <tt>thread1()</tt> execute +concurrently, it is quite possible to have + +<blockquote> +<pre> +(r1 == 1 && r2 == 0) +</pre> +</blockquote> + +(that is, <tt>y</tt> appears to have been assigned before <tt>x</tt>), +which would not be possible if <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> had much in the way of ordering +properties. +But they do not, so the CPU is within its rights +to do significant reordering. +This is by design: Any significant ordering constraints would slow down +these fast-path APIs. + +<p><a name="Quick Quiz 8"><b>Quick Quiz 8</b>:</a> +Can't the compiler also reorder this code? +<br><a href="#qq8answer">Answer</a> + +<h3><a name="Readers Do Not Exclude Updaters">Readers Do Not Exclude Updaters</a></h3> + +<p> +Neither <tt>rcu_read_lock()</tt> nor <tt>rcu_read_unlock()</tt> +exclude updates. +All they do is to prevent grace periods from ending. +The following example illustrates this: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 r1 = READ_ONCE(y); + 5 if (r1) { + 6 do_something_with_nonzero_x(); + 7 r2 = READ_ONCE(x); + 8 WARN_ON(!r2); /* BUG!!! */ + 9 } +10 rcu_read_unlock(); +11 } +12 +13 void thread1(void) +14 { +15 spin_lock(&my_lock); +16 WRITE_ONCE(x, 1); +17 WRITE_ONCE(y, 1); +18 spin_unlock(&my_lock); +19 } +</pre> +</blockquote> + +<p> +If the <tt>thread0()</tt> function's <tt>rcu_read_lock()</tt> +excluded the <tt>thread1()</tt> function's update, +the <tt>WARN_ON()</tt> could never fire. +But the fact is that <tt>rcu_read_lock()</tt> does not exclude +much of anything aside from subsequent grace periods, of which +<tt>thread1()</tt> has none, so the +<tt>WARN_ON()</tt> can and does fire. + +<h3><a name="Updaters Only Wait For Old Readers">Updaters Only Wait For Old Readers</a></h3> + +<p> +It might be tempting to assume that after <tt>synchronize_rcu()</tt> +completes, there are no readers executing. +This temptation must be avoided because +new readers can start immediately after <tt>synchronize_rcu()</tt> +starts, and <tt>synchronize_rcu()</tt> is under no +obligation to wait for these new readers. + +<p><a name="Quick Quiz 9"><b>Quick Quiz 9</b>:</a> +Suppose that synchronize_rcu() did wait until all readers had completed. +Would the updater be able to rely on this? +<br><a href="#qq9answer">Answer</a> + +<h3><a name="Grace Periods Don't Partition Read-Side Critical Sections"> +Grace Periods Don't Partition Read-Side Critical Sections</a></h3> + +<p> +It is tempting to assume that if any part of one RCU read-side critical +section precedes a given grace period, and if any part of another RCU +read-side critical section follows that same grace period, then all of +the first RCU read-side critical section must precede all of the second. +However, this just isn't the case: A single grace period does not +partition the set of RCU read-side critical sections. +An example of this situation can be illustrated as follows, where +<tt>x</tt>, <tt>y</tt>, and <tt>z</tt> are initially all zero: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 rcu_read_lock(); +19 r2 = READ_ONCE(b); +20 r3 = READ_ONCE(c); +21 rcu_read_unlock(); +22 } +</pre> +</blockquote> + +<p> +It turns out that the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 0 && r3 == 1) +</pre> +</blockquote> + +is entirely possible. +The following figure show how this can happen, with each circled +<tt>QS</tt> indicating the point at which RCU recorded a +<i>quiescent state</i> for each thread, that is, a state in which +RCU knows that the thread cannot be in the midst of an RCU read-side +critical section that started before the current grace period: + +<p><img src="GPpartitionReaders1.svg" alt="GPpartitionReaders1.svg" width="60%"></p> + +<p> +If it is necessary to partition RCU read-side critical sections in this +manner, it is necessary to use two grace periods, where the first +grace period is known to end before the second grace period starts: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 r2 = READ_ONCE(c); +19 synchronize_rcu(); +20 WRITE_ONCE(d, 1); +21 } +22 +23 void thread3(void) +24 { +25 rcu_read_lock(); +26 r3 = READ_ONCE(b); +27 r4 = READ_ONCE(d); +28 rcu_read_unlock(); +29 } +</pre> +</blockquote> + +<p> +Here, if <tt>(r1 == 1)</tt>, then +<tt>thread0()</tt>'s write to <tt>b</tt> must happen +before the end of <tt>thread1()</tt>'s grace period. +If in addition <tt>(r4 == 1)</tt>, then +<tt>thread3()</tt>'s read from <tt>b</tt> must happen +after the beginning of <tt>thread2()</tt>'s grace period. +If it is also the case that <tt>(r2 == 1)</tt>, then the +end of <tt>thread1()</tt>'s grace period must precede the +beginning of <tt>thread2()</tt>'s grace period. +This mean that the two RCU read-side critical sections cannot overlap, +guaranteeing that <tt>(r3 == 1)</tt>. +As a result, the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 1 && r3 == 0 && r4 == 1) +</pre> +</blockquote> + +cannot happen. + +<p> +This non-requirement was also non-premeditated, but became apparent +when studying RCU's interaction with memory ordering. + +<h3><a name="Read-Side Critical Sections Don't Partition Grace Periods"> +Read-Side Critical Sections Don't Partition Grace Periods</a></h3> + +<p> +It is also tempting to assume that if an RCU read-side critical section +happens between a pair of grace periods, then those grace periods cannot +overlap. +However, this temptation leads nowhere good, as can be illustrated by +the following, with all variables initially zero: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 rcu_read_lock(); +19 WRITE_ONCE(d, 1); +20 r2 = READ_ONCE(c); +21 rcu_read_unlock(); +22 } +23 +24 void thread3(void) +25 { +26 r3 = READ_ONCE(d); +27 synchronize_rcu(); +28 WRITE_ONCE(e, 1); +29 } +30 +31 void thread4(void) +32 { +33 rcu_read_lock(); +34 r4 = READ_ONCE(b); +35 r5 = READ_ONCE(e); +36 rcu_read_unlock(); +37 } +</pre> +</blockquote> + +<p> +In this case, the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 1 && r3 == 1 && r4 == 0 && r5 == 1) +</pre> +</blockquote> + +is entirely possible, as illustrated below: + +<p><img src="ReadersPartitionGP1.svg" alt="ReadersPartitionGP1.svg" width="100%"></p> + +<p> +Again, an RCU read-side critical section can overlap almost all of a +given grace period, just so long as it does not overlap the entire +grace period. +As a result, an RCU read-side critical section cannot partition a pair +of RCU grace periods. + +<p><a name="Quick Quiz 10"><b>Quick Quiz 10</b>:</a> +How long a sequence of grace periods, each separated by an RCU read-side +critical section, would be required to partition the RCU read-side +critical sections at the beginning and end of the chain? +<br><a href="#qq10answer">Answer</a> + +<h3><a name="Disabling Preemption Does Not Block Grace Periods"> +Disabling Preemption Does Not Block Grace Periods</a></h3> + +<p> +There was a time when disabling preemption on any given CPU would block +subsequent grace periods. +However, this was an accident of implementation and is not a requirement. +And in the current Linux-kernel implementation, disabling preemption +on a given CPU in fact does not block grace periods, as Oleg Nesterov +<a href="https://lkml.kernel.org/g/20150614193825.GA19582@redhat.com">demonstrated</a>. + +<p> +If you need a preempt-disable region to block grace periods, you need to add +<tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>, for example +as follows: + +<blockquote> +<pre> + 1 preempt_disable(); + 2 rcu_read_lock(); + 3 do_something(); + 4 rcu_read_unlock(); + 5 preempt_enable(); + 6 + 7 /* Spinlocks implicitly disable preemption. */ + 8 spin_lock(&mylock); + 9 rcu_read_lock(); +10 do_something(); +11 rcu_read_unlock(); +12 spin_unlock(&mylock); +</pre> +</blockquote> + +<p> +In theory, you could enter the RCU read-side critical section first, +but it is more efficient to keep the entire RCU read-side critical +section contained in the preempt-disable region as shown above. +Of course, RCU read-side critical sections that extend outside of +preempt-disable regions will work correctly, but such critical sections +can be preempted, which forces <tt>rcu_read_unlock()</tt> to do +more work. +And no, this is <i>not</i> an invitation to enclose all of your RCU +read-side critical sections within preempt-disable regions, because +doing so would degrade real-time response. + +<p> +This non-requirement appeared with preemptible RCU. +If you need a grace period that waits on non-preemptible code regions, use +<a href="#Sched Flavor">RCU-sched</a>. + +<h2><a name="Parallelism Facts of Life">Parallelism Facts of Life</a></h2> + +<p> +These parallelism facts of life are by no means specific to RCU, but +the RCU implementation must abide by them. +They therefore bear repeating: + +<ol> +<li> Any CPU or task may be delayed at any time, + and any attempts to avoid these delays by disabling + preemption, interrupts, or whatever are completely futile. + This is most obvious in preemptible user-level + environments and in virtualized environments (where + a given guest OS's VCPUs can be preempted at any time by + the underlying hypervisor), but can also happen in bare-metal + environments due to ECC errors, NMIs, and other hardware + events. + Although a delay of more than about 20 seconds can result + in splats, the RCU implementation is obligated to use + algorithms that can tolerate extremely long delays, but where + “extremely long” is not long enough to allow + wrap-around when incrementing a 64-bit counter. +<li> Both the compiler and the CPU can reorder memory accesses. + Where it matters, RCU must use compiler directives and + memory-barrier instructions to preserve ordering. +<li> Conflicting writes to memory locations in any given cache line + will result in expensive cache misses. + Greater numbers of concurrent writes and more-frequent + concurrent writes will result in more dramatic slowdowns. + RCU is therefore obligated to use algorithms that have + sufficient locality to avoid significant performance and + scalability problems. +<li> As a rough rule of thumb, only one CPU's worth of processing + may be carried out under the protection of any given exclusive + lock. + RCU must therefore use scalable locking designs. +<li> Counters are finite, especially on 32-bit systems. + RCU's use of counters must therefore tolerate counter wrap, + or be designed such that counter wrap would take way more + time than a single system is likely to run. + An uptime of ten years is quite possible, a runtime + of a century much less so. + As an example of the latter, RCU's dyntick-idle nesting counter + allows 54 bits for interrupt nesting level (this counter + is 64 bits even on a 32-bit system). + Overflowing this counter requires 2<sup>54</sup> + half-interrupts on a given CPU without that CPU ever going idle. + If a half-interrupt happened every microsecond, it would take + 570 years of runtime to overflow this counter, which is currently + believed to be an acceptably long time. +<li> Linux systems can have thousands of CPUs running a single + Linux kernel in a single shared-memory environment. + RCU must therefore pay close attention to high-end scalability. +</ol> + +<p> +This last parallelism fact of life means that RCU must pay special +attention to the preceding facts of life. +The idea that Linux might scale to systems with thousands of CPUs would +have been met with some skepticism in the 1990s, but these requirements +would have otherwise have been unsurprising, even in the early 1990s. + +<h2><a name="Quality-of-Implementation Requirements">Quality-of-Implementation Requirements</a></h2> + +<p> +These sections list quality-of-implementation requirements. +Although an RCU implementation that ignores these requirements could +still be used, it would likely be subject to limitations that would +make it inappropriate for industrial-strength production use. +Classes of quality-of-implementation requirements are as follows: + +<ol> +<li> <a href="#Specialization">Specialization</a> +<li> <a href="#Performance and Scalability">Performance and Scalability</a> +<li> <a href="#Composability">Composability</a> +<li> <a href="#Corner Cases">Corner Cases</a> +</ol> + +<p> +These classes is covered in the following sections. + +<h3><a name="Specialization">Specialization</a></h3> + +<p> +RCU is and always has been intended primarily for read-mostly situations, as +illustrated by the following figure. +This means that RCU's read-side primitives are optimized, often at the +expense of its update-side primitives. + +<p><img src="RCUApplicability.svg" alt="RCUApplicability.svg" width="70%"></p> + +<p> +This focus on read-mostly situations means that RCU must interoperate +with other synchronization primitives. +For example, the <tt>add_gp()</tt> and <tt>remove_gp_synchronous()</tt> +examples discussed earlier use RCU to protect readers and locking to +coordinate updaters. +However, the need extends much farther, requiring that a variety of +synchronization primitives be legal within RCU read-side critical sections, +including spinlocks, sequence locks, atomic operations, reference +counters, and memory barriers. + +<p><a name="Quick Quiz 11"><b>Quick Quiz 11</b>:</a> +What about sleeping locks? +<br><a href="#qq11answer">Answer</a> + +<p> +It often comes as a surprise that many algorithms do not require a +consistent view of data, but many can function in that mode, +with network routing being the poster child. +Internet routing algorithms take significant time to propagate +updates, so that by the time an update arrives at a given system, +that system has been sending network traffic the wrong way for +a considerable length of time. +Having a few threads continue to send traffic the wrong way for a +few more milliseconds is clearly not a problem: In the worst case, +TCP retransmissions will eventually get the data where it needs to go. +In general, when tracking the state of the universe outside of the +computer, some level of inconsistency must be tolerated due to +speed-of-light delays if nothing else. + +<p> +Furthermore, uncertainty about external state is inherent in many cases. +For example, a pair of veternarians might use heartbeat to determine +whether or not a given cat was alive. +But how long should they wait after the last heartbeat to decide that +the cat is in fact dead? +Waiting less than 400 milliseconds makes no sense because this would +mean that a relaxed cat would be considered to cycle between death +and life more than 100 times per minute. +Moreover, just as with human beings, a cat's heart might stop for +some period of time, so the exact wait period is a judgment call. +One of our pair of veternarians might wait 30 seconds before pronouncing +the cat dead, while the other might insist on waiting a full minute. +The two veternarians would then disagree on the state of the cat during +the final 30 seconds of the minute following the last heartbeat, as +fancifully illustrated below: + +<p><img src="2013-08-is-it-dead.png" alt="2013-08-is-it-dead.png" width="431"></p> + +<p> +Interestingly enough, this same situation applies to hardware. +When push comes to shove, how do we tell whether or not some +external server has failed? +We send messages to it periodically, and declare it failed if we +don't receive a response within a given period of time. +Policy decisions can usually tolerate short +periods of inconsistency. +The policy was decided some time ago, and is only now being put into +effect, so a few milliseconds of delay is normally inconsequential. + +<p> +However, there are algorithms that absolutely must see consistent data. +For example, the translation between a user-level SystemV semaphore +ID to the corresponding in-kernel data structure is protected by RCU, +but it is absolutely forbidden to update a semaphore that has just been +removed. +In the Linux kernel, this need for consistency is accommodated by acquiring +spinlocks located in the in-kernel data structure from within +the RCU read-side critical section, and this is indicated by the +green box in the figure above. +Many other techniques may be used, and are in fact used within the +Linux kernel. + +<p> +In short, RCU is not required to maintain consistency, and other +mechanisms may be used in concert with RCU when consistency is required. +RCU's specialization allows it to do its job extremely well, and its +ability to interoperate with other synchronization mechanisms allows +the right mix of synchronization tools to be used for a given job. + +<h3><a name="Performance and Scalability">Performance and Scalability</a></h3> + +<p> +Energy efficiency is a critical component of performance today, +and Linux-kernel RCU implementations must therefore avoid unnecessarily +awakening idle CPUs. +I cannot claim that this requirement was premeditated. +In fact, I learned of it during a telephone conversation in which I +was given “frank and open” feedback on the importance +of energy efficiency in battery-powered systems and on specific +energy-efficiency shortcomings of the Linux-kernel RCU implementation. +In my experience, the battery-powered embedded community will consider +any unnecessary wakeups to be extremely unfriendly acts. +So much so that mere Linux-kernel-mailing-list posts are +insufficient to vent their ire. + +<p> +Memory consumption is not particularly important for in most +situations, and has become decreasingly +so as memory sizes have expanded and memory +costs have plummeted. +However, as I learned from Matt Mackall's +<a href="http://elinux.org/Linux_Tiny-FAQ">bloatwatch</a> +efforts, memory footprint is critically important on single-CPU systems with +non-preemptible (<tt>CONFIG_PREEMPT=n</tt>) kernels, and thus +<a href="https://lkml.kernel.org/g/20090113221724.GA15307@linux.vnet.ibm.com">tiny RCU</a> +was born. +Josh Triplett has since taken over the small-memory banner with his +<a href="https://tiny.wiki.kernel.org/">Linux kernel tinification</a> +project, which resulted in +<a href="#Sleepable RCU">SRCU</a> +becoming optional for those kernels not needing it. + +<p> +The remaining performance requirements are, for the most part, +unsurprising. +For example, in keeping with RCU's read-side specialization, +<tt>rcu_dereference()</tt> should have negligible overhead (for +example, suppression of a few minor compiler optimizations). +Similarly, in non-preemptible environments, <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> should have exactly zero overhead. + +<p> +In preemptible environments, in the case where the RCU read-side +critical section was not preempted (as will be the case for the +highest-priority real-time process), <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> should have minimal overhead. +In particular, they should not contain atomic read-modify-write +operations, memory-barrier instructions, preemption disabling, +interrupt disabling, or backwards branches. +However, in the case where the RCU read-side critical section was preempted, +<tt>rcu_read_unlock()</tt> may acquire spinlocks and disable interrupts. +This is why it is better to nest an RCU read-side critical section +within a preempt-disable region than vice versa, at least in cases +where that critical section is short enough to avoid unduly degrading +real-time latencies. + +<p> +The <tt>synchronize_rcu()</tt> grace-period-wait primitive is +optimized for throughput. +It may therefore incur several milliseconds of latency in addition to +the duration of the longest RCU read-side critical section. +On the other hand, multiple concurrent invocations of +<tt>synchronize_rcu()</tt> are required to use batching optimizations +so that they can be satisfied by a single underlying grace-period-wait +operation. +For example, in the Linux kernel, it is not unusual for a single +grace-period-wait operation to serve more than +<a href="https://www.usenix.org/conference/2004-usenix-annual-technical-conference/making-rcu-safe-deep-sub-millisecond-response">1,000 separate invocations</a> +of <tt>synchronize_rcu()</tt>, thus amortizing the per-invocation +overhead down to nearly zero. +However, the grace-period optimization is also required to avoid +measurable degradation of real-time scheduling and interrupt latencies. + +<p> +In some cases, the multi-millisecond <tt>synchronize_rcu()</tt> +latencies are unacceptable. +In these cases, <tt>synchronize_rcu_expedited()</tt> may be used +instead, reducing the grace-period latency down to a few tens of +microseconds on small systems, at least in cases where the RCU read-side +critical sections are short. +There are currently no special latency requirements for +<tt>synchronize_rcu_expedited()</tt> on large systems, but, +consistent with the empirical nature of the RCU specification, +that is subject to change. +However, there most definitely are scalability requirements: +A storm of <tt>synchronize_rcu_expedited()</tt> invocations on 4096 +CPUs should at least make reasonable forward progress. +In return for its shorter latencies, <tt>synchronize_rcu_expedited()</tt> +is permitted to impose modest degradation of real-time latency +on non-idle online CPUs. +That said, it will likely be necessary to take further steps to reduce this +degradation, hopefully to roughly that of a scheduling-clock interrupt. + +<p> +There are a number of situations where even +<tt>synchronize_rcu_expedited()</tt>'s reduced grace-period +latency is unacceptable. +In these situations, the asynchronous <tt>call_rcu()</tt> can be +used in place of <tt>synchronize_rcu()</tt> as follows: + +<blockquote> +<pre> + 1 struct foo { + 2 int a; + 3 int b; + 4 struct rcu_head rh; + 5 }; + 6 + 7 static void remove_gp_cb(struct rcu_head *rhp) + 8 { + 9 struct foo *p = container_of(rhp, struct foo, rh); +10 +11 kfree(p); +12 } +13 +14 bool remove_gp_asynchronous(void) +15 { +16 struct foo *p; +17 +18 spin_lock(&gp_lock); +19 p = rcu_dereference(gp); +20 if (!p) { +21 spin_unlock(&gp_lock); +22 return false; +23 } +24 rcu_assign_pointer(gp, NULL); +25 call_rcu(&p->rh, remove_gp_cb); +26 spin_unlock(&gp_lock); +27 return true; +28 } +</pre> +</blockquote> + +<p> +A definition of <tt>struct foo</tt> is finally needed, and appears +on lines 1-5. +The function <tt>remove_gp_cb()</tt> is passed to <tt>call_rcu()</tt> +on line 25, and will be invoked after the end of a subsequent +grace period. +This gets the same effect as <tt>remove_gp_synchronous()</tt>, +but without forcing the updater to wait for a grace period to elapse. +The <tt>call_rcu()</tt> function may be used in a number of +situations where neither <tt>synchronize_rcu()</tt> nor +<tt>synchronize_rcu_expedited()</tt> would be legal, +including within preempt-disable code, <tt>local_bh_disable()</tt> code, +interrupt-disable code, and interrupt handlers. +However, even <tt>call_rcu()</tt> is illegal within NMI handlers. +The callback function (<tt>remove_gp_cb()</tt> in this case) will be +executed within softirq (software interrupt) environment within the +Linux kernel, +either within a real softirq handler or under the protection +of <tt>local_bh_disable()</tt>. +In both the Linux kernel and in userspace, it is bad practice to +write an RCU callback function that takes too long. +Long-running operations should be relegated to separate threads or +(in the Linux kernel) workqueues. + +<p><a name="Quick Quiz 12"><b>Quick Quiz 12</b>:</a> +Why does line 19 use <tt>rcu_access_pointer()</tt>? +After all, <tt>call_rcu()</tt> on line 25 stores into the +structure, which would interact badly with concurrent insertions. +Doesn't this mean that <tt>rcu_dereference()</tt> is required? +<br><a href="#qq12answer">Answer</a> + +<p> +However, all that <tt>remove_gp_cb()</tt> is doing is +invoking <tt>kfree()</tt> on the data element. +This is a common idiom, and is supported by <tt>kfree_rcu()</tt>, +which allows “fire and forget” operation as shown below: + +<blockquote> +<pre> + 1 struct foo { + 2 int a; + 3 int b; + 4 struct rcu_head rh; + 5 }; + 6 + 7 bool remove_gp_faf(void) + 8 { + 9 struct foo *p; +10 +11 spin_lock(&gp_lock); +12 p = rcu_dereference(gp); +13 if (!p) { +14 spin_unlock(&gp_lock); +15 return false; +16 } +17 rcu_assign_pointer(gp, NULL); +18 kfree_rcu(p, rh); +19 spin_unlock(&gp_lock); +20 return true; +21 } +</pre> +</blockquote> + +<p> +Note that <tt>remove_gp_faf()</tt> simply invokes +<tt>kfree_rcu()</tt> and proceeds, without any need to pay any +further attention to the subsequent grace period and <tt>kfree()</tt>. +It is permissible to invoke <tt>kfree_rcu()</tt> from the same +environments as for <tt>call_rcu()</tt>. +Interestingly enough, DYNIX/ptx had the equivalents of +<tt>call_rcu()</tt> and <tt>kfree_rcu()</tt>, but not +<tt>synchronize_rcu()</tt>. +This was due to the fact that RCU was not heavily used within DYNIX/ptx, +so the very few places that needed something like +<tt>synchronize_rcu()</tt> simply open-coded it. + +<p><a name="Quick Quiz 13"><b>Quick Quiz 13</b>:</a> +Earlier it was claimed that <tt>call_rcu()</tt> and +<tt>kfree_rcu()</tt> allowed updaters to avoid being blocked +by readers. +But how can that be correct, given that the invocation of the callback +and the freeing of the memory (respectively) must still wait for +a grace period to elapse? +<br><a href="#qq13answer">Answer</a> + +<p> +But what if the updater must wait for the completion of code to be +executed after the end of the grace period, but has other tasks +that can be carried out in the meantime? +The polling-style <tt>get_state_synchronize_rcu()</tt> and +<tt>cond_synchronize_rcu()</tt> functions may be used for this +purpose, as shown below: + +<blockquote> +<pre> + 1 bool remove_gp_poll(void) + 2 { + 3 struct foo *p; + 4 unsigned long s; + 5 + 6 spin_lock(&gp_lock); + 7 p = rcu_access_pointer(gp); + 8 if (!p) { + 9 spin_unlock(&gp_lock); +10 return false; +11 } +12 rcu_assign_pointer(gp, NULL); +13 spin_unlock(&gp_lock); +14 s = get_state_synchronize_rcu(); +15 do_something_while_waiting(); +16 cond_synchronize_rcu(s); +17 kfree(p); +18 return true; +19 } +</pre> +</blockquote> + +<p> +On line 14, <tt>get_state_synchronize_rcu()</tt> obtains a +“cookie” from RCU, +then line 15 carries out other tasks, +and finally, line 16 returns immediately if a grace period has +elapsed in the meantime, but otherwise waits as required. +The need for <tt>get_state_synchronize_rcu</tt> and +<tt>cond_synchronize_rcu()</tt> has appeared quite recently, +so it is too early to tell whether they will stand the test of time. + +<p> +RCU thus provides a range of tools to allow updaters to strike the +required tradeoff between latency, flexibility and CPU overhead. + +<h3><a name="Composability">Composability</a></h3> + +<p> +Composability has received much attention in recent years, perhaps in part +due to the collision of multicore hardware with object-oriented techniques +designed in single-threaded environments for single-threaded use. +And in theory, RCU read-side critical sections may be composed, and in +fact may be nested arbitrarily deeply. +In practice, as with all real-world implementations of composable +constructs, there are limitations. + +<p> +Implementations of RCU for which <tt>rcu_read_lock()</tt> +and <tt>rcu_read_unlock()</tt> generate no code, such as +Linux-kernel RCU when <tt>CONFIG_PREEMPT=n</tt>, can be +nested arbitrarily deeply. +After all, there is no overhead. +Except that if all these instances of <tt>rcu_read_lock()</tt> +and <tt>rcu_read_unlock()</tt> are visible to the compiler, +compilation will eventually fail due to exhausting memory, +mass storage, or user patience, whichever comes first. +If the nesting is not visible to the compiler, as is the case with +mutually recursive functions each in its own translation unit, +stack overflow will result. +If the nesting takes the form of loops, either the control variable +will overflow or (in the Linux kernel) you will get an RCU CPU stall warning. +Nevertheless, this class of RCU implementations is one +of the most composable constructs in existence. + +<p> +RCU implementations that explicitly track nesting depth +are limited by the nesting-depth counter. +For example, the Linux kernel's preemptible RCU limits nesting to +<tt>INT_MAX</tt>. +This should suffice for almost all practical purposes. +That said, a consecutive pair of RCU read-side critical sections +between which there is an operation that waits for a grace period +cannot be enclosed in another RCU read-side critical section. +This is because it is not legal to wait for a grace period within +an RCU read-side critical section: To do so would result either +in deadlock or +in RCU implicitly splitting the enclosing RCU read-side critical +section, neither of which is conducive to a long-lived and prosperous +kernel. + +<p> +In short, although RCU read-side critical sections are highly composable, +care is required in some situations, just as is the case for any other +composable synchronization mechanism. + +<h3><a name="Corner Cases">Corner Cases</a></h3> + +<p> +A given RCU workload might have an endless and intense stream of +RCU read-side critical sections, perhaps even so intense that there +was never a point in time during which there was not at least one +RCU read-side critical section in flight. +RCU cannot allow this situation to block grace periods: As long as +all the RCU read-side critical sections are finite, grace periods +must also be finite. + +<p> +That said, preemptible RCU implementations could potentially result +in RCU read-side critical sections being preempted for long durations, +which has the effect of creating a long-duration RCU read-side +critical section. +This situation can arise only in heavily loaded systems, but systems using +real-time priorities are of course more vulnerable. +Therefore, RCU priority boosting is provided to help deal with this +case. +That said, the exact requirements on RCU priority boosting will likely +evolve as more experience accumulates. + +<p> +Other workloads might have very high update rates. +Although one can argue that such workloads should instead use +something other than RCU, the fact remains that RCU must +handle such workloads gracefully. +This requirement is another factor driving batching of grace periods, +but it is also the driving force behind the checks for large numbers +of queued RCU callbacks in the <tt>call_rcu()</tt> code path. +Finally, high update rates should not delay RCU read-side critical +sections, although some read-side delays can occur when using +<tt>synchronize_rcu_expedited()</tt>, courtesy of this function's use +of <tt>try_stop_cpus()</tt>. +(In the future, <tt>synchronize_rcu_expedited()</tt> will be +converted to use lighter-weight inter-processor interrupts (IPIs), +but this will still disturb readers, though to a much smaller degree.) + +<p> +Although all three of these corner cases were understood in the early +1990s, a simple user-level test consisting of <tt>close(open(path))</tt> +in a tight loop +in the early 2000s suddenly provided a much deeper appreciation of the +high-update-rate corner case. +This test also motivated addition of some RCU code to react to high update +rates, for example, if a given CPU finds itself with more than 10,000 +RCU callbacks queued, it will cause RCU to take evasive action by +more aggressively starting grace periods and more aggressively forcing +completion of grace-period processing. +This evasive action causes the grace period to complete more quickly, +but at the cost of restricting RCU's batching optimizations, thus +increasing the CPU overhead incurred by that grace period. + +<h2><a name="Software-Engineering Requirements"> +Software-Engineering Requirements</a></h2> + +<p> +Between Murphy's Law and “To err is human”, it is necessary to +guard against mishaps and misuse: + +<ol> +<li> It is all too easy to forget to use <tt>rcu_read_lock()</tt> + everywhere that it is needed, so kernels built with + <tt>CONFIG_PROVE_RCU=y</tt> will spat if + <tt>rcu_dereference()</tt> is used outside of an + RCU read-side critical section. + Update-side code can use <tt>rcu_dereference_protected()</tt>, + which takes a + <a href="https://lwn.net/Articles/371986/">lockdep expression</a> + to indicate what is providing the protection. + If the indicated protection is not provided, a lockdep splat + is emitted. + + <p> + Code shared between readers and updaters can use + <tt>rcu_dereference_check()</tt>, which also takes a + lockdep expression, and emits a lockdep splat if neither + <tt>rcu_read_lock()</tt> nor the indicated protection + is in place. + In addition, <tt>rcu_dereference_raw()</tt> is used in those + (hopefully rare) cases where the required protection cannot + be easily described. + Finally, <tt>rcu_read_lock_held()</tt> is provided to + allow a function to verify that it has been invoked within + an RCU read-side critical section. + I was made aware of this set of requirements shortly after Thomas + Gleixner audited a number of RCU uses. +<li> A given function might wish to check for RCU-related preconditions + upon entry, before using any other RCU API. + The <tt>rcu_lockdep_assert()</tt> does this job, + asserting the expression in kernels having lockdep enabled + and doing nothing otherwise. +<li> It is also easy to forget to use <tt>rcu_assign_pointer()</tt> + and <tt>rcu_dereference()</tt>, perhaps (incorrectly) + substituting a simple assignment. + To catch this sort of error, a given RCU-protected pointer may be + tagged with <tt>__rcu</tt>, after which running sparse + with <tt>CONFIG_SPARSE_RCU_POINTER=y</tt> will complain + about simple-assignment accesses to that pointer. + Arnd Bergmann made me aware of this requirement, and also + supplied the needed + <a href="https://lwn.net/Articles/376011/">patch series</a>. +<li> Kernels built with <tt>CONFIG_DEBUG_OBJECTS_RCU_HEAD=y</tt> + will splat if a data element is passed to <tt>call_rcu()</tt> + twice in a row, without a grace period in between. + (This error is similar to a double free.) + The corresponding <tt>rcu_head</tt> structures that are + dynamically allocated are automatically tracked, but + <tt>rcu_head</tt> structures allocated on the stack + must be initialized with <tt>init_rcu_head_on_stack()</tt> + and cleaned up with <tt>destroy_rcu_head_on_stack()</tt>. + Similarly, statically allocated non-stack <tt>rcu_head</tt> + structures must be initialized with <tt>init_rcu_head()</tt> + and cleaned up with <tt>destroy_rcu_head()</tt>. + Mathieu Desnoyers made me aware of this requirement, and also + supplied the needed + <a href="https://lkml.kernel.org/g/20100319013024.GA28456@Krystal">patch</a>. +<li> An infinite loop in an RCU read-side critical section will + eventually trigger an RCU CPU stall warning splat. + However, RCU is not obligated to produce this splat + unless there is a grace period waiting on that particular + RCU read-side critical section. + This requirement made itself known in the early 1990s, pretty + much the first time that it was necessary to debug a CPU stall. +<li> Although it would be very good to detect pointers leaking out + of RCU read-side critical sections, there is currently no + good way of doing this. + One complication is the need to distinguish between pointers + leaking and pointers that have been handed off from RCU to + some other synchronization mechanism, for example, reference + counting. +<li> In kernels built with <tt>CONFIG_RCU_TRACE=y</tt>, RCU-related + information is provided via both debugfs and event tracing. +<li> Open-coded use of <tt>rcu_assign_pointer()</tt> and + <tt>rcu_dereference()</tt> to create typical linked + data structures can be surprisingly error-prone. + Therefore, RCU-protected + <a href="https://lwn.net/Articles/609973/#RCU List APIs">linked lists</a> + and, more recently, RCU-protected + <a href="https://lwn.net/Articles/612100/">hash tables</a> + are available. + Many other special-purpose RCU-protected data structures are + available in the Linux kernel and the userspace RCU library. +<li> Some linked structures are created at compile time, but still + require <tt>__rcu</tt> checking. + The <tt>RCU_POINTER_INITIALIZER()</tt> macro serves this + purpose. +<li> It is not necessary to use <tt>rcu_assign_pointer()</tt> + when creating linked structures that are to be published via + a single external pointer. + The <tt>RCU_INIT_POINTER()</tt> macro is provided for + this task and also for assigning <tt>NULL</tt> pointers + at runtime. +</ol> + +<p> +This not a hard-and-fast list: RCU's diagnostic capabilities will +continue to be guided by the number and type of usage bugs found +in real-world RCU usage. + +<h2><a name="Linux Kernel Complications">Linux Kernel Complications</a></h2> + +<p> +The Linux kernel provides an interesting environment for all kinds of +software, including RCU. +Some of the relevant points of interest are as follows: + +<ol> +<li> <a href="#Configuration">Configuration</a>. +<li> <a href="#Firmware Interface">Firmware Interface</a>. +<li> <a href="#Early Boot">Early Boot</a>. +<li> <a href="#Interrupts and NMIs"> + Interrupts and non-maskable interrupts (NMIs)</a>. +<li> <a href="#Loadable Modules">Loadable Modules</a>. +<li> <a href="#Hotplug CPU">Hotplug CPU</a>. +<li> <a href="#Scheduler and RCU">Scheduler and RCU</a>. +<li> <a href="#Tracing and RCU">Tracing and RCU</a>. +<li> <a href="#Energy Efficiency">Energy Efficiency</a>. +<li> <a href="#Performance, Scalability, Response Time, and Reliability"> + Performance, Scalability, Response Time, and Reliability</a>. +</ol> + +<p> +This list is probably incomplete, but it does give a feel for the +most notable Linux-kernel complications. +Each of the following sections covers one of the above topics. + +<h3><a name="Configuration">Configuration</a></h3> + +<p> +RCU's goal is automatic configuration, so that almost nobody +needs to worry about RCU's <tt>Kconfig</tt> options. +And for almost all users, RCU does in fact work well +“out of the box.” + +<p> +However, there are specialized use cases that are handled by +kernel boot parameters and <tt>Kconfig</tt> options. +Unfortunately, the <tt>Kconfig</tt> system will explicitly ask users +about new <tt>Kconfig</tt> options, which requires almost all of them +be hidden behind a <tt>CONFIG_RCU_EXPERT</tt> <tt>Kconfig</tt> option. + +<p> +This all should be quite obvious, but the fact remains that +Linus Torvalds recently had to +<a href="https://lkml.kernel.org/g/CA+55aFy4wcCwaL4okTs8wXhGZ5h-ibecy_Meg9C4MNQrUnwMcg@mail.gmail.com">remind</a> +me of this requirement. + +<h3><a name="Firmware Interface">Firmware Interface</a></h3> + +<p> +In many cases, kernel obtains information about the system from the +firmware, and sometimes things are lost in translation. +Or the translation is accurate, but the original message is bogus. + +<p> +For example, some systems' firmware overreports the number of CPUs, +sometimes by a large factor. +If RCU naively believed the firmware, as it used to do, +it would create too many per-CPU kthreads. +Although the resulting system will still run correctly, the extra +kthreads needlessly consume memory and can cause confusion +when they show up in <tt>ps</tt> listings. + +<p> +RCU must therefore wait for a given CPU to actually come online before +it can allow itself to believe that the CPU actually exists. +The resulting “ghost CPUs” (which are never going to +come online) cause a number of +<a href="https://paulmck.livejournal.com/37494.html">interesting complications</a>. + +<h3><a name="Early Boot">Early Boot</a></h3> + +<p> +The Linux kernel's boot sequence is an interesting process, +and RCU is used early, even before <tt>rcu_init()</tt> +is invoked. +In fact, a number of RCU's primitives can be used as soon as the +initial task's <tt>task_struct</tt> is available and the +boot CPU's per-CPU variables are set up. +The read-side primitives (<tt>rcu_read_lock()</tt>, +<tt>rcu_read_unlock()</tt>, <tt>rcu_dereference()</tt>, +and <tt>rcu_access_pointer()</tt>) will operate normally very early on, +as will <tt>rcu_assign_pointer()</tt>. + +<p> +Although <tt>call_rcu()</tt> may be invoked at any +time during boot, callbacks are not guaranteed to be invoked until after +the scheduler is fully up and running. +This delay in callback invocation is due to the fact that RCU does not +invoke callbacks until it is fully initialized, and this full initialization +cannot occur until after the scheduler has initialized itself to the +point where RCU can spawn and run its kthreads. +In theory, it would be possible to invoke callbacks earlier, +however, this is not a panacea because there would be severe restrictions +on what operations those callbacks could invoke. + +<p> +Perhaps surprisingly, <tt>synchronize_rcu()</tt>, +<a href="#Bottom-Half Flavor"><tt>synchronize_rcu_bh()</tt></a> +(<a href="#Bottom-Half Flavor">discussed below</a>), +and +<a href="#Sched Flavor"><tt>synchronize_sched()</tt></a> +will all operate normally +during very early boot, the reason being that there is only one CPU +and preemption is disabled. +This means that the call <tt>synchronize_rcu()</tt> (or friends) +itself is a quiescent +state and thus a grace period, so the early-boot implementation can +be a no-op. + +<p> +Both <tt>synchronize_rcu_bh()</tt> and <tt>synchronize_sched()</tt> +continue to operate normally through the remainder of boot, courtesy +of the fact that preemption is disabled across their RCU read-side +critical sections and also courtesy of the fact that there is still +only one CPU. +However, once the scheduler starts initializing, preemption is enabled. +There is still only a single CPU, but the fact that preemption is enabled +means that the no-op implementation of <tt>synchronize_rcu()</tt> no +longer works in <tt>CONFIG_PREEMPT=y</tt> kernels. +Therefore, as soon as the scheduler starts initializing, the early-boot +fastpath is disabled. +This means that <tt>synchronize_rcu()</tt> switches to its runtime +mode of operation where it posts callbacks, which in turn means that +any call to <tt>synchronize_rcu()</tt> will block until the corresponding +callback is invoked. +Unfortunately, the callback cannot be invoked until RCU's runtime +grace-period machinery is up and running, which cannot happen until +the scheduler has initialized itself sufficiently to allow RCU's +kthreads to be spawned. +Therefore, invoking <tt>synchronize_rcu()</tt> during scheduler +initialization can result in deadlock. + +<p><a name="Quick Quiz 14"><b>Quick Quiz 14</b>:</a> +So what happens with <tt>synchronize_rcu()</tt> during +scheduler initialization for <tt>CONFIG_PREEMPT=n</tt> +kernels? +<br><a href="#qq14answer">Answer</a> + +<p> +I learned of these boot-time requirements as a result of a series of +system hangs. + +<h3><a name="Interrupts and NMIs">Interrupts and NMIs</a></h3> + +<p> +The Linux kernel has interrupts, and RCU read-side critical sections are +legal within interrupt handlers and within interrupt-disabled regions +of code, as are invocations of <tt>call_rcu()</tt>. + +<p> +Some Linux-kernel architectures can enter an interrupt handler from +non-idle process context, and then just never leave it, instead stealthily +transitioning back to process context. +This trick is sometimes used to invoke system calls from inside the kernel. +These “half-interrupts” mean that RCU has to be very careful +about how it counts interrupt nesting levels. +I learned of this requirement the hard way during a rewrite +of RCU's dyntick-idle code. + +<p> +The Linux kernel has non-maskable interrupts (NMIs), and +RCU read-side critical sections are legal within NMI handlers. +Thankfully, RCU update-side primitives, including +<tt>call_rcu()</tt>, are prohibited within NMI handlers. + +<p> +The name notwithstanding, some Linux-kernel architectures +can have nested NMIs, which RCU must handle correctly. +Andy Lutomirski +<a href="https://lkml.kernel.org/g/CALCETrXLq1y7e_dKFPgou-FKHB6Pu-r8+t-6Ds+8=va7anBWDA@mail.gmail.com">surprised me</a> +with this requirement; +he also kindly surprised me with +<a href="https://lkml.kernel.org/g/CALCETrXSY9JpW3uE6H8WYk81sg56qasA2aqmjMPsq5dOtzso=g@mail.gmail.com">an algorithm</a> +that meets this requirement. + +<h3><a name="Loadable Modules">Loadable Modules</a></h3> + +<p> +The Linux kernel has loadable modules, and these modules can +also be unloaded. +After a given module has been unloaded, any attempt to call +one of its functions results in a segmentation fault. +The module-unload functions must therefore cancel any +delayed calls to loadable-module functions, for example, +any outstanding <tt>mod_timer()</tt> must be dealt with +via <tt>del_timer_sync()</tt> or similar. + +<p> +Unfortunately, there is no way to cancel an RCU callback; +once you invoke <tt>call_rcu()</tt>, the callback function is +going to eventually be invoked, unless the system goes down first. +Because it is normally considered socially irresponsible to crash the system +in response to a module unload request, we need some other way +to deal with in-flight RCU callbacks. + +<p> +RCU therefore provides +<tt><a href="https://lwn.net/Articles/217484/">rcu_barrier()</a></tt>, +which waits until all in-flight RCU callbacks have been invoked. +If a module uses <tt>call_rcu()</tt>, its exit function should therefore +prevent any future invocation of <tt>call_rcu()</tt>, then invoke +<tt>rcu_barrier()</tt>. +In theory, the underlying module-unload code could invoke +<tt>rcu_barrier()</tt> unconditionally, but in practice this would +incur unacceptable latencies. + +<p> +Nikita Danilov noted this requirement for an analogous filesystem-unmount +situation, and Dipankar Sarma incorporated <tt>rcu_barrier()</tt> into RCU. +The need for <tt>rcu_barrier()</tt> for module unloading became +apparent later. + +<h3><a name="Hotplug CPU">Hotplug CPU</a></h3> + +<p> +The Linux kernel supports CPU hotplug, which means that CPUs +can come and go. +It is of course illegal to use any RCU API member from an offline CPU. +This requirement was present from day one in DYNIX/ptx, but +on the other hand, the Linux kernel's CPU-hotplug implementation +is “interesting.” + +<p> +The Linux-kernel CPU-hotplug implementation has notifiers that +are used to allow the various kernel subsystems (including RCU) +to respond appropriately to a given CPU-hotplug operation. +Most RCU operations may be invoked from CPU-hotplug notifiers, +including even normal synchronous grace-period operations +such as <tt>synchronize_rcu()</tt>. +However, expedited grace-period operations such as +<tt>synchronize_rcu_expedited()</tt> are not supported, +due to the fact that current implementations block CPU-hotplug +operations, which could result in deadlock. + +<p> +In addition, all-callback-wait operations such as +<tt>rcu_barrier()</tt> are also not supported, due to the +fact that there are phases of CPU-hotplug operations where +the outgoing CPU's callbacks will not be invoked until after +the CPU-hotplug operation ends, which could also result in deadlock. + +<h3><a name="Scheduler and RCU">Scheduler and RCU</a></h3> + +<p> +RCU depends on the scheduler, and the scheduler uses RCU to +protect some of its data structures. +This means the scheduler is forbidden from acquiring +the runqueue locks and the priority-inheritance locks +in the middle of an outermost RCU read-side critical section unless +it also releases them before exiting that same +RCU read-side critical section. +This same prohibition also applies to any lock that is acquired +while holding any lock to which this prohibition applies. +Violating this rule results in deadlock. + +<p> +For RCU's part, the preemptible-RCU <tt>rcu_read_unlock()</tt> +implementation must be written carefully to avoid similar deadlocks. +In particular, <tt>rcu_read_unlock()</tt> must tolerate an +interrupt where the interrupt handler invokes both +<tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>. +This possibility requires <tt>rcu_read_unlock()</tt> to use +negative nesting levels to avoid destructive recursion via +interrupt handler's use of RCU. + +<p> +This pair of mutual scheduler-RCU requirements came as a +<a href="https://lwn.net/Articles/453002/">complete surprise</a>. + +<p> +As noted above, RCU makes use of kthreads, and it is necessary to +avoid excessive CPU-time accumulation by these kthreads. +This requirement was no surprise, but RCU's violation of it +when running context-switch-heavy workloads when built with +<tt>CONFIG_NO_HZ_FULL=y</tt> +<a href="http://www.rdrop.com/users/paulmck/scalability/paper/BareMetal.2015.01.15b.pdf">did come as a surprise [PDF]</a>. +RCU has made good progress towards meeting this requirement, even +for context-switch-have <tt>CONFIG_NO_HZ_FULL=y</tt> workloads, +but there is room for further improvement. + +<h3><a name="Tracing and RCU">Tracing and RCU</a></h3> + +<p> +It is possible to use tracing on RCU code, but tracing itself +uses RCU. +For this reason, <tt>rcu_dereference_raw_notrace()</tt> +is provided for use by tracing, which avoids the destructive +recursion that could otherwise ensue. +This API is also used by virtualization in some architectures, +where RCU readers execute in environments in which tracing +cannot be used. +The tracing folks both located the requirement and provided the +needed fix, so this surprise requirement was relatively painless. + +<h3><a name="Energy Efficiency">Energy Efficiency</a></h3> + +<p> +Interrupting idle CPUs is considered socially unacceptable, +especially by people with battery-powered embedded systems. +RCU therefore conserves energy by detecting which CPUs are +idle, including tracking CPUs that have been interrupted from idle. +This is a large part of the energy-efficiency requirement, +so I learned of this via an irate phone call. + +<p> +Because RCU avoids interrupting idle CPUs, it is illegal to +execute an RCU read-side critical section on an idle CPU. +(Kernels built with <tt>CONFIG_PROVE_RCU=y</tt> will splat +if you try it.) +The <tt>RCU_NONIDLE()</tt> macro and <tt>_rcuidle</tt> +event tracing is provided to work around this restriction. +In addition, <tt>rcu_is_watching()</tt> may be used to +test whether or not it is currently legal to run RCU read-side +critical sections on this CPU. +I learned of the need for diagnostics on the one hand +and <tt>RCU_NONIDLE()</tt> on the other while inspecting +idle-loop code. +Steven Rostedt supplied <tt>_rcuidle</tt> event tracing, +which is used quite heavily in the idle loop. + +<p> +It is similarly socially unacceptable to interrupt an +<tt>nohz_full</tt> CPU running in userspace. +RCU must therefore track <tt>nohz_full</tt> userspace +execution. +And in +<a href="https://lwn.net/Articles/558284/"><tt>CONFIG_NO_HZ_FULL_SYSIDLE=y</tt></a> +kernels, RCU must separately track idle CPUs on the one hand and +CPUs that are either idle or executing in userspace on the other. +In both cases, RCU must be able to sample state at two points in +time, and be able to determine whether or not some other CPU spent +any time idle and/or executing in userspace. + +<p> +These energy-efficiency requirements have proven quite difficult to +understand and to meet, for example, there have been more than five +clean-sheet rewrites of RCU's energy-efficiency code, the last of +which was finally able to demonstrate +<a href="http://www.rdrop.com/users/paulmck/realtime/paper/AMPenergy.2013.04.19a.pdf">real energy savings running on real hardware [PDF]</a>. +As noted earlier, +I learned of many of these requirements via angry phone calls: +Flaming me on the Linux-kernel mailing list was apparently not +sufficient to fully vent their ire at RCU's energy-efficiency bugs! + +<h3><a name="Performance, Scalability, Response Time, and Reliability"> +Performance, Scalability, Response Time, and Reliability</a></h3> + +<p> +Expanding on the +<a href="#Performance and Scalability">earlier discussion</a>, +RCU is used heavily by hot code paths in performance-critical +portions of the Linux kernel's networking, security, virtualization, +and scheduling code paths. +RCU must therefore use efficient implementations, especially in its +read-side primitives. +To that end, it would be good if preemptible RCU's implementation +of <tt>rcu_read_lock()</tt> could be inlined, however, doing +this requires resolving <tt>#include</tt> issues with the +<tt>task_struct</tt> structure. + +<p> +The Linux kernel supports hardware configurations with up to +4096 CPUs, which means that RCU must be extremely scalable. +Algorithms that involve frequent acquisitions of global locks or +frequent atomic operations on global variables simply cannot be +tolerated within the RCU implementation. +RCU therefore makes heavy use of a combining tree based on the +<tt>rcu_node</tt> structure. +RCU is required to tolerate all CPUs continuously invoking any +combination of RCU's runtime primitives with minimal per-operation +overhead. +In fact, in many cases, increasing load must <i>decrease</i> the +per-operation overhead, witness the batching optimizations for +<tt>synchronize_rcu()</tt>, <tt>call_rcu()</tt>, +<tt>synchronize_rcu_expedited()</tt>, and <tt>rcu_barrier()</tt>. +As a general rule, RCU must cheerfully accept whatever the +rest of the Linux kernel decides to throw at it. + +<p> +The Linux kernel is used for real-time workloads, especially +in conjunction with the +<a href="https://rt.wiki.kernel.org/index.php/Main_Page">-rt patchset</a>. +The real-time-latency response requirements are such that the +traditional approach of disabling preemption across RCU +read-side critical sections is inappropriate. +Kernels built with <tt>CONFIG_PREEMPT=y</tt> therefore +use an RCU implementation that allows RCU read-side critical +sections to be preempted. +This requirement made its presence known after users made it +clear that an earlier +<a href="https://lwn.net/Articles/107930/">real-time patch</a> +did not meet their needs, in conjunction with some +<a href="https://lkml.kernel.org/g/20050318002026.GA2693@us.ibm.com">RCU issues</a> +encountered by a very early version of the -rt patchset. + +<p> +In addition, RCU must make do with a sub-100-microsecond real-time latency +budget. +In fact, on smaller systems with the -rt patchset, the Linux kernel +provides sub-20-microsecond real-time latencies for the whole kernel, +including RCU. +RCU's scalability and latency must therefore be sufficient for +these sorts of configurations. +To my surprise, the sub-100-microsecond real-time latency budget +<a href="http://www.rdrop.com/users/paulmck/realtime/paper/bigrt.2013.01.31a.LCA.pdf"> +applies to even the largest systems [PDF]</a>, +up to and including systems with 4096 CPUs. +This real-time requirement motivated the grace-period kthread, which +also simplified handling of a number of race conditions. + +<p> +Finally, RCU's status as a synchronization primitive means that +any RCU failure can result in arbitrary memory corruption that can be +extremely difficult to debug. +This means that RCU must be extremely reliable, which in +practice also means that RCU must have an aggressive stress-test +suite. +This stress-test suite is called <tt>rcutorture</tt>. + +<p> +Although the need for <tt>rcutorture</tt> was no surprise, +the current immense popularity of the Linux kernel is posing +interesting—and perhaps unprecedented—validation +challenges. +To see this, keep in mind that there are well over one billion +instances of the Linux kernel running today, given Android +smartphones, Linux-powered televisions, and servers. +This number can be expected to increase sharply with the advent of +the celebrated Internet of Things. + +<p> +Suppose that RCU contains a race condition that manifests on average +once per million years of runtime. +This bug will be occurring about three times per <i>day</i> across +the installed base. +RCU could simply hide behind hardware error rates, given that no one +should really expect their smartphone to last for a million years. +However, anyone taking too much comfort from this thought should +consider the fact that in most jurisdictions, a successful multi-year +test of a given mechanism, which might include a Linux kernel, +suffices for a number of types of safety-critical certifications. +In fact, rumor has it that the Linux kernel is already being used +in production for safety-critical applications. +I don't know about you, but I would feel quite bad if a bug in RCU +killed someone. +Which might explain my recent focus on validation and verification. + +<h2><a name="Other RCU Flavors">Other RCU Flavors</a></h2> + +<p> +One of the more surprising things about RCU is that there are now +no fewer than five <i>flavors</i>, or API families. +In addition, the primary flavor that has been the sole focus up to +this point has two different implementations, non-preemptible and +preemptible. +The other four flavors are listed below, with requirements for each +described in a separate section. + +<ol> +<li> <a href="#Bottom-Half Flavor">Bottom-Half Flavor</a> +<li> <a href="#Sched Flavor">Sched Flavor</a> +<li> <a href="#Sleepable RCU">Sleepable RCU</a> +<li> <a href="#Tasks RCU">Tasks RCU</a> +</ol> + +<h3><a name="Bottom-Half Flavor">Bottom-Half Flavor</a></h3> + +<p> +The softirq-disable (AKA “bottom-half”, +hence the “_bh” abbreviations) +flavor of RCU, or <i>RCU-bh</i>, was developed by +Dipankar Sarma to provide a flavor of RCU that could withstand the +network-based denial-of-service attacks researched by Robert +Olsson. +These attacks placed so much networking load on the system +that some of the CPUs never exited softirq execution, +which in turn prevented those CPUs from ever executing a context switch, +which, in the RCU implementation of that time, prevented grace periods +from ever ending. +The result was an out-of-memory condition and a system hang. + +<p> +The solution was the creation of RCU-bh, which does +<tt>local_bh_disable()</tt> +across its read-side critical sections, and which uses the transition +from one type of softirq processing to another as a quiescent state +in addition to context switch, idle, user mode, and offline. +This means that RCU-bh grace periods can complete even when some of +the CPUs execute in softirq indefinitely, thus allowing algorithms +based on RCU-bh to withstand network-based denial-of-service attacks. + +<p> +Because +<tt>rcu_read_lock_bh()</tt> and <tt>rcu_read_unlock_bh()</tt> +disable and re-enable softirq handlers, any attempt to start a softirq +handlers during the +RCU-bh read-side critical section will be deferred. +In this case, <tt>rcu_read_unlock_bh()</tt> +will invoke softirq processing, which can take considerable time. +One can of course argue that this softirq overhead should be associated +with the code following the RCU-bh read-side critical section rather +than <tt>rcu_read_unlock_bh()</tt>, but the fact +is that most profiling tools cannot be expected to make this sort +of fine distinction. +For example, suppose that a three-millisecond-long RCU-bh read-side +critical section executes during a time of heavy networking load. +There will very likely be an attempt to invoke at least one softirq +handler during that three milliseconds, but any such invocation will +be delayed until the time of the <tt>rcu_read_unlock_bh()</tt>. +This can of course make it appear at first glance as if +<tt>rcu_read_unlock_bh()</tt> was executing very slowly. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">RCU-bh API</a> +includes +<tt>rcu_read_lock_bh()</tt>, +<tt>rcu_read_unlock_bh()</tt>, +<tt>rcu_dereference_bh()</tt>, +<tt>rcu_dereference_bh_check()</tt>, +<tt>synchronize_rcu_bh()</tt>, +<tt>synchronize_rcu_bh_expedited()</tt>, +<tt>call_rcu_bh()</tt>, +<tt>rcu_barrier_bh()</tt>, and +<tt>rcu_read_lock_bh_held()</tt>. + +<h3><a name="Sched Flavor">Sched Flavor</a></h3> + +<p> +Before preemptible RCU, waiting for an RCU grace period had the +side effect of also waiting for all pre-existing interrupt +and NMI handlers. +However, there are legitimate preemptible-RCU implementations that +do not have this property, given that any point in the code outside +of an RCU read-side critical section can be a quiescent state. +Therefore, <i>RCU-sched</i> was created, which follows “classic” +RCU in that an RCU-sched grace period waits for for pre-existing +interrupt and NMI handlers. +In kernels built with <tt>CONFIG_PREEMPT=n</tt>, the RCU and RCU-sched +APIs have identical implementations, while kernels built with +<tt>CONFIG_PREEMPT=y</tt> provide a separate implementation for each. + +<p> +Note well that in <tt>CONFIG_PREEMPT=y</tt> kernels, +<tt>rcu_read_lock_sched()</tt> and <tt>rcu_read_unlock_sched()</tt> +disable and re-enable preemption, respectively. +This means that if there was a preemption attempt during the +RCU-sched read-side critical section, <tt>rcu_read_unlock_sched()</tt> +will enter the scheduler, with all the latency and overhead entailed. +Just as with <tt>rcu_read_unlock_bh()</tt>, this can make it look +as if <tt>rcu_read_unlock_sched()</tt> was executing very slowly. +However, the highest-priority task won't be preempted, so that task +will enjoy low-overhead <tt>rcu_read_unlock_sched()</tt> invocations. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">RCU-sched API</a> +includes +<tt>rcu_read_lock_sched()</tt>, +<tt>rcu_read_unlock_sched()</tt>, +<tt>rcu_read_lock_sched_notrace()</tt>, +<tt>rcu_read_unlock_sched_notrace()</tt>, +<tt>rcu_dereference_sched()</tt>, +<tt>rcu_dereference_sched_check()</tt>, +<tt>synchronize_sched()</tt>, +<tt>synchronize_rcu_sched_expedited()</tt>, +<tt>call_rcu_sched()</tt>, +<tt>rcu_barrier_sched()</tt>, and +<tt>rcu_read_lock_sched_held()</tt>. +However, anything that disables preemption also marks an RCU-sched +read-side critical section, including +<tt>preempt_disable()</tt> and <tt>preempt_enable()</tt>, +<tt>local_irq_save()</tt> and <tt>local_irq_restore()</tt>, +and so on. + +<h3><a name="Sleepable RCU">Sleepable RCU</a></h3> + +<p> +For well over a decade, someone saying “I need to block within +an RCU read-side critical section” was a reliable indication +that this someone did not understand RCU. +After all, if you are always blocking in an RCU read-side critical +section, you can probably afford to use a higher-overhead synchronization +mechanism. +However, that changed with the advent of the Linux kernel's notifiers, +whose RCU read-side critical +sections almost never sleep, but sometimes need to. +This resulted in the introduction of +<a href="https://lwn.net/Articles/202847/">sleepable RCU</a>, +or <i>SRCU</i>. + +<p> +SRCU allows different domains to be defined, with each such domain +defined by an instance of an <tt>srcu_struct</tt> structure. +A pointer to this structure must be passed in to each SRCU function, +for example, <tt>synchronize_srcu(&ss)</tt>, where +<tt>ss</tt> is the <tt>srcu_struct</tt> structure. +The key benefit of these domains is that a slow SRCU reader in one +domain does not delay an SRCU grace period in some other domain. +That said, one consequence of these domains is that read-side code +must pass a “cookie” from <tt>srcu_read_lock()</tt> +to <tt>srcu_read_unlock()</tt>, for example, as follows: + +<blockquote> +<pre> + 1 int idx; + 2 + 3 idx = srcu_read_lock(&ss); + 4 do_something(); + 5 srcu_read_unlock(&ss, idx); +</pre> +</blockquote> + +<p> +As noted above, it is legal to block within SRCU read-side critical sections, +however, with great power comes great responsibility. +If you block forever in one of a given domain's SRCU read-side critical +sections, then that domain's grace periods will also be blocked forever. +Of course, one good way to block forever is to deadlock, which can +happen if any operation in a given domain's SRCU read-side critical +section can block waiting, either directly or indirectly, for that domain's +grace period to elapse. +For example, this results in a self-deadlock: + +<blockquote> +<pre> + 1 int idx; + 2 + 3 idx = srcu_read_lock(&ss); + 4 do_something(); + 5 synchronize_srcu(&ss); + 6 srcu_read_unlock(&ss, idx); +</pre> +</blockquote> + +<p> +However, if line 5 acquired a mutex that was held across +a <tt>synchronize_srcu()</tt> for domain <tt>ss</tt>, +deadlock would still be possible. +Furthermore, if line 5 acquired a mutex that was held across +a <tt>synchronize_srcu()</tt> for some other domain <tt>ss1</tt>, +and if an <tt>ss1</tt>-domain SRCU read-side critical section +acquired another mutex that was held across as <tt>ss</tt>-domain +<tt>synchronize_srcu()</tt>, +deadlock would again be possible. +Such a deadlock cycle could extend across an arbitrarily large number +of different SRCU domains. +Again, with great power comes great responsibility. + +<p> +Unlike the other RCU flavors, SRCU read-side critical sections can +run on idle and even offline CPUs. +This ability requires that <tt>srcu_read_lock()</tt> and +<tt>srcu_read_unlock()</tt> contain memory barriers, which means +that SRCU readers will run a bit slower than would RCU readers. +It also motivates the <tt>smp_mb__after_srcu_read_unlock()</tt> +API, which, in combination with <tt>srcu_read_unlock()</tt>, +guarantees a full memory barrier. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">SRCU API</a> +includes +<tt>srcu_read_lock()</tt>, +<tt>srcu_read_unlock()</tt>, +<tt>srcu_dereference()</tt>, +<tt>srcu_dereference_check()</tt>, +<tt>synchronize_srcu()</tt>, +<tt>synchronize_srcu_expedited()</tt>, +<tt>call_srcu()</tt>, +<tt>srcu_barrier()</tt>, and +<tt>srcu_read_lock_held()</tt>. +It also includes +<tt>DEFINE_SRCU()</tt>, +<tt>DEFINE_STATIC_SRCU()</tt>, and +<tt>init_srcu_struct()</tt> +APIs for defining and initializing <tt>srcu_struct</tt> structures. + +<h3><a name="Tasks RCU">Tasks RCU</a></h3> + +<p> +Some forms of tracing use “tramopolines” to handle the +binary rewriting required to install different types of probes. +It would be good to be able to free old trampolines, which sounds +like a job for some form of RCU. +However, because it is necessary to be able to install a trace +anywhere in the code, it is not possible to use read-side markers +such as <tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>. +In addition, it does not work to have these markers in the trampoline +itself, because there would need to be instructions following +<tt>rcu_read_unlock()</tt>. +Although <tt>synchronize_rcu()</tt> would guarantee that execution +reached the <tt>rcu_read_unlock()</tt>, it would not be able to +guarantee that execution had completely left the trampoline. + +<p> +The solution, in the form of +<a href="https://lwn.net/Articles/607117/"><i>Tasks RCU</i></a>, +is to have implicit +read-side critical sections that are delimited by voluntary context +switches, that is, calls to <tt>schedule()</tt>, +<tt>cond_resched_rcu_qs()</tt>, and +<tt>synchronize_rcu_tasks()</tt>. +In addition, transitions to and from userspace execution also delimit +tasks-RCU read-side critical sections. + +<p> +The tasks-RCU API is quite compact, consisting only of +<tt>call_rcu_tasks()</tt>, +<tt>synchronize_rcu_tasks()</tt>, and +<tt>rcu_barrier_tasks()</tt>. + +<h2><a name="Possible Future Changes">Possible Future Changes</a></h2> + +<p> +One of the tricks that RCU uses to attain update-side scalability is +to increase grace-period latency with increasing numbers of CPUs. +If this becomes a serious problem, it will be necessary to rework the +grace-period state machine so as to avoid the need for the additional +latency. + +<p> +Expedited grace periods scan the CPUs, so their latency and overhead +increases with increasing numbers of CPUs. +If this becomes a serious problem on large systems, it will be necessary +to do some redesign to avoid this scalability problem. + +<p> +RCU disables CPU hotplug in a few places, perhaps most notably in the +expedited grace-period and <tt>rcu_barrier()</tt> operations. +If there is a strong reason to use expedited grace periods in CPU-hotplug +notifiers, it will be necessary to avoid disabling CPU hotplug. +This would introduce some complexity, so there had better be a <i>very</i> +good reason. + +<p> +The tradeoff between grace-period latency on the one hand and interruptions +of other CPUs on the other hand may need to be re-examined. +The desire is of course for zero grace-period latency as well as zero +interprocessor interrupts undertaken during an expedited grace period +operation. +While this ideal is unlikely to be achievable, it is quite possible that +further improvements can be made. + +<p> +The multiprocessor implementations of RCU use a combining tree that +groups CPUs so as to reduce lock contention and increase cache locality. +However, this combining tree does not spread its memory across NUMA +nodes nor does it align the CPU groups with hardware features such +as sockets or cores. +Such spreading and alignment is currently believed to be unnecessary +because the hotpath read-side primitives do not access the combining +tree, nor does <tt>call_rcu()</tt> in the common case. +If you believe that your architecture needs such spreading and alignment, +then your architecture should also benefit from the +<tt>rcutree.rcu_fanout_leaf</tt> boot parameter, which can be set +to the number of CPUs in a socket, NUMA node, or whatever. +If the number of CPUs is too large, use a fraction of the number of +CPUs. +If the number of CPUs is a large prime number, well, that certainly +is an “interesting” architectural choice! +More flexible arrangements might be considered, but only if +<tt>rcutree.rcu_fanout_leaf</tt> has proven inadequate, and only +if the inadequacy has been demonstrated by a carefully run and +realistic system-level workload. + +<p> +Please note that arrangements that require RCU to remap CPU numbers will +require extremely good demonstration of need and full exploration of +alternatives. + +<p> +There is an embarrassingly large number of flavors of RCU, and this +number has been increasing over time. +Perhaps it will be possible to combine some at some future date. + +<p> +RCU's various kthreads are reasonably recent additions. +It is quite likely that adjustments will be required to more gracefully +handle extreme loads. +It might also be necessary to be able to relate CPU utilization by +RCU's kthreads and softirq handlers to the code that instigated this +CPU utilization. +For example, RCU callback overhead might be charged back to the +originating <tt>call_rcu()</tt> instance, though probably not +in production kernels. + +<h2><a name="Summary">Summary</a></h2> + +<p> +This document has presented more than two decade's worth of RCU +requirements. +Given that the requirements keep changing, this will not be the last +word on this subject, but at least it serves to get an important +subset of the requirements set forth. + +<h2><a name="Acknowledgments">Acknowledgments</a></h2> + +I am grateful to Steven Rostedt, Lai Jiangshan, Ingo Molnar, +Oleg Nesterov, Borislav Petkov, Peter Zijlstra, Boqun Feng, and +Andy Lutomirski for their help in rendering +this article human readable, and to Michelle Rankin for her support +of this effort. +Other contributions are acknowledged in the Linux kernel's git archive. +The cartoon is copyright (c) 2013 by Melissa Broussard, +and is provided +under the terms of the Creative Commons Attribution-Share Alike 3.0 +United States license. + +<h3><a name="Answers to Quick Quizzes"> +Answers to Quick Quizzes</a></h3> + +<a name="qq1answer"></a> +<p><b>Quick Quiz 1</b>: +Wait a minute! +You said that updaters can make useful forward progress concurrently +with readers, but pre-existing readers will block +<tt>synchronize_rcu()</tt>!!! +Just who are you trying to fool??? + + +</p><p><b>Answer</b>: +First, if updaters do not wish to be blocked by readers, they can use +<tt>call_rcu()</tt> or <tt>kfree_rcu()</tt>, which will +be discussed later. +Second, even when using <tt>synchronize_rcu()</tt>, the other +update-side code does run concurrently with readers, whether pre-existing +or not. + + +</p><p><a href="#Quick%20Quiz%201"><b>Back to Quick Quiz 1</b>.</a> + +<a name="qq2answer"></a> +<p><b>Quick Quiz 2</b>: +Why is the <tt>synchronize_rcu()</tt> on line 28 needed? + + +</p><p><b>Answer</b>: +Without that extra grace period, memory reordering could result in +<tt>do_something_dlm()</tt> executing <tt>do_something()</tt> +concurrently with the last bits of <tt>recovery()</tt>. + + +</p><p><a href="#Quick%20Quiz%202"><b>Back to Quick Quiz 2</b>.</a> + +<a name="qq3answer"></a> +<p><b>Quick Quiz 3</b>: +But <tt>rcu_assign_pointer()</tt> does nothing to prevent the +two assignments to <tt>p->a</tt> and <tt>p->b</tt> +from being reordered. +Can't that also cause problems? + + +</p><p><b>Answer</b>: +No, it cannot. +The readers cannot see either of these two fields until +the assignment to <tt>gp</tt>, by which time both fields are +fully initialized. +So reordering the assignments +to <tt>p->a</tt> and <tt>p->b</tt> cannot possibly +cause any problems. + + +</p><p><a href="#Quick%20Quiz%203"><b>Back to Quick Quiz 3</b>.</a> + +<a name="qq4answer"></a> +<p><b>Quick Quiz 4</b>: +Without the <tt>rcu_dereference()</tt> or the +<tt>rcu_access_pointer()</tt>, what destructive optimizations +might the compiler make use of? + + +</p><p><b>Answer</b>: +Let's start with what happens to <tt>do_something_gp()</tt> +if it fails to use <tt>rcu_dereference()</tt>. +It could reuse a value formerly fetched from this same pointer. +It could also fetch the pointer from <tt>gp</tt> in a byte-at-a-time +manner, resulting in <i>load tearing</i>, in turn resulting a bytewise +mash-up of two distince pointer values. +It might even use value-speculation optimizations, where it makes a wrong +guess, but by the time it gets around to checking the value, an update +has changed the pointer to match the wrong guess. +Too bad about any dereferences that returned pre-initialization garbage +in the meantime! + +<p> +For <tt>remove_gp_synchronous()</tt>, as long as all modifications +to <tt>gp</tt> are carried out while holding <tt>gp_lock</tt>, +the above optimizations are harmless. +However, +with <tt>CONFIG_SPARSE_RCU_POINTER=y</tt>, +<tt>sparse</tt> will complain if you +define <tt>gp</tt> with <tt>__rcu</tt> and then +access it without using +either <tt>rcu_access_pointer()</tt> or <tt>rcu_dereference()</tt>. + + +</p><p><a href="#Quick%20Quiz%204"><b>Back to Quick Quiz 4</b>.</a> + +<a name="qq5answer"></a> +<p><b>Quick Quiz 5</b>: +Given that multiple CPUs can start RCU read-side critical sections +at any time without any ordering whatsoever, how can RCU possibly tell whether +or not a given RCU read-side critical section starts before a +given instance of <tt>synchronize_rcu()</tt>? + + +</p><p><b>Answer</b>: +If RCU cannot tell whether or not a given +RCU read-side critical section starts before a +given instance of <tt>synchronize_rcu()</tt>, +then it must assume that the RCU read-side critical section +started first. +In other words, a given instance of <tt>synchronize_rcu()</tt> +can avoid waiting on a given RCU read-side critical section only +if it can prove that <tt>synchronize_rcu()</tt> started first. + + +</p><p><a href="#Quick%20Quiz%205"><b>Back to Quick Quiz 5</b>.</a> + +<a name="qq6answer"></a> +<p><b>Quick Quiz 6</b>: +The first and second guarantees require unbelievably strict ordering! +Are all these memory barriers <i> really</i> required? + + +</p><p><b>Answer</b>: +Yes, they really are required. +To see why the first guarantee is required, consider the following +sequence of events: + +<ol> +<li> CPU 1: <tt>rcu_read_lock()</tt> +<li> CPU 1: <tt>q = rcu_dereference(gp); + /* Very likely to return p. */</tt> +<li> CPU 0: <tt>list_del_rcu(p);</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> starts. +<li> CPU 1: <tt>do_something_with(q->a); + /* No smp_mb(), so might happen after kfree(). */</tt> +<li> CPU 1: <tt>rcu_read_unlock()</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> returns. +<li> CPU 0: <tt>kfree(p);</tt> +</ol> + +<p> +Therefore, there absolutely must be a full memory barrier between the +end of the RCU read-side critical section and the end of the +grace period. + +<p> +The sequence of events demonstrating the necessity of the second rule +is roughly similar: + +<ol> +<li> CPU 0: <tt>list_del_rcu(p);</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> starts. +<li> CPU 1: <tt>rcu_read_lock()</tt> +<li> CPU 1: <tt>q = rcu_dereference(gp); + /* Might return p if no memory barrier. */</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> returns. +<li> CPU 0: <tt>kfree(p);</tt> +<li> CPU 1: <tt>do_something_with(q->a); /* Boom!!! */</tt> +<li> CPU 1: <tt>rcu_read_unlock()</tt> +</ol> + +<p> +And similarly, without a memory barrier between the beginning of the +grace period and the beginning of the RCU read-side critical section, +CPU 1 might end up accessing the freelist. + +<p> +The “as if” rule of course applies, so that any implementation +that acts as if the appropriate memory barriers were in place is a +correct implementation. +That said, it is much easier to fool yourself into believing that you have +adhered to the as-if rule than it is to actually adhere to it! + + +</p><p><a href="#Quick%20Quiz%206"><b>Back to Quick Quiz 6</b>.</a> + +<a name="qq7answer"></a> +<p><b>Quick Quiz 7</b>: +But how does the upgrade-to-write operation exclude other readers? + + +</p><p><b>Answer</b>: +It doesn't, just like normal RCU updates, which also do not exclude +RCU readers. + + +</p><p><a href="#Quick%20Quiz%207"><b>Back to Quick Quiz 7</b>.</a> + +<a name="qq8answer"></a> +<p><b>Quick Quiz 8</b>: +Can't the compiler also reorder this code? + + +</p><p><b>Answer</b>: +No, the volatile casts in <tt>READ_ONCE()</tt> and +<tt>WRITE_ONCE()</tt> prevent the compiler from reordering in +this particular case. + + +</p><p><a href="#Quick%20Quiz%208"><b>Back to Quick Quiz 8</b>.</a> + +<a name="qq9answer"></a> +<p><b>Quick Quiz 9</b>: +Suppose that synchronize_rcu() did wait until all readers had completed. +Would the updater be able to rely on this? + + +</p><p><b>Answer</b>: +No. +Even if <tt>synchronize_rcu()</tt> were to wait until +all readers had completed, a new reader might start immediately after +<tt>synchronize_rcu()</tt> completed. +Therefore, the code following +<tt>synchronize_rcu()</tt> cannot rely on there being no readers +in any case. + + +</p><p><a href="#Quick%20Quiz%209"><b>Back to Quick Quiz 9</b>.</a> + +<a name="qq10answer"></a> +<p><b>Quick Quiz 10</b>: +How long a sequence of grace periods, each separated by an RCU read-side +critical section, would be required to partition the RCU read-side +critical sections at the beginning and end of the chain? + + +</p><p><b>Answer</b>: +In theory, an infinite number. +In practice, an unknown number that is sensitive to both implementation +details and timing considerations. +Therefore, even in practice, RCU users must abide by the theoretical rather +than the practical answer. + + +</p><p><a href="#Quick%20Quiz%2010"><b>Back to Quick Quiz 10</b>.</a> + +<a name="qq11answer"></a> +<p><b>Quick Quiz 11</b>: +What about sleeping locks? + + +</p><p><b>Answer</b>: +These are forbidden within Linux-kernel RCU read-side critical sections +because it is not legal to place a quiescent state (in this case, +voluntary context switch) within an RCU read-side critical section. +However, sleeping locks may be used within userspace RCU read-side critical +sections, and also within Linux-kernel sleepable RCU +<a href="#Sleepable RCU">(SRCU)</a> +read-side critical sections. +In addition, the -rt patchset turns spinlocks into a sleeping locks so +that the corresponding critical sections can be preempted, which +also means that these sleeplockified spinlocks (but not other sleeping locks!) +may be acquire within -rt-Linux-kernel RCU read-side critical sections. + +<p> +Note that it <i>is</i> legal for a normal RCU read-side critical section +to conditionally acquire a sleeping locks (as in <tt>mutex_trylock()</tt>), +but only as long as it does not loop indefinitely attempting to +conditionally acquire that sleeping locks. +The key point is that things like <tt>mutex_trylock()</tt> +either return with the mutex held, or return an error indication if +the mutex was not immediately available. +Either way, <tt>mutex_trylock()</tt> returns immediately without sleeping. + + +</p><p><a href="#Quick%20Quiz%2011"><b>Back to Quick Quiz 11</b>.</a> + +<a name="qq12answer"></a> +<p><b>Quick Quiz 12</b>: +Why does line 19 use <tt>rcu_access_pointer()</tt>? +After all, <tt>call_rcu()</tt> on line 25 stores into the +structure, which would interact badly with concurrent insertions. +Doesn't this mean that <tt>rcu_dereference()</tt> is required? + + +</p><p><b>Answer</b>: +Presumably the <tt>->gp_lock</tt> acquired on line 18 excludes +any changes, including any insertions that <tt>rcu_dereference()</tt> +would protect against. +Therefore, any insertions will be delayed until after <tt>->gp_lock</tt> +is released on line 25, which in turn means that +<tt>rcu_access_pointer()</tt> suffices. + + +</p><p><a href="#Quick%20Quiz%2012"><b>Back to Quick Quiz 12</b>.</a> + +<a name="qq13answer"></a> +<p><b>Quick Quiz 13</b>: +Earlier it was claimed that <tt>call_rcu()</tt> and +<tt>kfree_rcu()</tt> allowed updaters to avoid being blocked +by readers. +But how can that be correct, given that the invocation of the callback +and the freeing of the memory (respectively) must still wait for +a grace period to elapse? + + +</p><p><b>Answer</b>: +We could define things this way, but keep in mind that this sort of +definition would say that updates in garbage-collected languages +cannot complete until the next time the garbage collector runs, +which does not seem at all reasonable. +The key point is that in most cases, an updater using either +<tt>call_rcu()</tt> or <tt>kfree_rcu()</tt> can proceed to the +next update as soon as it has invoked <tt>call_rcu()</tt> or +<tt>kfree_rcu()</tt>, without having to wait for a subsequent +grace period. + + +</p><p><a href="#Quick%20Quiz%2013"><b>Back to Quick Quiz 13</b>.</a> + +<a name="qq14answer"></a> +<p><b>Quick Quiz 14</b>: +So what happens with <tt>synchronize_rcu()</tt> during +scheduler initialization for <tt>CONFIG_PREEMPT=n</tt> +kernels? + + +</p><p><b>Answer</b>: +In <tt>CONFIG_PREEMPT=n</tt> kernel, <tt>synchronize_rcu()</tt> +maps directly to <tt>synchronize_sched()</tt>. +Therefore, <tt>synchronize_rcu()</tt> works normally throughout +boot in <tt>CONFIG_PREEMPT=n</tt> kernels. +However, your code must also work in <tt>CONFIG_PREEMPT=y</tt> kernels, +so it is still necessary to avoid invoking <tt>synchronize_rcu()</tt> +during scheduler initialization. + + +</p><p><a href="#Quick%20Quiz%2014"><b>Back to Quick Quiz 14</b>.</a> + + +</body></html> diff --git a/Documentation/RCU/Design/Requirements/Requirements.htmlx b/Documentation/RCU/Design/Requirements/Requirements.htmlx new file mode 100644 index 000000000000..1168010c39fe --- /dev/null +++ b/Documentation/RCU/Design/Requirements/Requirements.htmlx @@ -0,0 +1,2643 @@ +<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" + "http://www.w3.org/TR/html4/loose.dtd"> + <html> + <head><title>A Tour Through RCU's Requirements [LWN.net]</title> + <meta HTTP-EQUIV="Content-Type" CONTENT="text/html; charset=utf-8"> + +<h1>A Tour Through RCU's Requirements</h1> + +<p>Copyright IBM Corporation, 2015</p> +<p>Author: Paul E. McKenney</p> +<p><i>The initial version of this document appeared in the +<a href="https://lwn.net/">LWN</a> articles +<a href="https://lwn.net/Articles/652156/">here</a>, +<a href="https://lwn.net/Articles/652677/">here</a>, and +<a href="https://lwn.net/Articles/653326/">here</a>.</i></p> + +<h2>Introduction</h2> + +<p> +Read-copy update (RCU) is a synchronization mechanism that is often +used as a replacement for reader-writer locking. +RCU is unusual in that updaters do not block readers, +which means that RCU's read-side primitives can be exceedingly fast +and scalable. +In addition, updaters can make useful forward progress concurrently +with readers. +However, all this concurrency between RCU readers and updaters does raise +the question of exactly what RCU readers are doing, which in turn +raises the question of exactly what RCU's requirements are. + +<p> +This document therefore summarizes RCU's requirements, and can be thought +of as an informal, high-level specification for RCU. +It is important to understand that RCU's specification is primarily +empirical in nature; +in fact, I learned about many of these requirements the hard way. +This situation might cause some consternation, however, not only +has this learning process been a lot of fun, but it has also been +a great privilege to work with so many people willing to apply +technologies in interesting new ways. + +<p> +All that aside, here are the categories of currently known RCU requirements: +</p> + +<ol> +<li> <a href="#Fundamental Requirements"> + Fundamental Requirements</a> +<li> <a href="#Fundamental Non-Requirements">Fundamental Non-Requirements</a> +<li> <a href="#Parallelism Facts of Life"> + Parallelism Facts of Life</a> +<li> <a href="#Quality-of-Implementation Requirements"> + Quality-of-Implementation Requirements</a> +<li> <a href="#Linux Kernel Complications"> + Linux Kernel Complications</a> +<li> <a href="#Software-Engineering Requirements"> + Software-Engineering Requirements</a> +<li> <a href="#Other RCU Flavors"> + Other RCU Flavors</a> +<li> <a href="#Possible Future Changes"> + Possible Future Changes</a> +</ol> + +<p> +This is followed by a <a href="#Summary">summary</a>, +which is in turn followed by the inevitable +<a href="#Answers to Quick Quizzes">answers to the quick quizzes</a>. + +<h2><a name="Fundamental Requirements">Fundamental Requirements</a></h2> + +<p> +RCU's fundamental requirements are the closest thing RCU has to hard +mathematical requirements. +These are: + +<ol> +<li> <a href="#Grace-Period Guarantee"> + Grace-Period Guarantee</a> +<li> <a href="#Publish-Subscribe Guarantee"> + Publish-Subscribe Guarantee</a> +<li> <a href="#RCU Primitives Guaranteed to Execute Unconditionally"> + RCU Primitives Guaranteed to Execute Unconditionally</a> +<li> <a href="#Guaranteed Read-to-Write Upgrade"> + Guaranteed Read-to-Write Upgrade</a> +</ol> + +<h3><a name="Grace-Period Guarantee">Grace-Period Guarantee</a></h3> + +<p> +RCU's grace-period guarantee is unusual in being premeditated: +Jack Slingwine and I had this guarantee firmly in mind when we started +work on RCU (then called “rclock”) in the early 1990s. +That said, the past two decades of experience with RCU have produced +a much more detailed understanding of this guarantee. + +<p> +RCU's grace-period guarantee allows updaters to wait for the completion +of all pre-existing RCU read-side critical sections. +An RCU read-side critical section +begins with the marker <tt>rcu_read_lock()</tt> and ends with +the marker <tt>rcu_read_unlock()</tt>. +These markers may be nested, and RCU treats a nested set as one +big RCU read-side critical section. +Production-quality implementations of <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> are extremely lightweight, and in +fact have exactly zero overhead in Linux kernels built for production +use with <tt>CONFIG_PREEMPT=n</tt>. + +<p> +This guarantee allows ordering to be enforced with extremely low +overhead to readers, for example: + +<blockquote> +<pre> + 1 int x, y; + 2 + 3 void thread0(void) + 4 { + 5 rcu_read_lock(); + 6 r1 = READ_ONCE(x); + 7 r2 = READ_ONCE(y); + 8 rcu_read_unlock(); + 9 } +10 +11 void thread1(void) +12 { +13 WRITE_ONCE(x, 1); +14 synchronize_rcu(); +15 WRITE_ONCE(y, 1); +16 } +</pre> +</blockquote> + +<p> +Because the <tt>synchronize_rcu()</tt> on line 14 waits for +all pre-existing readers, any instance of <tt>thread0()</tt> that +loads a value of zero from <tt>x</tt> must complete before +<tt>thread1()</tt> stores to <tt>y</tt>, so that instance must +also load a value of zero from <tt>y</tt>. +Similarly, any instance of <tt>thread0()</tt> that loads a value of +one from <tt>y</tt> must have started after the +<tt>synchronize_rcu()</tt> started, and must therefore also load +a value of one from <tt>x</tt>. +Therefore, the outcome: +<blockquote> +<pre> +(r1 == 0 && r2 == 1) +</pre> +</blockquote> +cannot happen. + +<p>@@QQ@@ +Wait a minute! +You said that updaters can make useful forward progress concurrently +with readers, but pre-existing readers will block +<tt>synchronize_rcu()</tt>!!! +Just who are you trying to fool??? +<p>@@QQA@@ +First, if updaters do not wish to be blocked by readers, they can use +<tt>call_rcu()</tt> or <tt>kfree_rcu()</tt>, which will +be discussed later. +Second, even when using <tt>synchronize_rcu()</tt>, the other +update-side code does run concurrently with readers, whether pre-existing +or not. +<p>@@QQE@@ + +<p> +This scenario resembles one of the first uses of RCU in +<a href="https://en.wikipedia.org/wiki/DYNIX">DYNIX/ptx</a>, +which managed a distributed lock manager's transition into +a state suitable for handling recovery from node failure, +more or less as follows: + +<blockquote> +<pre> + 1 #define STATE_NORMAL 0 + 2 #define STATE_WANT_RECOVERY 1 + 3 #define STATE_RECOVERING 2 + 4 #define STATE_WANT_NORMAL 3 + 5 + 6 int state = STATE_NORMAL; + 7 + 8 void do_something_dlm(void) + 9 { +10 int state_snap; +11 +12 rcu_read_lock(); +13 state_snap = READ_ONCE(state); +14 if (state_snap == STATE_NORMAL) +15 do_something(); +16 else +17 do_something_carefully(); +18 rcu_read_unlock(); +19 } +20 +21 void start_recovery(void) +22 { +23 WRITE_ONCE(state, STATE_WANT_RECOVERY); +24 synchronize_rcu(); +25 WRITE_ONCE(state, STATE_RECOVERING); +26 recovery(); +27 WRITE_ONCE(state, STATE_WANT_NORMAL); +28 synchronize_rcu(); +29 WRITE_ONCE(state, STATE_NORMAL); +30 } +</pre> +</blockquote> + +<p> +The RCU read-side critical section in <tt>do_something_dlm()</tt> +works with the <tt>synchronize_rcu()</tt> in <tt>start_recovery()</tt> +to guarantee that <tt>do_something()</tt> never runs concurrently +with <tt>recovery()</tt>, but with little or no synchronization +overhead in <tt>do_something_dlm()</tt>. + +<p>@@QQ@@ +Why is the <tt>synchronize_rcu()</tt> on line 28 needed? +<p>@@QQA@@ +Without that extra grace period, memory reordering could result in +<tt>do_something_dlm()</tt> executing <tt>do_something()</tt> +concurrently with the last bits of <tt>recovery()</tt>. +<p>@@QQE@@ + +<p> +In order to avoid fatal problems such as deadlocks, +an RCU read-side critical section must not contain calls to +<tt>synchronize_rcu()</tt>. +Similarly, an RCU read-side critical section must not +contain anything that waits, directly or indirectly, on completion of +an invocation of <tt>synchronize_rcu()</tt>. + +<p> +Although RCU's grace-period guarantee is useful in and of itself, with +<a href="https://lwn.net/Articles/573497/">quite a few use cases</a>, +it would be good to be able to use RCU to coordinate read-side +access to linked data structures. +For this, the grace-period guarantee is not sufficient, as can +be seen in function <tt>add_gp_buggy()</tt> below. +We will look at the reader's code later, but in the meantime, just think of +the reader as locklessly picking up the <tt>gp</tt> pointer, +and, if the value loaded is non-<tt>NULL</tt>, locklessly accessing the +<tt>->a</tt> and <tt>->b</tt> fields. + +<blockquote> +<pre> + 1 bool add_gp_buggy(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 p->a = a; +12 p->b = a; +13 gp = p; /* ORDERING BUG */ +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +The problem is that both the compiler and weakly ordered CPUs are within +their rights to reorder this code as follows: + +<blockquote> +<pre> + 1 bool add_gp_buggy_optimized(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +<b>11 gp = p; /* ORDERING BUG */ +12 p->a = a; +13 p->b = a;</b> +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +If an RCU reader fetches <tt>gp</tt> just after +<tt>add_gp_buggy_optimized</tt> executes line 11, +it will see garbage in the <tt>->a</tt> and <tt>->b</tt> +fields. +And this is but one of many ways in which compiler and hardware optimizations +could cause trouble. +Therefore, we clearly need some way to prevent the compiler and the CPU from +reordering in this manner, which brings us to the publish-subscribe +guarantee discussed in the next section. + +<h3><a name="Publish-Subscribe Guarantee">Publish/Subscribe Guarantee</a></h3> + +<p> +RCU's publish-subscribe guarantee allows data to be inserted +into a linked data structure without disrupting RCU readers. +The updater uses <tt>rcu_assign_pointer()</tt> to insert the +new data, and readers use <tt>rcu_dereference()</tt> to +access data, whether new or old. +The following shows an example of insertion: + +<blockquote> +<pre> + 1 bool add_gp(int a, int b) + 2 { + 3 p = kmalloc(sizeof(*p), GFP_KERNEL); + 4 if (!p) + 5 return -ENOMEM; + 6 spin_lock(&gp_lock); + 7 if (rcu_access_pointer(gp)) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 p->a = a; +12 p->b = a; +13 rcu_assign_pointer(gp, p); +14 spin_unlock(&gp_lock); +15 return true; +16 } +</pre> +</blockquote> + +<p> +The <tt>rcu_assign_pointer()</tt> on line 13 is conceptually +equivalent to a simple assignment statement, but also guarantees +that its assignment will +happen after the two assignments in lines 11 and 12, +similar to the C11 <tt>memory_order_release</tt> store operation. +It also prevents any number of “interesting” compiler +optimizations, for example, the use of <tt>gp</tt> as a scratch +location immediately preceding the assignment. + +<p>@@QQ@@ +But <tt>rcu_assign_pointer()</tt> does nothing to prevent the +two assignments to <tt>p->a</tt> and <tt>p->b</tt> +from being reordered. +Can't that also cause problems? +<p>@@QQA@@ +No, it cannot. +The readers cannot see either of these two fields until +the assignment to <tt>gp</tt>, by which time both fields are +fully initialized. +So reordering the assignments +to <tt>p->a</tt> and <tt>p->b</tt> cannot possibly +cause any problems. +<p>@@QQE@@ + +<p> +It is tempting to assume that the reader need not do anything special +to control its accesses to the RCU-protected data, +as shown in <tt>do_something_gp_buggy()</tt> below: + +<blockquote> +<pre> + 1 bool do_something_gp_buggy(void) + 2 { + 3 rcu_read_lock(); + 4 p = gp; /* OPTIMIZATIONS GALORE!!! */ + 5 if (p) { + 6 do_something(p->a, p->b); + 7 rcu_read_unlock(); + 8 return true; + 9 } +10 rcu_read_unlock(); +11 return false; +12 } +</pre> +</blockquote> + +<p> +However, this temptation must be resisted because there are a +surprisingly large number of ways that the compiler +(to say nothing of +<a href="https://h71000.www7.hp.com/wizard/wiz_2637.html">DEC Alpha CPUs</a>) +can trip this code up. +For but one example, if the compiler were short of registers, it +might choose to refetch from <tt>gp</tt> rather than keeping +a separate copy in <tt>p</tt> as follows: + +<blockquote> +<pre> + 1 bool do_something_gp_buggy_optimized(void) + 2 { + 3 rcu_read_lock(); + 4 if (gp) { /* OPTIMIZATIONS GALORE!!! */ +<b> 5 do_something(gp->a, gp->b);</b> + 6 rcu_read_unlock(); + 7 return true; + 8 } + 9 rcu_read_unlock(); +10 return false; +11 } +</pre> +</blockquote> + +<p> +If this function ran concurrently with a series of updates that +replaced the current structure with a new one, +the fetches of <tt>gp->a</tt> +and <tt>gp->b</tt> might well come from two different structures, +which could cause serious confusion. +To prevent this (and much else besides), <tt>do_something_gp()</tt> uses +<tt>rcu_dereference()</tt> to fetch from <tt>gp</tt>: + +<blockquote> +<pre> + 1 bool do_something_gp(void) + 2 { + 3 rcu_read_lock(); + 4 p = rcu_dereference(gp); + 5 if (p) { + 6 do_something(p->a, p->b); + 7 rcu_read_unlock(); + 8 return true; + 9 } +10 rcu_read_unlock(); +11 return false; +12 } +</pre> +</blockquote> + +<p> +The <tt>rcu_dereference()</tt> uses volatile casts and (for DEC Alpha) +memory barriers in the Linux kernel. +Should a +<a href="http://www.rdrop.com/users/paulmck/RCU/consume.2015.07.13a.pdf">high-quality implementation of C11 <tt>memory_order_consume</tt> [PDF]</a> +ever appear, then <tt>rcu_dereference()</tt> could be implemented +as a <tt>memory_order_consume</tt> load. +Regardless of the exact implementation, a pointer fetched by +<tt>rcu_dereference()</tt> may not be used outside of the +outermost RCU read-side critical section containing that +<tt>rcu_dereference()</tt>, unless protection of +the corresponding data element has been passed from RCU to some +other synchronization mechanism, most commonly locking or +<a href="https://www.kernel.org/doc/Documentation/RCU/rcuref.txt">reference counting</a>. + +<p> +In short, updaters use <tt>rcu_assign_pointer()</tt> and readers +use <tt>rcu_dereference()</tt>, and these two RCU API elements +work together to ensure that readers have a consistent view of +newly added data elements. + +<p> +Of course, it is also necessary to remove elements from RCU-protected +data structures, for example, using the following process: + +<ol> +<li> Remove the data element from the enclosing structure. +<li> Wait for all pre-existing RCU read-side critical sections + to complete (because only pre-existing readers can possibly have + a reference to the newly removed data element). +<li> At this point, only the updater has a reference to the + newly removed data element, so it can safely reclaim + the data element, for example, by passing it to <tt>kfree()</tt>. +</ol> + +This process is implemented by <tt>remove_gp_synchronous()</tt>: + +<blockquote> +<pre> + 1 bool remove_gp_synchronous(void) + 2 { + 3 struct foo *p; + 4 + 5 spin_lock(&gp_lock); + 6 p = rcu_access_pointer(gp); + 7 if (!p) { + 8 spin_unlock(&gp_lock); + 9 return false; +10 } +11 rcu_assign_pointer(gp, NULL); +12 spin_unlock(&gp_lock); +13 synchronize_rcu(); +14 kfree(p); +15 return true; +16 } +</pre> +</blockquote> + +<p> +This function is straightforward, with line 13 waiting for a grace +period before line 14 frees the old data element. +This waiting ensures that readers will reach line 7 of +<tt>do_something_gp()</tt> before the data element referenced by +<tt>p</tt> is freed. +The <tt>rcu_access_pointer()</tt> on line 6 is similar to +<tt>rcu_dereference()</tt>, except that: + +<ol> +<li> The value returned by <tt>rcu_access_pointer()</tt> + cannot be dereferenced. + If you want to access the value pointed to as well as + the pointer itself, use <tt>rcu_dereference()</tt> + instead of <tt>rcu_access_pointer()</tt>. +<li> The call to <tt>rcu_access_pointer()</tt> need not be + protected. + In contrast, <tt>rcu_dereference()</tt> must either be + within an RCU read-side critical section or in a code + segment where the pointer cannot change, for example, in + code protected by the corresponding update-side lock. +</ol> + +<p>@@QQ@@ +Without the <tt>rcu_dereference()</tt> or the +<tt>rcu_access_pointer()</tt>, what destructive optimizations +might the compiler make use of? +<p>@@QQA@@ +Let's start with what happens to <tt>do_something_gp()</tt> +if it fails to use <tt>rcu_dereference()</tt>. +It could reuse a value formerly fetched from this same pointer. +It could also fetch the pointer from <tt>gp</tt> in a byte-at-a-time +manner, resulting in <i>load tearing</i>, in turn resulting a bytewise +mash-up of two distince pointer values. +It might even use value-speculation optimizations, where it makes a wrong +guess, but by the time it gets around to checking the value, an update +has changed the pointer to match the wrong guess. +Too bad about any dereferences that returned pre-initialization garbage +in the meantime! + +<p> +For <tt>remove_gp_synchronous()</tt>, as long as all modifications +to <tt>gp</tt> are carried out while holding <tt>gp_lock</tt>, +the above optimizations are harmless. +However, +with <tt>CONFIG_SPARSE_RCU_POINTER=y</tt>, +<tt>sparse</tt> will complain if you +define <tt>gp</tt> with <tt>__rcu</tt> and then +access it without using +either <tt>rcu_access_pointer()</tt> or <tt>rcu_dereference()</tt>. +<p>@@QQE@@ + +<p> +This simple linked-data-structure scenario clearly demonstrates the need +for RCU's stringent memory-ordering guarantees on systems with more than +one CPU: + +<ol> +<li> Each CPU that has an RCU read-side critical section that + begins before <tt>synchronize_rcu()</tt> starts is + guaranteed to execute a full memory barrier between the time + that the RCU read-side critical section ends and the time that + <tt>synchronize_rcu()</tt> returns. + Without this guarantee, a pre-existing RCU read-side critical section + might hold a reference to the newly removed <tt>struct foo</tt> + after the <tt>kfree()</tt> on line 14 of + <tt>remove_gp_synchronous()</tt>. +<li> Each CPU that has an RCU read-side critical section that ends + after <tt>synchronize_rcu()</tt> returns is guaranteed + to execute a full memory barrier between the time that + <tt>synchronize_rcu()</tt> begins and the time that the RCU + read-side critical section begins. + Without this guarantee, a later RCU read-side critical section + running after the <tt>kfree()</tt> on line 14 of + <tt>remove_gp_synchronous()</tt> might + later run <tt>do_something_gp()</tt> and find the + newly deleted <tt>struct foo</tt>. +<li> If the task invoking <tt>synchronize_rcu()</tt> remains + on a given CPU, then that CPU is guaranteed to execute a full + memory barrier sometime during the execution of + <tt>synchronize_rcu()</tt>. + This guarantee ensures that the <tt>kfree()</tt> on + line 14 of <tt>remove_gp_synchronous()</tt> really does + execute after the removal on line 11. +<li> If the task invoking <tt>synchronize_rcu()</tt> migrates + among a group of CPUs during that invocation, then each of the + CPUs in that group is guaranteed to execute a full memory barrier + sometime during the execution of <tt>synchronize_rcu()</tt>. + This guarantee also ensures that the <tt>kfree()</tt> on + line 14 of <tt>remove_gp_synchronous()</tt> really does + execute after the removal on + line 11, but also in the case where the thread executing the + <tt>synchronize_rcu()</tt> migrates in the meantime. +</ol> + +<p>@@QQ@@ +Given that multiple CPUs can start RCU read-side critical sections +at any time without any ordering whatsoever, how can RCU possibly tell whether +or not a given RCU read-side critical section starts before a +given instance of <tt>synchronize_rcu()</tt>? +<p>@@QQA@@ +If RCU cannot tell whether or not a given +RCU read-side critical section starts before a +given instance of <tt>synchronize_rcu()</tt>, +then it must assume that the RCU read-side critical section +started first. +In other words, a given instance of <tt>synchronize_rcu()</tt> +can avoid waiting on a given RCU read-side critical section only +if it can prove that <tt>synchronize_rcu()</tt> started first. +<p>@@QQE@@ + +<p>@@QQ@@ +The first and second guarantees require unbelievably strict ordering! +Are all these memory barriers <i> really</i> required? +<p>@@QQA@@ +Yes, they really are required. +To see why the first guarantee is required, consider the following +sequence of events: + +<ol> +<li> CPU 1: <tt>rcu_read_lock()</tt> +<li> CPU 1: <tt>q = rcu_dereference(gp); + /* Very likely to return p. */</tt> +<li> CPU 0: <tt>list_del_rcu(p);</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> starts. +<li> CPU 1: <tt>do_something_with(q->a); + /* No smp_mb(), so might happen after kfree(). */</tt> +<li> CPU 1: <tt>rcu_read_unlock()</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> returns. +<li> CPU 0: <tt>kfree(p);</tt> +</ol> + +<p> +Therefore, there absolutely must be a full memory barrier between the +end of the RCU read-side critical section and the end of the +grace period. + +<p> +The sequence of events demonstrating the necessity of the second rule +is roughly similar: + +<ol> +<li> CPU 0: <tt>list_del_rcu(p);</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> starts. +<li> CPU 1: <tt>rcu_read_lock()</tt> +<li> CPU 1: <tt>q = rcu_dereference(gp); + /* Might return p if no memory barrier. */</tt> +<li> CPU 0: <tt>synchronize_rcu()</tt> returns. +<li> CPU 0: <tt>kfree(p);</tt> +<li> CPU 1: <tt>do_something_with(q->a); /* Boom!!! */</tt> +<li> CPU 1: <tt>rcu_read_unlock()</tt> +</ol> + +<p> +And similarly, without a memory barrier between the beginning of the +grace period and the beginning of the RCU read-side critical section, +CPU 1 might end up accessing the freelist. + +<p> +The “as if” rule of course applies, so that any implementation +that acts as if the appropriate memory barriers were in place is a +correct implementation. +That said, it is much easier to fool yourself into believing that you have +adhered to the as-if rule than it is to actually adhere to it! +<p>@@QQE@@ + +<p> +In short, RCU's publish-subscribe guarantee is provided by the combination +of <tt>rcu_assign_pointer()</tt> and <tt>rcu_dereference()</tt>. +This guarantee allows data elements to be safely added to RCU-protected +linked data structures without disrupting RCU readers. +This guarantee can be used in combination with the grace-period +guarantee to also allow data elements to be removed from RCU-protected +linked data structures, again without disrupting RCU readers. + +<p> +This guarantee was only partially premeditated. +DYNIX/ptx used an explicit memory barrier for publication, but had nothing +resembling <tt>rcu_dereference()</tt> for subscription, nor did it +have anything resembling the <tt>smp_read_barrier_depends()</tt> +that was later subsumed into <tt>rcu_dereference()</tt>. +The need for these operations made itself known quite suddenly at a +late-1990s meeting with the DEC Alpha architects, back in the days when +DEC was still a free-standing company. +It took the Alpha architects a good hour to convince me that any sort +of barrier would ever be needed, and it then took me a good <i>two</i> hours +to convince them that their documentation did not make this point clear. +More recent work with the C and C++ standards committees have provided +much education on tricks and traps from the compiler. +In short, compilers were much less tricky in the early 1990s, but in +2015, don't even think about omitting <tt>rcu_dereference()</tt>! + +<h3><a name="RCU Primitives Guaranteed to Execute Unconditionally">RCU Primitives Guaranteed to Execute Unconditionally</a></h3> + +<p> +The common-case RCU primitives are unconditional. +They are invoked, they do their job, and they return, with no possibility +of error, and no need to retry. +This is a key RCU design philosophy. + +<p> +However, this philosophy is pragmatic rather than pigheaded. +If someone comes up with a good justification for a particular conditional +RCU primitive, it might well be implemented and added. +After all, this guarantee was reverse-engineered, not premeditated. +The unconditional nature of the RCU primitives was initially an +accident of implementation, and later experience with synchronization +primitives with conditional primitives caused me to elevate this +accident to a guarantee. +Therefore, the justification for adding a conditional primitive to +RCU would need to be based on detailed and compelling use cases. + +<h3><a name="Guaranteed Read-to-Write Upgrade">Guaranteed Read-to-Write Upgrade</a></h3> + +<p> +As far as RCU is concerned, it is always possible to carry out an +update within an RCU read-side critical section. +For example, that RCU read-side critical section might search for +a given data element, and then might acquire the update-side +spinlock in order to update that element, all while remaining +in that RCU read-side critical section. +Of course, it is necessary to exit the RCU read-side critical section +before invoking <tt>synchronize_rcu()</tt>, however, this +inconvenience can be avoided through use of the +<tt>call_rcu()</tt> and <tt>kfree_rcu()</tt> API members +described later in this document. + +<p>@@QQ@@ +But how does the upgrade-to-write operation exclude other readers? +<p>@@QQA@@ +It doesn't, just like normal RCU updates, which also do not exclude +RCU readers. +<p>@@QQE@@ + +<p> +This guarantee allows lookup code to be shared between read-side +and update-side code, and was premeditated, appearing in the earliest +DYNIX/ptx RCU documentation. + +<h2><a name="Fundamental Non-Requirements">Fundamental Non-Requirements</a></h2> + +<p> +RCU provides extremely lightweight readers, and its read-side guarantees, +though quite useful, are correspondingly lightweight. +It is therefore all too easy to assume that RCU is guaranteeing more +than it really is. +Of course, the list of things that RCU does not guarantee is infinitely +long, however, the following sections list a few non-guarantees that +have caused confusion. +Except where otherwise noted, these non-guarantees were premeditated. + +<ol> +<li> <a href="#Readers Impose Minimal Ordering"> + Readers Impose Minimal Ordering</a> +<li> <a href="#Readers Do Not Exclude Updaters"> + Readers Do Not Exclude Updaters</a> +<li> <a href="#Updaters Only Wait For Old Readers"> + Updaters Only Wait For Old Readers</a> +<li> <a href="#Grace Periods Don't Partition Read-Side Critical Sections"> + Grace Periods Don't Partition Read-Side Critical Sections</a> +<li> <a href="#Read-Side Critical Sections Don't Partition Grace Periods"> + Read-Side Critical Sections Don't Partition Grace Periods</a> +<li> <a href="#Disabling Preemption Does Not Block Grace Periods"> + Disabling Preemption Does Not Block Grace Periods</a> +</ol> + +<h3><a name="Readers Impose Minimal Ordering">Readers Impose Minimal Ordering</a></h3> + +<p> +Reader-side markers such as <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> provide absolutely no ordering guarantees +except through their interaction with the grace-period APIs such as +<tt>synchronize_rcu()</tt>. +To see this, consider the following pair of threads: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(x, 1); + 5 rcu_read_unlock(); + 6 rcu_read_lock(); + 7 WRITE_ONCE(y, 1); + 8 rcu_read_unlock(); + 9 } +10 +11 void thread1(void) +12 { +13 rcu_read_lock(); +14 r1 = READ_ONCE(y); +15 rcu_read_unlock(); +16 rcu_read_lock(); +17 r2 = READ_ONCE(x); +18 rcu_read_unlock(); +19 } +</pre> +</blockquote> + +<p> +After <tt>thread0()</tt> and <tt>thread1()</tt> execute +concurrently, it is quite possible to have + +<blockquote> +<pre> +(r1 == 1 && r2 == 0) +</pre> +</blockquote> + +(that is, <tt>y</tt> appears to have been assigned before <tt>x</tt>), +which would not be possible if <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> had much in the way of ordering +properties. +But they do not, so the CPU is within its rights +to do significant reordering. +This is by design: Any significant ordering constraints would slow down +these fast-path APIs. + +<p>@@QQ@@ +Can't the compiler also reorder this code? +<p>@@QQA@@ +No, the volatile casts in <tt>READ_ONCE()</tt> and +<tt>WRITE_ONCE()</tt> prevent the compiler from reordering in +this particular case. +<p>@@QQE@@ + +<h3><a name="Readers Do Not Exclude Updaters">Readers Do Not Exclude Updaters</a></h3> + +<p> +Neither <tt>rcu_read_lock()</tt> nor <tt>rcu_read_unlock()</tt> +exclude updates. +All they do is to prevent grace periods from ending. +The following example illustrates this: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 r1 = READ_ONCE(y); + 5 if (r1) { + 6 do_something_with_nonzero_x(); + 7 r2 = READ_ONCE(x); + 8 WARN_ON(!r2); /* BUG!!! */ + 9 } +10 rcu_read_unlock(); +11 } +12 +13 void thread1(void) +14 { +15 spin_lock(&my_lock); +16 WRITE_ONCE(x, 1); +17 WRITE_ONCE(y, 1); +18 spin_unlock(&my_lock); +19 } +</pre> +</blockquote> + +<p> +If the <tt>thread0()</tt> function's <tt>rcu_read_lock()</tt> +excluded the <tt>thread1()</tt> function's update, +the <tt>WARN_ON()</tt> could never fire. +But the fact is that <tt>rcu_read_lock()</tt> does not exclude +much of anything aside from subsequent grace periods, of which +<tt>thread1()</tt> has none, so the +<tt>WARN_ON()</tt> can and does fire. + +<h3><a name="Updaters Only Wait For Old Readers">Updaters Only Wait For Old Readers</a></h3> + +<p> +It might be tempting to assume that after <tt>synchronize_rcu()</tt> +completes, there are no readers executing. +This temptation must be avoided because +new readers can start immediately after <tt>synchronize_rcu()</tt> +starts, and <tt>synchronize_rcu()</tt> is under no +obligation to wait for these new readers. + +<p>@@QQ@@ +Suppose that synchronize_rcu() did wait until all readers had completed. +Would the updater be able to rely on this? +<p>@@QQA@@ +No. +Even if <tt>synchronize_rcu()</tt> were to wait until +all readers had completed, a new reader might start immediately after +<tt>synchronize_rcu()</tt> completed. +Therefore, the code following +<tt>synchronize_rcu()</tt> cannot rely on there being no readers +in any case. +<p>@@QQE@@ + +<h3><a name="Grace Periods Don't Partition Read-Side Critical Sections"> +Grace Periods Don't Partition Read-Side Critical Sections</a></h3> + +<p> +It is tempting to assume that if any part of one RCU read-side critical +section precedes a given grace period, and if any part of another RCU +read-side critical section follows that same grace period, then all of +the first RCU read-side critical section must precede all of the second. +However, this just isn't the case: A single grace period does not +partition the set of RCU read-side critical sections. +An example of this situation can be illustrated as follows, where +<tt>x</tt>, <tt>y</tt>, and <tt>z</tt> are initially all zero: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 rcu_read_lock(); +19 r2 = READ_ONCE(b); +20 r3 = READ_ONCE(c); +21 rcu_read_unlock(); +22 } +</pre> +</blockquote> + +<p> +It turns out that the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 0 && r3 == 1) +</pre> +</blockquote> + +is entirely possible. +The following figure show how this can happen, with each circled +<tt>QS</tt> indicating the point at which RCU recorded a +<i>quiescent state</i> for each thread, that is, a state in which +RCU knows that the thread cannot be in the midst of an RCU read-side +critical section that started before the current grace period: + +<p><img src="GPpartitionReaders1.svg" alt="GPpartitionReaders1.svg" width="60%"></p> + +<p> +If it is necessary to partition RCU read-side critical sections in this +manner, it is necessary to use two grace periods, where the first +grace period is known to end before the second grace period starts: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 r2 = READ_ONCE(c); +19 synchronize_rcu(); +20 WRITE_ONCE(d, 1); +21 } +22 +23 void thread3(void) +24 { +25 rcu_read_lock(); +26 r3 = READ_ONCE(b); +27 r4 = READ_ONCE(d); +28 rcu_read_unlock(); +29 } +</pre> +</blockquote> + +<p> +Here, if <tt>(r1 == 1)</tt>, then +<tt>thread0()</tt>'s write to <tt>b</tt> must happen +before the end of <tt>thread1()</tt>'s grace period. +If in addition <tt>(r4 == 1)</tt>, then +<tt>thread3()</tt>'s read from <tt>b</tt> must happen +after the beginning of <tt>thread2()</tt>'s grace period. +If it is also the case that <tt>(r2 == 1)</tt>, then the +end of <tt>thread1()</tt>'s grace period must precede the +beginning of <tt>thread2()</tt>'s grace period. +This mean that the two RCU read-side critical sections cannot overlap, +guaranteeing that <tt>(r3 == 1)</tt>. +As a result, the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 1 && r3 == 0 && r4 == 1) +</pre> +</blockquote> + +cannot happen. + +<p> +This non-requirement was also non-premeditated, but became apparent +when studying RCU's interaction with memory ordering. + +<h3><a name="Read-Side Critical Sections Don't Partition Grace Periods"> +Read-Side Critical Sections Don't Partition Grace Periods</a></h3> + +<p> +It is also tempting to assume that if an RCU read-side critical section +happens between a pair of grace periods, then those grace periods cannot +overlap. +However, this temptation leads nowhere good, as can be illustrated by +the following, with all variables initially zero: + +<blockquote> +<pre> + 1 void thread0(void) + 2 { + 3 rcu_read_lock(); + 4 WRITE_ONCE(a, 1); + 5 WRITE_ONCE(b, 1); + 6 rcu_read_unlock(); + 7 } + 8 + 9 void thread1(void) +10 { +11 r1 = READ_ONCE(a); +12 synchronize_rcu(); +13 WRITE_ONCE(c, 1); +14 } +15 +16 void thread2(void) +17 { +18 rcu_read_lock(); +19 WRITE_ONCE(d, 1); +20 r2 = READ_ONCE(c); +21 rcu_read_unlock(); +22 } +23 +24 void thread3(void) +25 { +26 r3 = READ_ONCE(d); +27 synchronize_rcu(); +28 WRITE_ONCE(e, 1); +29 } +30 +31 void thread4(void) +32 { +33 rcu_read_lock(); +34 r4 = READ_ONCE(b); +35 r5 = READ_ONCE(e); +36 rcu_read_unlock(); +37 } +</pre> +</blockquote> + +<p> +In this case, the outcome: + +<blockquote> +<pre> +(r1 == 1 && r2 == 1 && r3 == 1 && r4 == 0 && r5 == 1) +</pre> +</blockquote> + +is entirely possible, as illustrated below: + +<p><img src="ReadersPartitionGP1.svg" alt="ReadersPartitionGP1.svg" width="100%"></p> + +<p> +Again, an RCU read-side critical section can overlap almost all of a +given grace period, just so long as it does not overlap the entire +grace period. +As a result, an RCU read-side critical section cannot partition a pair +of RCU grace periods. + +<p>@@QQ@@ +How long a sequence of grace periods, each separated by an RCU read-side +critical section, would be required to partition the RCU read-side +critical sections at the beginning and end of the chain? +<p>@@QQA@@ +In theory, an infinite number. +In practice, an unknown number that is sensitive to both implementation +details and timing considerations. +Therefore, even in practice, RCU users must abide by the theoretical rather +than the practical answer. +<p>@@QQE@@ + +<h3><a name="Disabling Preemption Does Not Block Grace Periods"> +Disabling Preemption Does Not Block Grace Periods</a></h3> + +<p> +There was a time when disabling preemption on any given CPU would block +subsequent grace periods. +However, this was an accident of implementation and is not a requirement. +And in the current Linux-kernel implementation, disabling preemption +on a given CPU in fact does not block grace periods, as Oleg Nesterov +<a href="https://lkml.kernel.org/g/20150614193825.GA19582@redhat.com">demonstrated</a>. + +<p> +If you need a preempt-disable region to block grace periods, you need to add +<tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>, for example +as follows: + +<blockquote> +<pre> + 1 preempt_disable(); + 2 rcu_read_lock(); + 3 do_something(); + 4 rcu_read_unlock(); + 5 preempt_enable(); + 6 + 7 /* Spinlocks implicitly disable preemption. */ + 8 spin_lock(&mylock); + 9 rcu_read_lock(); +10 do_something(); +11 rcu_read_unlock(); +12 spin_unlock(&mylock); +</pre> +</blockquote> + +<p> +In theory, you could enter the RCU read-side critical section first, +but it is more efficient to keep the entire RCU read-side critical +section contained in the preempt-disable region as shown above. +Of course, RCU read-side critical sections that extend outside of +preempt-disable regions will work correctly, but such critical sections +can be preempted, which forces <tt>rcu_read_unlock()</tt> to do +more work. +And no, this is <i>not</i> an invitation to enclose all of your RCU +read-side critical sections within preempt-disable regions, because +doing so would degrade real-time response. + +<p> +This non-requirement appeared with preemptible RCU. +If you need a grace period that waits on non-preemptible code regions, use +<a href="#Sched Flavor">RCU-sched</a>. + +<h2><a name="Parallelism Facts of Life">Parallelism Facts of Life</a></h2> + +<p> +These parallelism facts of life are by no means specific to RCU, but +the RCU implementation must abide by them. +They therefore bear repeating: + +<ol> +<li> Any CPU or task may be delayed at any time, + and any attempts to avoid these delays by disabling + preemption, interrupts, or whatever are completely futile. + This is most obvious in preemptible user-level + environments and in virtualized environments (where + a given guest OS's VCPUs can be preempted at any time by + the underlying hypervisor), but can also happen in bare-metal + environments due to ECC errors, NMIs, and other hardware + events. + Although a delay of more than about 20 seconds can result + in splats, the RCU implementation is obligated to use + algorithms that can tolerate extremely long delays, but where + “extremely long” is not long enough to allow + wrap-around when incrementing a 64-bit counter. +<li> Both the compiler and the CPU can reorder memory accesses. + Where it matters, RCU must use compiler directives and + memory-barrier instructions to preserve ordering. +<li> Conflicting writes to memory locations in any given cache line + will result in expensive cache misses. + Greater numbers of concurrent writes and more-frequent + concurrent writes will result in more dramatic slowdowns. + RCU is therefore obligated to use algorithms that have + sufficient locality to avoid significant performance and + scalability problems. +<li> As a rough rule of thumb, only one CPU's worth of processing + may be carried out under the protection of any given exclusive + lock. + RCU must therefore use scalable locking designs. +<li> Counters are finite, especially on 32-bit systems. + RCU's use of counters must therefore tolerate counter wrap, + or be designed such that counter wrap would take way more + time than a single system is likely to run. + An uptime of ten years is quite possible, a runtime + of a century much less so. + As an example of the latter, RCU's dyntick-idle nesting counter + allows 54 bits for interrupt nesting level (this counter + is 64 bits even on a 32-bit system). + Overflowing this counter requires 2<sup>54</sup> + half-interrupts on a given CPU without that CPU ever going idle. + If a half-interrupt happened every microsecond, it would take + 570 years of runtime to overflow this counter, which is currently + believed to be an acceptably long time. +<li> Linux systems can have thousands of CPUs running a single + Linux kernel in a single shared-memory environment. + RCU must therefore pay close attention to high-end scalability. +</ol> + +<p> +This last parallelism fact of life means that RCU must pay special +attention to the preceding facts of life. +The idea that Linux might scale to systems with thousands of CPUs would +have been met with some skepticism in the 1990s, but these requirements +would have otherwise have been unsurprising, even in the early 1990s. + +<h2><a name="Quality-of-Implementation Requirements">Quality-of-Implementation Requirements</a></h2> + +<p> +These sections list quality-of-implementation requirements. +Although an RCU implementation that ignores these requirements could +still be used, it would likely be subject to limitations that would +make it inappropriate for industrial-strength production use. +Classes of quality-of-implementation requirements are as follows: + +<ol> +<li> <a href="#Specialization">Specialization</a> +<li> <a href="#Performance and Scalability">Performance and Scalability</a> +<li> <a href="#Composability">Composability</a> +<li> <a href="#Corner Cases">Corner Cases</a> +</ol> + +<p> +These classes is covered in the following sections. + +<h3><a name="Specialization">Specialization</a></h3> + +<p> +RCU is and always has been intended primarily for read-mostly situations, as +illustrated by the following figure. +This means that RCU's read-side primitives are optimized, often at the +expense of its update-side primitives. + +<p><img src="RCUApplicability.svg" alt="RCUApplicability.svg" width="70%"></p> + +<p> +This focus on read-mostly situations means that RCU must interoperate +with other synchronization primitives. +For example, the <tt>add_gp()</tt> and <tt>remove_gp_synchronous()</tt> +examples discussed earlier use RCU to protect readers and locking to +coordinate updaters. +However, the need extends much farther, requiring that a variety of +synchronization primitives be legal within RCU read-side critical sections, +including spinlocks, sequence locks, atomic operations, reference +counters, and memory barriers. + +<p>@@QQ@@ +What about sleeping locks? +<p>@@QQA@@ +These are forbidden within Linux-kernel RCU read-side critical sections +because it is not legal to place a quiescent state (in this case, +voluntary context switch) within an RCU read-side critical section. +However, sleeping locks may be used within userspace RCU read-side critical +sections, and also within Linux-kernel sleepable RCU +<a href="#Sleepable RCU">(SRCU)</a> +read-side critical sections. +In addition, the -rt patchset turns spinlocks into a sleeping locks so +that the corresponding critical sections can be preempted, which +also means that these sleeplockified spinlocks (but not other sleeping locks!) +may be acquire within -rt-Linux-kernel RCU read-side critical sections. + +<p> +Note that it <i>is</i> legal for a normal RCU read-side critical section +to conditionally acquire a sleeping locks (as in <tt>mutex_trylock()</tt>), +but only as long as it does not loop indefinitely attempting to +conditionally acquire that sleeping locks. +The key point is that things like <tt>mutex_trylock()</tt> +either return with the mutex held, or return an error indication if +the mutex was not immediately available. +Either way, <tt>mutex_trylock()</tt> returns immediately without sleeping. +<p>@@QQE@@ + +<p> +It often comes as a surprise that many algorithms do not require a +consistent view of data, but many can function in that mode, +with network routing being the poster child. +Internet routing algorithms take significant time to propagate +updates, so that by the time an update arrives at a given system, +that system has been sending network traffic the wrong way for +a considerable length of time. +Having a few threads continue to send traffic the wrong way for a +few more milliseconds is clearly not a problem: In the worst case, +TCP retransmissions will eventually get the data where it needs to go. +In general, when tracking the state of the universe outside of the +computer, some level of inconsistency must be tolerated due to +speed-of-light delays if nothing else. + +<p> +Furthermore, uncertainty about external state is inherent in many cases. +For example, a pair of veternarians might use heartbeat to determine +whether or not a given cat was alive. +But how long should they wait after the last heartbeat to decide that +the cat is in fact dead? +Waiting less than 400 milliseconds makes no sense because this would +mean that a relaxed cat would be considered to cycle between death +and life more than 100 times per minute. +Moreover, just as with human beings, a cat's heart might stop for +some period of time, so the exact wait period is a judgment call. +One of our pair of veternarians might wait 30 seconds before pronouncing +the cat dead, while the other might insist on waiting a full minute. +The two veternarians would then disagree on the state of the cat during +the final 30 seconds of the minute following the last heartbeat, as +fancifully illustrated below: + +<p><img src="2013-08-is-it-dead.png" alt="2013-08-is-it-dead.png" width="431"></p> + +<p> +Interestingly enough, this same situation applies to hardware. +When push comes to shove, how do we tell whether or not some +external server has failed? +We send messages to it periodically, and declare it failed if we +don't receive a response within a given period of time. +Policy decisions can usually tolerate short +periods of inconsistency. +The policy was decided some time ago, and is only now being put into +effect, so a few milliseconds of delay is normally inconsequential. + +<p> +However, there are algorithms that absolutely must see consistent data. +For example, the translation between a user-level SystemV semaphore +ID to the corresponding in-kernel data structure is protected by RCU, +but it is absolutely forbidden to update a semaphore that has just been +removed. +In the Linux kernel, this need for consistency is accommodated by acquiring +spinlocks located in the in-kernel data structure from within +the RCU read-side critical section, and this is indicated by the +green box in the figure above. +Many other techniques may be used, and are in fact used within the +Linux kernel. + +<p> +In short, RCU is not required to maintain consistency, and other +mechanisms may be used in concert with RCU when consistency is required. +RCU's specialization allows it to do its job extremely well, and its +ability to interoperate with other synchronization mechanisms allows +the right mix of synchronization tools to be used for a given job. + +<h3><a name="Performance and Scalability">Performance and Scalability</a></h3> + +<p> +Energy efficiency is a critical component of performance today, +and Linux-kernel RCU implementations must therefore avoid unnecessarily +awakening idle CPUs. +I cannot claim that this requirement was premeditated. +In fact, I learned of it during a telephone conversation in which I +was given “frank and open” feedback on the importance +of energy efficiency in battery-powered systems and on specific +energy-efficiency shortcomings of the Linux-kernel RCU implementation. +In my experience, the battery-powered embedded community will consider +any unnecessary wakeups to be extremely unfriendly acts. +So much so that mere Linux-kernel-mailing-list posts are +insufficient to vent their ire. + +<p> +Memory consumption is not particularly important for in most +situations, and has become decreasingly +so as memory sizes have expanded and memory +costs have plummeted. +However, as I learned from Matt Mackall's +<a href="http://elinux.org/Linux_Tiny-FAQ">bloatwatch</a> +efforts, memory footprint is critically important on single-CPU systems with +non-preemptible (<tt>CONFIG_PREEMPT=n</tt>) kernels, and thus +<a href="https://lkml.kernel.org/g/20090113221724.GA15307@linux.vnet.ibm.com">tiny RCU</a> +was born. +Josh Triplett has since taken over the small-memory banner with his +<a href="https://tiny.wiki.kernel.org/">Linux kernel tinification</a> +project, which resulted in +<a href="#Sleepable RCU">SRCU</a> +becoming optional for those kernels not needing it. + +<p> +The remaining performance requirements are, for the most part, +unsurprising. +For example, in keeping with RCU's read-side specialization, +<tt>rcu_dereference()</tt> should have negligible overhead (for +example, suppression of a few minor compiler optimizations). +Similarly, in non-preemptible environments, <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> should have exactly zero overhead. + +<p> +In preemptible environments, in the case where the RCU read-side +critical section was not preempted (as will be the case for the +highest-priority real-time process), <tt>rcu_read_lock()</tt> and +<tt>rcu_read_unlock()</tt> should have minimal overhead. +In particular, they should not contain atomic read-modify-write +operations, memory-barrier instructions, preemption disabling, +interrupt disabling, or backwards branches. +However, in the case where the RCU read-side critical section was preempted, +<tt>rcu_read_unlock()</tt> may acquire spinlocks and disable interrupts. +This is why it is better to nest an RCU read-side critical section +within a preempt-disable region than vice versa, at least in cases +where that critical section is short enough to avoid unduly degrading +real-time latencies. + +<p> +The <tt>synchronize_rcu()</tt> grace-period-wait primitive is +optimized for throughput. +It may therefore incur several milliseconds of latency in addition to +the duration of the longest RCU read-side critical section. +On the other hand, multiple concurrent invocations of +<tt>synchronize_rcu()</tt> are required to use batching optimizations +so that they can be satisfied by a single underlying grace-period-wait +operation. +For example, in the Linux kernel, it is not unusual for a single +grace-period-wait operation to serve more than +<a href="https://www.usenix.org/conference/2004-usenix-annual-technical-conference/making-rcu-safe-deep-sub-millisecond-response">1,000 separate invocations</a> +of <tt>synchronize_rcu()</tt>, thus amortizing the per-invocation +overhead down to nearly zero. +However, the grace-period optimization is also required to avoid +measurable degradation of real-time scheduling and interrupt latencies. + +<p> +In some cases, the multi-millisecond <tt>synchronize_rcu()</tt> +latencies are unacceptable. +In these cases, <tt>synchronize_rcu_expedited()</tt> may be used +instead, reducing the grace-period latency down to a few tens of +microseconds on small systems, at least in cases where the RCU read-side +critical sections are short. +There are currently no special latency requirements for +<tt>synchronize_rcu_expedited()</tt> on large systems, but, +consistent with the empirical nature of the RCU specification, +that is subject to change. +However, there most definitely are scalability requirements: +A storm of <tt>synchronize_rcu_expedited()</tt> invocations on 4096 +CPUs should at least make reasonable forward progress. +In return for its shorter latencies, <tt>synchronize_rcu_expedited()</tt> +is permitted to impose modest degradation of real-time latency +on non-idle online CPUs. +That said, it will likely be necessary to take further steps to reduce this +degradation, hopefully to roughly that of a scheduling-clock interrupt. + +<p> +There are a number of situations where even +<tt>synchronize_rcu_expedited()</tt>'s reduced grace-period +latency is unacceptable. +In these situations, the asynchronous <tt>call_rcu()</tt> can be +used in place of <tt>synchronize_rcu()</tt> as follows: + +<blockquote> +<pre> + 1 struct foo { + 2 int a; + 3 int b; + 4 struct rcu_head rh; + 5 }; + 6 + 7 static void remove_gp_cb(struct rcu_head *rhp) + 8 { + 9 struct foo *p = container_of(rhp, struct foo, rh); +10 +11 kfree(p); +12 } +13 +14 bool remove_gp_asynchronous(void) +15 { +16 struct foo *p; +17 +18 spin_lock(&gp_lock); +19 p = rcu_dereference(gp); +20 if (!p) { +21 spin_unlock(&gp_lock); +22 return false; +23 } +24 rcu_assign_pointer(gp, NULL); +25 call_rcu(&p->rh, remove_gp_cb); +26 spin_unlock(&gp_lock); +27 return true; +28 } +</pre> +</blockquote> + +<p> +A definition of <tt>struct foo</tt> is finally needed, and appears +on lines 1-5. +The function <tt>remove_gp_cb()</tt> is passed to <tt>call_rcu()</tt> +on line 25, and will be invoked after the end of a subsequent +grace period. +This gets the same effect as <tt>remove_gp_synchronous()</tt>, +but without forcing the updater to wait for a grace period to elapse. +The <tt>call_rcu()</tt> function may be used in a number of +situations where neither <tt>synchronize_rcu()</tt> nor +<tt>synchronize_rcu_expedited()</tt> would be legal, +including within preempt-disable code, <tt>local_bh_disable()</tt> code, +interrupt-disable code, and interrupt handlers. +However, even <tt>call_rcu()</tt> is illegal within NMI handlers. +The callback function (<tt>remove_gp_cb()</tt> in this case) will be +executed within softirq (software interrupt) environment within the +Linux kernel, +either within a real softirq handler or under the protection +of <tt>local_bh_disable()</tt>. +In both the Linux kernel and in userspace, it is bad practice to +write an RCU callback function that takes too long. +Long-running operations should be relegated to separate threads or +(in the Linux kernel) workqueues. + +<p>@@QQ@@ +Why does line 19 use <tt>rcu_access_pointer()</tt>? +After all, <tt>call_rcu()</tt> on line 25 stores into the +structure, which would interact badly with concurrent insertions. +Doesn't this mean that <tt>rcu_dereference()</tt> is required? +<p>@@QQA@@ +Presumably the <tt>->gp_lock</tt> acquired on line 18 excludes +any changes, including any insertions that <tt>rcu_dereference()</tt> +would protect against. +Therefore, any insertions will be delayed until after <tt>->gp_lock</tt> +is released on line 25, which in turn means that +<tt>rcu_access_pointer()</tt> suffices. +<p>@@QQE@@ + +<p> +However, all that <tt>remove_gp_cb()</tt> is doing is +invoking <tt>kfree()</tt> on the data element. +This is a common idiom, and is supported by <tt>kfree_rcu()</tt>, +which allows “fire and forget” operation as shown below: + +<blockquote> +<pre> + 1 struct foo { + 2 int a; + 3 int b; + 4 struct rcu_head rh; + 5 }; + 6 + 7 bool remove_gp_faf(void) + 8 { + 9 struct foo *p; +10 +11 spin_lock(&gp_lock); +12 p = rcu_dereference(gp); +13 if (!p) { +14 spin_unlock(&gp_lock); +15 return false; +16 } +17 rcu_assign_pointer(gp, NULL); +18 kfree_rcu(p, rh); +19 spin_unlock(&gp_lock); +20 return true; +21 } +</pre> +</blockquote> + +<p> +Note that <tt>remove_gp_faf()</tt> simply invokes +<tt>kfree_rcu()</tt> and proceeds, without any need to pay any +further attention to the subsequent grace period and <tt>kfree()</tt>. +It is permissible to invoke <tt>kfree_rcu()</tt> from the same +environments as for <tt>call_rcu()</tt>. +Interestingly enough, DYNIX/ptx had the equivalents of +<tt>call_rcu()</tt> and <tt>kfree_rcu()</tt>, but not +<tt>synchronize_rcu()</tt>. +This was due to the fact that RCU was not heavily used within DYNIX/ptx, +so the very few places that needed something like +<tt>synchronize_rcu()</tt> simply open-coded it. + +<p>@@QQ@@ +Earlier it was claimed that <tt>call_rcu()</tt> and +<tt>kfree_rcu()</tt> allowed updaters to avoid being blocked +by readers. +But how can that be correct, given that the invocation of the callback +and the freeing of the memory (respectively) must still wait for +a grace period to elapse? +<p>@@QQA@@ +We could define things this way, but keep in mind that this sort of +definition would say that updates in garbage-collected languages +cannot complete until the next time the garbage collector runs, +which does not seem at all reasonable. +The key point is that in most cases, an updater using either +<tt>call_rcu()</tt> or <tt>kfree_rcu()</tt> can proceed to the +next update as soon as it has invoked <tt>call_rcu()</tt> or +<tt>kfree_rcu()</tt>, without having to wait for a subsequent +grace period. +<p>@@QQE@@ + +<p> +But what if the updater must wait for the completion of code to be +executed after the end of the grace period, but has other tasks +that can be carried out in the meantime? +The polling-style <tt>get_state_synchronize_rcu()</tt> and +<tt>cond_synchronize_rcu()</tt> functions may be used for this +purpose, as shown below: + +<blockquote> +<pre> + 1 bool remove_gp_poll(void) + 2 { + 3 struct foo *p; + 4 unsigned long s; + 5 + 6 spin_lock(&gp_lock); + 7 p = rcu_access_pointer(gp); + 8 if (!p) { + 9 spin_unlock(&gp_lock); +10 return false; +11 } +12 rcu_assign_pointer(gp, NULL); +13 spin_unlock(&gp_lock); +14 s = get_state_synchronize_rcu(); +15 do_something_while_waiting(); +16 cond_synchronize_rcu(s); +17 kfree(p); +18 return true; +19 } +</pre> +</blockquote> + +<p> +On line 14, <tt>get_state_synchronize_rcu()</tt> obtains a +“cookie” from RCU, +then line 15 carries out other tasks, +and finally, line 16 returns immediately if a grace period has +elapsed in the meantime, but otherwise waits as required. +The need for <tt>get_state_synchronize_rcu</tt> and +<tt>cond_synchronize_rcu()</tt> has appeared quite recently, +so it is too early to tell whether they will stand the test of time. + +<p> +RCU thus provides a range of tools to allow updaters to strike the +required tradeoff between latency, flexibility and CPU overhead. + +<h3><a name="Composability">Composability</a></h3> + +<p> +Composability has received much attention in recent years, perhaps in part +due to the collision of multicore hardware with object-oriented techniques +designed in single-threaded environments for single-threaded use. +And in theory, RCU read-side critical sections may be composed, and in +fact may be nested arbitrarily deeply. +In practice, as with all real-world implementations of composable +constructs, there are limitations. + +<p> +Implementations of RCU for which <tt>rcu_read_lock()</tt> +and <tt>rcu_read_unlock()</tt> generate no code, such as +Linux-kernel RCU when <tt>CONFIG_PREEMPT=n</tt>, can be +nested arbitrarily deeply. +After all, there is no overhead. +Except that if all these instances of <tt>rcu_read_lock()</tt> +and <tt>rcu_read_unlock()</tt> are visible to the compiler, +compilation will eventually fail due to exhausting memory, +mass storage, or user patience, whichever comes first. +If the nesting is not visible to the compiler, as is the case with +mutually recursive functions each in its own translation unit, +stack overflow will result. +If the nesting takes the form of loops, either the control variable +will overflow or (in the Linux kernel) you will get an RCU CPU stall warning. +Nevertheless, this class of RCU implementations is one +of the most composable constructs in existence. + +<p> +RCU implementations that explicitly track nesting depth +are limited by the nesting-depth counter. +For example, the Linux kernel's preemptible RCU limits nesting to +<tt>INT_MAX</tt>. +This should suffice for almost all practical purposes. +That said, a consecutive pair of RCU read-side critical sections +between which there is an operation that waits for a grace period +cannot be enclosed in another RCU read-side critical section. +This is because it is not legal to wait for a grace period within +an RCU read-side critical section: To do so would result either +in deadlock or +in RCU implicitly splitting the enclosing RCU read-side critical +section, neither of which is conducive to a long-lived and prosperous +kernel. + +<p> +In short, although RCU read-side critical sections are highly composable, +care is required in some situations, just as is the case for any other +composable synchronization mechanism. + +<h3><a name="Corner Cases">Corner Cases</a></h3> + +<p> +A given RCU workload might have an endless and intense stream of +RCU read-side critical sections, perhaps even so intense that there +was never a point in time during which there was not at least one +RCU read-side critical section in flight. +RCU cannot allow this situation to block grace periods: As long as +all the RCU read-side critical sections are finite, grace periods +must also be finite. + +<p> +That said, preemptible RCU implementations could potentially result +in RCU read-side critical sections being preempted for long durations, +which has the effect of creating a long-duration RCU read-side +critical section. +This situation can arise only in heavily loaded systems, but systems using +real-time priorities are of course more vulnerable. +Therefore, RCU priority boosting is provided to help deal with this +case. +That said, the exact requirements on RCU priority boosting will likely +evolve as more experience accumulates. + +<p> +Other workloads might have very high update rates. +Although one can argue that such workloads should instead use +something other than RCU, the fact remains that RCU must +handle such workloads gracefully. +This requirement is another factor driving batching of grace periods, +but it is also the driving force behind the checks for large numbers +of queued RCU callbacks in the <tt>call_rcu()</tt> code path. +Finally, high update rates should not delay RCU read-side critical +sections, although some read-side delays can occur when using +<tt>synchronize_rcu_expedited()</tt>, courtesy of this function's use +of <tt>try_stop_cpus()</tt>. +(In the future, <tt>synchronize_rcu_expedited()</tt> will be +converted to use lighter-weight inter-processor interrupts (IPIs), +but this will still disturb readers, though to a much smaller degree.) + +<p> +Although all three of these corner cases were understood in the early +1990s, a simple user-level test consisting of <tt>close(open(path))</tt> +in a tight loop +in the early 2000s suddenly provided a much deeper appreciation of the +high-update-rate corner case. +This test also motivated addition of some RCU code to react to high update +rates, for example, if a given CPU finds itself with more than 10,000 +RCU callbacks queued, it will cause RCU to take evasive action by +more aggressively starting grace periods and more aggressively forcing +completion of grace-period processing. +This evasive action causes the grace period to complete more quickly, +but at the cost of restricting RCU's batching optimizations, thus +increasing the CPU overhead incurred by that grace period. + +<h2><a name="Software-Engineering Requirements"> +Software-Engineering Requirements</a></h2> + +<p> +Between Murphy's Law and “To err is human”, it is necessary to +guard against mishaps and misuse: + +<ol> +<li> It is all too easy to forget to use <tt>rcu_read_lock()</tt> + everywhere that it is needed, so kernels built with + <tt>CONFIG_PROVE_RCU=y</tt> will spat if + <tt>rcu_dereference()</tt> is used outside of an + RCU read-side critical section. + Update-side code can use <tt>rcu_dereference_protected()</tt>, + which takes a + <a href="https://lwn.net/Articles/371986/">lockdep expression</a> + to indicate what is providing the protection. + If the indicated protection is not provided, a lockdep splat + is emitted. + + <p> + Code shared between readers and updaters can use + <tt>rcu_dereference_check()</tt>, which also takes a + lockdep expression, and emits a lockdep splat if neither + <tt>rcu_read_lock()</tt> nor the indicated protection + is in place. + In addition, <tt>rcu_dereference_raw()</tt> is used in those + (hopefully rare) cases where the required protection cannot + be easily described. + Finally, <tt>rcu_read_lock_held()</tt> is provided to + allow a function to verify that it has been invoked within + an RCU read-side critical section. + I was made aware of this set of requirements shortly after Thomas + Gleixner audited a number of RCU uses. +<li> A given function might wish to check for RCU-related preconditions + upon entry, before using any other RCU API. + The <tt>rcu_lockdep_assert()</tt> does this job, + asserting the expression in kernels having lockdep enabled + and doing nothing otherwise. +<li> It is also easy to forget to use <tt>rcu_assign_pointer()</tt> + and <tt>rcu_dereference()</tt>, perhaps (incorrectly) + substituting a simple assignment. + To catch this sort of error, a given RCU-protected pointer may be + tagged with <tt>__rcu</tt>, after which running sparse + with <tt>CONFIG_SPARSE_RCU_POINTER=y</tt> will complain + about simple-assignment accesses to that pointer. + Arnd Bergmann made me aware of this requirement, and also + supplied the needed + <a href="https://lwn.net/Articles/376011/">patch series</a>. +<li> Kernels built with <tt>CONFIG_DEBUG_OBJECTS_RCU_HEAD=y</tt> + will splat if a data element is passed to <tt>call_rcu()</tt> + twice in a row, without a grace period in between. + (This error is similar to a double free.) + The corresponding <tt>rcu_head</tt> structures that are + dynamically allocated are automatically tracked, but + <tt>rcu_head</tt> structures allocated on the stack + must be initialized with <tt>init_rcu_head_on_stack()</tt> + and cleaned up with <tt>destroy_rcu_head_on_stack()</tt>. + Similarly, statically allocated non-stack <tt>rcu_head</tt> + structures must be initialized with <tt>init_rcu_head()</tt> + and cleaned up with <tt>destroy_rcu_head()</tt>. + Mathieu Desnoyers made me aware of this requirement, and also + supplied the needed + <a href="https://lkml.kernel.org/g/20100319013024.GA28456@Krystal">patch</a>. +<li> An infinite loop in an RCU read-side critical section will + eventually trigger an RCU CPU stall warning splat. + However, RCU is not obligated to produce this splat + unless there is a grace period waiting on that particular + RCU read-side critical section. + This requirement made itself known in the early 1990s, pretty + much the first time that it was necessary to debug a CPU stall. +<li> Although it would be very good to detect pointers leaking out + of RCU read-side critical sections, there is currently no + good way of doing this. + One complication is the need to distinguish between pointers + leaking and pointers that have been handed off from RCU to + some other synchronization mechanism, for example, reference + counting. +<li> In kernels built with <tt>CONFIG_RCU_TRACE=y</tt>, RCU-related + information is provided via both debugfs and event tracing. +<li> Open-coded use of <tt>rcu_assign_pointer()</tt> and + <tt>rcu_dereference()</tt> to create typical linked + data structures can be surprisingly error-prone. + Therefore, RCU-protected + <a href="https://lwn.net/Articles/609973/#RCU List APIs">linked lists</a> + and, more recently, RCU-protected + <a href="https://lwn.net/Articles/612100/">hash tables</a> + are available. + Many other special-purpose RCU-protected data structures are + available in the Linux kernel and the userspace RCU library. +<li> Some linked structures are created at compile time, but still + require <tt>__rcu</tt> checking. + The <tt>RCU_POINTER_INITIALIZER()</tt> macro serves this + purpose. +<li> It is not necessary to use <tt>rcu_assign_pointer()</tt> + when creating linked structures that are to be published via + a single external pointer. + The <tt>RCU_INIT_POINTER()</tt> macro is provided for + this task and also for assigning <tt>NULL</tt> pointers + at runtime. +</ol> + +<p> +This not a hard-and-fast list: RCU's diagnostic capabilities will +continue to be guided by the number and type of usage bugs found +in real-world RCU usage. + +<h2><a name="Linux Kernel Complications">Linux Kernel Complications</a></h2> + +<p> +The Linux kernel provides an interesting environment for all kinds of +software, including RCU. +Some of the relevant points of interest are as follows: + +<ol> +<li> <a href="#Configuration">Configuration</a>. +<li> <a href="#Firmware Interface">Firmware Interface</a>. +<li> <a href="#Early Boot">Early Boot</a>. +<li> <a href="#Interrupts and NMIs"> + Interrupts and non-maskable interrupts (NMIs)</a>. +<li> <a href="#Loadable Modules">Loadable Modules</a>. +<li> <a href="#Hotplug CPU">Hotplug CPU</a>. +<li> <a href="#Scheduler and RCU">Scheduler and RCU</a>. +<li> <a href="#Tracing and RCU">Tracing and RCU</a>. +<li> <a href="#Energy Efficiency">Energy Efficiency</a>. +<li> <a href="#Performance, Scalability, Response Time, and Reliability"> + Performance, Scalability, Response Time, and Reliability</a>. +</ol> + +<p> +This list is probably incomplete, but it does give a feel for the +most notable Linux-kernel complications. +Each of the following sections covers one of the above topics. + +<h3><a name="Configuration">Configuration</a></h3> + +<p> +RCU's goal is automatic configuration, so that almost nobody +needs to worry about RCU's <tt>Kconfig</tt> options. +And for almost all users, RCU does in fact work well +“out of the box.” + +<p> +However, there are specialized use cases that are handled by +kernel boot parameters and <tt>Kconfig</tt> options. +Unfortunately, the <tt>Kconfig</tt> system will explicitly ask users +about new <tt>Kconfig</tt> options, which requires almost all of them +be hidden behind a <tt>CONFIG_RCU_EXPERT</tt> <tt>Kconfig</tt> option. + +<p> +This all should be quite obvious, but the fact remains that +Linus Torvalds recently had to +<a href="https://lkml.kernel.org/g/CA+55aFy4wcCwaL4okTs8wXhGZ5h-ibecy_Meg9C4MNQrUnwMcg@mail.gmail.com">remind</a> +me of this requirement. + +<h3><a name="Firmware Interface">Firmware Interface</a></h3> + +<p> +In many cases, kernel obtains information about the system from the +firmware, and sometimes things are lost in translation. +Or the translation is accurate, but the original message is bogus. + +<p> +For example, some systems' firmware overreports the number of CPUs, +sometimes by a large factor. +If RCU naively believed the firmware, as it used to do, +it would create too many per-CPU kthreads. +Although the resulting system will still run correctly, the extra +kthreads needlessly consume memory and can cause confusion +when they show up in <tt>ps</tt> listings. + +<p> +RCU must therefore wait for a given CPU to actually come online before +it can allow itself to believe that the CPU actually exists. +The resulting “ghost CPUs” (which are never going to +come online) cause a number of +<a href="https://paulmck.livejournal.com/37494.html">interesting complications</a>. + +<h3><a name="Early Boot">Early Boot</a></h3> + +<p> +The Linux kernel's boot sequence is an interesting process, +and RCU is used early, even before <tt>rcu_init()</tt> +is invoked. +In fact, a number of RCU's primitives can be used as soon as the +initial task's <tt>task_struct</tt> is available and the +boot CPU's per-CPU variables are set up. +The read-side primitives (<tt>rcu_read_lock()</tt>, +<tt>rcu_read_unlock()</tt>, <tt>rcu_dereference()</tt>, +and <tt>rcu_access_pointer()</tt>) will operate normally very early on, +as will <tt>rcu_assign_pointer()</tt>. + +<p> +Although <tt>call_rcu()</tt> may be invoked at any +time during boot, callbacks are not guaranteed to be invoked until after +the scheduler is fully up and running. +This delay in callback invocation is due to the fact that RCU does not +invoke callbacks until it is fully initialized, and this full initialization +cannot occur until after the scheduler has initialized itself to the +point where RCU can spawn and run its kthreads. +In theory, it would be possible to invoke callbacks earlier, +however, this is not a panacea because there would be severe restrictions +on what operations those callbacks could invoke. + +<p> +Perhaps surprisingly, <tt>synchronize_rcu()</tt>, +<a href="#Bottom-Half Flavor"><tt>synchronize_rcu_bh()</tt></a> +(<a href="#Bottom-Half Flavor">discussed below</a>), +and +<a href="#Sched Flavor"><tt>synchronize_sched()</tt></a> +will all operate normally +during very early boot, the reason being that there is only one CPU +and preemption is disabled. +This means that the call <tt>synchronize_rcu()</tt> (or friends) +itself is a quiescent +state and thus a grace period, so the early-boot implementation can +be a no-op. + +<p> +Both <tt>synchronize_rcu_bh()</tt> and <tt>synchronize_sched()</tt> +continue to operate normally through the remainder of boot, courtesy +of the fact that preemption is disabled across their RCU read-side +critical sections and also courtesy of the fact that there is still +only one CPU. +However, once the scheduler starts initializing, preemption is enabled. +There is still only a single CPU, but the fact that preemption is enabled +means that the no-op implementation of <tt>synchronize_rcu()</tt> no +longer works in <tt>CONFIG_PREEMPT=y</tt> kernels. +Therefore, as soon as the scheduler starts initializing, the early-boot +fastpath is disabled. +This means that <tt>synchronize_rcu()</tt> switches to its runtime +mode of operation where it posts callbacks, which in turn means that +any call to <tt>synchronize_rcu()</tt> will block until the corresponding +callback is invoked. +Unfortunately, the callback cannot be invoked until RCU's runtime +grace-period machinery is up and running, which cannot happen until +the scheduler has initialized itself sufficiently to allow RCU's +kthreads to be spawned. +Therefore, invoking <tt>synchronize_rcu()</tt> during scheduler +initialization can result in deadlock. + +<p>@@QQ@@ +So what happens with <tt>synchronize_rcu()</tt> during +scheduler initialization for <tt>CONFIG_PREEMPT=n</tt> +kernels? +<p>@@QQA@@ +In <tt>CONFIG_PREEMPT=n</tt> kernel, <tt>synchronize_rcu()</tt> +maps directly to <tt>synchronize_sched()</tt>. +Therefore, <tt>synchronize_rcu()</tt> works normally throughout +boot in <tt>CONFIG_PREEMPT=n</tt> kernels. +However, your code must also work in <tt>CONFIG_PREEMPT=y</tt> kernels, +so it is still necessary to avoid invoking <tt>synchronize_rcu()</tt> +during scheduler initialization. +<p>@@QQE@@ + +<p> +I learned of these boot-time requirements as a result of a series of +system hangs. + +<h3><a name="Interrupts and NMIs">Interrupts and NMIs</a></h3> + +<p> +The Linux kernel has interrupts, and RCU read-side critical sections are +legal within interrupt handlers and within interrupt-disabled regions +of code, as are invocations of <tt>call_rcu()</tt>. + +<p> +Some Linux-kernel architectures can enter an interrupt handler from +non-idle process context, and then just never leave it, instead stealthily +transitioning back to process context. +This trick is sometimes used to invoke system calls from inside the kernel. +These “half-interrupts” mean that RCU has to be very careful +about how it counts interrupt nesting levels. +I learned of this requirement the hard way during a rewrite +of RCU's dyntick-idle code. + +<p> +The Linux kernel has non-maskable interrupts (NMIs), and +RCU read-side critical sections are legal within NMI handlers. +Thankfully, RCU update-side primitives, including +<tt>call_rcu()</tt>, are prohibited within NMI handlers. + +<p> +The name notwithstanding, some Linux-kernel architectures +can have nested NMIs, which RCU must handle correctly. +Andy Lutomirski +<a href="https://lkml.kernel.org/g/CALCETrXLq1y7e_dKFPgou-FKHB6Pu-r8+t-6Ds+8=va7anBWDA@mail.gmail.com">surprised me</a> +with this requirement; +he also kindly surprised me with +<a href="https://lkml.kernel.org/g/CALCETrXSY9JpW3uE6H8WYk81sg56qasA2aqmjMPsq5dOtzso=g@mail.gmail.com">an algorithm</a> +that meets this requirement. + +<h3><a name="Loadable Modules">Loadable Modules</a></h3> + +<p> +The Linux kernel has loadable modules, and these modules can +also be unloaded. +After a given module has been unloaded, any attempt to call +one of its functions results in a segmentation fault. +The module-unload functions must therefore cancel any +delayed calls to loadable-module functions, for example, +any outstanding <tt>mod_timer()</tt> must be dealt with +via <tt>del_timer_sync()</tt> or similar. + +<p> +Unfortunately, there is no way to cancel an RCU callback; +once you invoke <tt>call_rcu()</tt>, the callback function is +going to eventually be invoked, unless the system goes down first. +Because it is normally considered socially irresponsible to crash the system +in response to a module unload request, we need some other way +to deal with in-flight RCU callbacks. + +<p> +RCU therefore provides +<tt><a href="https://lwn.net/Articles/217484/">rcu_barrier()</a></tt>, +which waits until all in-flight RCU callbacks have been invoked. +If a module uses <tt>call_rcu()</tt>, its exit function should therefore +prevent any future invocation of <tt>call_rcu()</tt>, then invoke +<tt>rcu_barrier()</tt>. +In theory, the underlying module-unload code could invoke +<tt>rcu_barrier()</tt> unconditionally, but in practice this would +incur unacceptable latencies. + +<p> +Nikita Danilov noted this requirement for an analogous filesystem-unmount +situation, and Dipankar Sarma incorporated <tt>rcu_barrier()</tt> into RCU. +The need for <tt>rcu_barrier()</tt> for module unloading became +apparent later. + +<h3><a name="Hotplug CPU">Hotplug CPU</a></h3> + +<p> +The Linux kernel supports CPU hotplug, which means that CPUs +can come and go. +It is of course illegal to use any RCU API member from an offline CPU. +This requirement was present from day one in DYNIX/ptx, but +on the other hand, the Linux kernel's CPU-hotplug implementation +is “interesting.” + +<p> +The Linux-kernel CPU-hotplug implementation has notifiers that +are used to allow the various kernel subsystems (including RCU) +to respond appropriately to a given CPU-hotplug operation. +Most RCU operations may be invoked from CPU-hotplug notifiers, +including even normal synchronous grace-period operations +such as <tt>synchronize_rcu()</tt>. +However, expedited grace-period operations such as +<tt>synchronize_rcu_expedited()</tt> are not supported, +due to the fact that current implementations block CPU-hotplug +operations, which could result in deadlock. + +<p> +In addition, all-callback-wait operations such as +<tt>rcu_barrier()</tt> are also not supported, due to the +fact that there are phases of CPU-hotplug operations where +the outgoing CPU's callbacks will not be invoked until after +the CPU-hotplug operation ends, which could also result in deadlock. + +<h3><a name="Scheduler and RCU">Scheduler and RCU</a></h3> + +<p> +RCU depends on the scheduler, and the scheduler uses RCU to +protect some of its data structures. +This means the scheduler is forbidden from acquiring +the runqueue locks and the priority-inheritance locks +in the middle of an outermost RCU read-side critical section unless +it also releases them before exiting that same +RCU read-side critical section. +This same prohibition also applies to any lock that is acquired +while holding any lock to which this prohibition applies. +Violating this rule results in deadlock. + +<p> +For RCU's part, the preemptible-RCU <tt>rcu_read_unlock()</tt> +implementation must be written carefully to avoid similar deadlocks. +In particular, <tt>rcu_read_unlock()</tt> must tolerate an +interrupt where the interrupt handler invokes both +<tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>. +This possibility requires <tt>rcu_read_unlock()</tt> to use +negative nesting levels to avoid destructive recursion via +interrupt handler's use of RCU. + +<p> +This pair of mutual scheduler-RCU requirements came as a +<a href="https://lwn.net/Articles/453002/">complete surprise</a>. + +<p> +As noted above, RCU makes use of kthreads, and it is necessary to +avoid excessive CPU-time accumulation by these kthreads. +This requirement was no surprise, but RCU's violation of it +when running context-switch-heavy workloads when built with +<tt>CONFIG_NO_HZ_FULL=y</tt> +<a href="http://www.rdrop.com/users/paulmck/scalability/paper/BareMetal.2015.01.15b.pdf">did come as a surprise [PDF]</a>. +RCU has made good progress towards meeting this requirement, even +for context-switch-have <tt>CONFIG_NO_HZ_FULL=y</tt> workloads, +but there is room for further improvement. + +<h3><a name="Tracing and RCU">Tracing and RCU</a></h3> + +<p> +It is possible to use tracing on RCU code, but tracing itself +uses RCU. +For this reason, <tt>rcu_dereference_raw_notrace()</tt> +is provided for use by tracing, which avoids the destructive +recursion that could otherwise ensue. +This API is also used by virtualization in some architectures, +where RCU readers execute in environments in which tracing +cannot be used. +The tracing folks both located the requirement and provided the +needed fix, so this surprise requirement was relatively painless. + +<h3><a name="Energy Efficiency">Energy Efficiency</a></h3> + +<p> +Interrupting idle CPUs is considered socially unacceptable, +especially by people with battery-powered embedded systems. +RCU therefore conserves energy by detecting which CPUs are +idle, including tracking CPUs that have been interrupted from idle. +This is a large part of the energy-efficiency requirement, +so I learned of this via an irate phone call. + +<p> +Because RCU avoids interrupting idle CPUs, it is illegal to +execute an RCU read-side critical section on an idle CPU. +(Kernels built with <tt>CONFIG_PROVE_RCU=y</tt> will splat +if you try it.) +The <tt>RCU_NONIDLE()</tt> macro and <tt>_rcuidle</tt> +event tracing is provided to work around this restriction. +In addition, <tt>rcu_is_watching()</tt> may be used to +test whether or not it is currently legal to run RCU read-side +critical sections on this CPU. +I learned of the need for diagnostics on the one hand +and <tt>RCU_NONIDLE()</tt> on the other while inspecting +idle-loop code. +Steven Rostedt supplied <tt>_rcuidle</tt> event tracing, +which is used quite heavily in the idle loop. + +<p> +It is similarly socially unacceptable to interrupt an +<tt>nohz_full</tt> CPU running in userspace. +RCU must therefore track <tt>nohz_full</tt> userspace +execution. +And in +<a href="https://lwn.net/Articles/558284/"><tt>CONFIG_NO_HZ_FULL_SYSIDLE=y</tt></a> +kernels, RCU must separately track idle CPUs on the one hand and +CPUs that are either idle or executing in userspace on the other. +In both cases, RCU must be able to sample state at two points in +time, and be able to determine whether or not some other CPU spent +any time idle and/or executing in userspace. + +<p> +These energy-efficiency requirements have proven quite difficult to +understand and to meet, for example, there have been more than five +clean-sheet rewrites of RCU's energy-efficiency code, the last of +which was finally able to demonstrate +<a href="http://www.rdrop.com/users/paulmck/realtime/paper/AMPenergy.2013.04.19a.pdf">real energy savings running on real hardware [PDF]</a>. +As noted earlier, +I learned of many of these requirements via angry phone calls: +Flaming me on the Linux-kernel mailing list was apparently not +sufficient to fully vent their ire at RCU's energy-efficiency bugs! + +<h3><a name="Performance, Scalability, Response Time, and Reliability"> +Performance, Scalability, Response Time, and Reliability</a></h3> + +<p> +Expanding on the +<a href="#Performance and Scalability">earlier discussion</a>, +RCU is used heavily by hot code paths in performance-critical +portions of the Linux kernel's networking, security, virtualization, +and scheduling code paths. +RCU must therefore use efficient implementations, especially in its +read-side primitives. +To that end, it would be good if preemptible RCU's implementation +of <tt>rcu_read_lock()</tt> could be inlined, however, doing +this requires resolving <tt>#include</tt> issues with the +<tt>task_struct</tt> structure. + +<p> +The Linux kernel supports hardware configurations with up to +4096 CPUs, which means that RCU must be extremely scalable. +Algorithms that involve frequent acquisitions of global locks or +frequent atomic operations on global variables simply cannot be +tolerated within the RCU implementation. +RCU therefore makes heavy use of a combining tree based on the +<tt>rcu_node</tt> structure. +RCU is required to tolerate all CPUs continuously invoking any +combination of RCU's runtime primitives with minimal per-operation +overhead. +In fact, in many cases, increasing load must <i>decrease</i> the +per-operation overhead, witness the batching optimizations for +<tt>synchronize_rcu()</tt>, <tt>call_rcu()</tt>, +<tt>synchronize_rcu_expedited()</tt>, and <tt>rcu_barrier()</tt>. +As a general rule, RCU must cheerfully accept whatever the +rest of the Linux kernel decides to throw at it. + +<p> +The Linux kernel is used for real-time workloads, especially +in conjunction with the +<a href="https://rt.wiki.kernel.org/index.php/Main_Page">-rt patchset</a>. +The real-time-latency response requirements are such that the +traditional approach of disabling preemption across RCU +read-side critical sections is inappropriate. +Kernels built with <tt>CONFIG_PREEMPT=y</tt> therefore +use an RCU implementation that allows RCU read-side critical +sections to be preempted. +This requirement made its presence known after users made it +clear that an earlier +<a href="https://lwn.net/Articles/107930/">real-time patch</a> +did not meet their needs, in conjunction with some +<a href="https://lkml.kernel.org/g/20050318002026.GA2693@us.ibm.com">RCU issues</a> +encountered by a very early version of the -rt patchset. + +<p> +In addition, RCU must make do with a sub-100-microsecond real-time latency +budget. +In fact, on smaller systems with the -rt patchset, the Linux kernel +provides sub-20-microsecond real-time latencies for the whole kernel, +including RCU. +RCU's scalability and latency must therefore be sufficient for +these sorts of configurations. +To my surprise, the sub-100-microsecond real-time latency budget +<a href="http://www.rdrop.com/users/paulmck/realtime/paper/bigrt.2013.01.31a.LCA.pdf"> +applies to even the largest systems [PDF]</a>, +up to and including systems with 4096 CPUs. +This real-time requirement motivated the grace-period kthread, which +also simplified handling of a number of race conditions. + +<p> +Finally, RCU's status as a synchronization primitive means that +any RCU failure can result in arbitrary memory corruption that can be +extremely difficult to debug. +This means that RCU must be extremely reliable, which in +practice also means that RCU must have an aggressive stress-test +suite. +This stress-test suite is called <tt>rcutorture</tt>. + +<p> +Although the need for <tt>rcutorture</tt> was no surprise, +the current immense popularity of the Linux kernel is posing +interesting—and perhaps unprecedented—validation +challenges. +To see this, keep in mind that there are well over one billion +instances of the Linux kernel running today, given Android +smartphones, Linux-powered televisions, and servers. +This number can be expected to increase sharply with the advent of +the celebrated Internet of Things. + +<p> +Suppose that RCU contains a race condition that manifests on average +once per million years of runtime. +This bug will be occurring about three times per <i>day</i> across +the installed base. +RCU could simply hide behind hardware error rates, given that no one +should really expect their smartphone to last for a million years. +However, anyone taking too much comfort from this thought should +consider the fact that in most jurisdictions, a successful multi-year +test of a given mechanism, which might include a Linux kernel, +suffices for a number of types of safety-critical certifications. +In fact, rumor has it that the Linux kernel is already being used +in production for safety-critical applications. +I don't know about you, but I would feel quite bad if a bug in RCU +killed someone. +Which might explain my recent focus on validation and verification. + +<h2><a name="Other RCU Flavors">Other RCU Flavors</a></h2> + +<p> +One of the more surprising things about RCU is that there are now +no fewer than five <i>flavors</i>, or API families. +In addition, the primary flavor that has been the sole focus up to +this point has two different implementations, non-preemptible and +preemptible. +The other four flavors are listed below, with requirements for each +described in a separate section. + +<ol> +<li> <a href="#Bottom-Half Flavor">Bottom-Half Flavor</a> +<li> <a href="#Sched Flavor">Sched Flavor</a> +<li> <a href="#Sleepable RCU">Sleepable RCU</a> +<li> <a href="#Tasks RCU">Tasks RCU</a> +</ol> + +<h3><a name="Bottom-Half Flavor">Bottom-Half Flavor</a></h3> + +<p> +The softirq-disable (AKA “bottom-half”, +hence the “_bh” abbreviations) +flavor of RCU, or <i>RCU-bh</i>, was developed by +Dipankar Sarma to provide a flavor of RCU that could withstand the +network-based denial-of-service attacks researched by Robert +Olsson. +These attacks placed so much networking load on the system +that some of the CPUs never exited softirq execution, +which in turn prevented those CPUs from ever executing a context switch, +which, in the RCU implementation of that time, prevented grace periods +from ever ending. +The result was an out-of-memory condition and a system hang. + +<p> +The solution was the creation of RCU-bh, which does +<tt>local_bh_disable()</tt> +across its read-side critical sections, and which uses the transition +from one type of softirq processing to another as a quiescent state +in addition to context switch, idle, user mode, and offline. +This means that RCU-bh grace periods can complete even when some of +the CPUs execute in softirq indefinitely, thus allowing algorithms +based on RCU-bh to withstand network-based denial-of-service attacks. + +<p> +Because +<tt>rcu_read_lock_bh()</tt> and <tt>rcu_read_unlock_bh()</tt> +disable and re-enable softirq handlers, any attempt to start a softirq +handlers during the +RCU-bh read-side critical section will be deferred. +In this case, <tt>rcu_read_unlock_bh()</tt> +will invoke softirq processing, which can take considerable time. +One can of course argue that this softirq overhead should be associated +with the code following the RCU-bh read-side critical section rather +than <tt>rcu_read_unlock_bh()</tt>, but the fact +is that most profiling tools cannot be expected to make this sort +of fine distinction. +For example, suppose that a three-millisecond-long RCU-bh read-side +critical section executes during a time of heavy networking load. +There will very likely be an attempt to invoke at least one softirq +handler during that three milliseconds, but any such invocation will +be delayed until the time of the <tt>rcu_read_unlock_bh()</tt>. +This can of course make it appear at first glance as if +<tt>rcu_read_unlock_bh()</tt> was executing very slowly. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">RCU-bh API</a> +includes +<tt>rcu_read_lock_bh()</tt>, +<tt>rcu_read_unlock_bh()</tt>, +<tt>rcu_dereference_bh()</tt>, +<tt>rcu_dereference_bh_check()</tt>, +<tt>synchronize_rcu_bh()</tt>, +<tt>synchronize_rcu_bh_expedited()</tt>, +<tt>call_rcu_bh()</tt>, +<tt>rcu_barrier_bh()</tt>, and +<tt>rcu_read_lock_bh_held()</tt>. + +<h3><a name="Sched Flavor">Sched Flavor</a></h3> + +<p> +Before preemptible RCU, waiting for an RCU grace period had the +side effect of also waiting for all pre-existing interrupt +and NMI handlers. +However, there are legitimate preemptible-RCU implementations that +do not have this property, given that any point in the code outside +of an RCU read-side critical section can be a quiescent state. +Therefore, <i>RCU-sched</i> was created, which follows “classic” +RCU in that an RCU-sched grace period waits for for pre-existing +interrupt and NMI handlers. +In kernels built with <tt>CONFIG_PREEMPT=n</tt>, the RCU and RCU-sched +APIs have identical implementations, while kernels built with +<tt>CONFIG_PREEMPT=y</tt> provide a separate implementation for each. + +<p> +Note well that in <tt>CONFIG_PREEMPT=y</tt> kernels, +<tt>rcu_read_lock_sched()</tt> and <tt>rcu_read_unlock_sched()</tt> +disable and re-enable preemption, respectively. +This means that if there was a preemption attempt during the +RCU-sched read-side critical section, <tt>rcu_read_unlock_sched()</tt> +will enter the scheduler, with all the latency and overhead entailed. +Just as with <tt>rcu_read_unlock_bh()</tt>, this can make it look +as if <tt>rcu_read_unlock_sched()</tt> was executing very slowly. +However, the highest-priority task won't be preempted, so that task +will enjoy low-overhead <tt>rcu_read_unlock_sched()</tt> invocations. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">RCU-sched API</a> +includes +<tt>rcu_read_lock_sched()</tt>, +<tt>rcu_read_unlock_sched()</tt>, +<tt>rcu_read_lock_sched_notrace()</tt>, +<tt>rcu_read_unlock_sched_notrace()</tt>, +<tt>rcu_dereference_sched()</tt>, +<tt>rcu_dereference_sched_check()</tt>, +<tt>synchronize_sched()</tt>, +<tt>synchronize_rcu_sched_expedited()</tt>, +<tt>call_rcu_sched()</tt>, +<tt>rcu_barrier_sched()</tt>, and +<tt>rcu_read_lock_sched_held()</tt>. +However, anything that disables preemption also marks an RCU-sched +read-side critical section, including +<tt>preempt_disable()</tt> and <tt>preempt_enable()</tt>, +<tt>local_irq_save()</tt> and <tt>local_irq_restore()</tt>, +and so on. + +<h3><a name="Sleepable RCU">Sleepable RCU</a></h3> + +<p> +For well over a decade, someone saying “I need to block within +an RCU read-side critical section” was a reliable indication +that this someone did not understand RCU. +After all, if you are always blocking in an RCU read-side critical +section, you can probably afford to use a higher-overhead synchronization +mechanism. +However, that changed with the advent of the Linux kernel's notifiers, +whose RCU read-side critical +sections almost never sleep, but sometimes need to. +This resulted in the introduction of +<a href="https://lwn.net/Articles/202847/">sleepable RCU</a>, +or <i>SRCU</i>. + +<p> +SRCU allows different domains to be defined, with each such domain +defined by an instance of an <tt>srcu_struct</tt> structure. +A pointer to this structure must be passed in to each SRCU function, +for example, <tt>synchronize_srcu(&ss)</tt>, where +<tt>ss</tt> is the <tt>srcu_struct</tt> structure. +The key benefit of these domains is that a slow SRCU reader in one +domain does not delay an SRCU grace period in some other domain. +That said, one consequence of these domains is that read-side code +must pass a “cookie” from <tt>srcu_read_lock()</tt> +to <tt>srcu_read_unlock()</tt>, for example, as follows: + +<blockquote> +<pre> + 1 int idx; + 2 + 3 idx = srcu_read_lock(&ss); + 4 do_something(); + 5 srcu_read_unlock(&ss, idx); +</pre> +</blockquote> + +<p> +As noted above, it is legal to block within SRCU read-side critical sections, +however, with great power comes great responsibility. +If you block forever in one of a given domain's SRCU read-side critical +sections, then that domain's grace periods will also be blocked forever. +Of course, one good way to block forever is to deadlock, which can +happen if any operation in a given domain's SRCU read-side critical +section can block waiting, either directly or indirectly, for that domain's +grace period to elapse. +For example, this results in a self-deadlock: + +<blockquote> +<pre> + 1 int idx; + 2 + 3 idx = srcu_read_lock(&ss); + 4 do_something(); + 5 synchronize_srcu(&ss); + 6 srcu_read_unlock(&ss, idx); +</pre> +</blockquote> + +<p> +However, if line 5 acquired a mutex that was held across +a <tt>synchronize_srcu()</tt> for domain <tt>ss</tt>, +deadlock would still be possible. +Furthermore, if line 5 acquired a mutex that was held across +a <tt>synchronize_srcu()</tt> for some other domain <tt>ss1</tt>, +and if an <tt>ss1</tt>-domain SRCU read-side critical section +acquired another mutex that was held across as <tt>ss</tt>-domain +<tt>synchronize_srcu()</tt>, +deadlock would again be possible. +Such a deadlock cycle could extend across an arbitrarily large number +of different SRCU domains. +Again, with great power comes great responsibility. + +<p> +Unlike the other RCU flavors, SRCU read-side critical sections can +run on idle and even offline CPUs. +This ability requires that <tt>srcu_read_lock()</tt> and +<tt>srcu_read_unlock()</tt> contain memory barriers, which means +that SRCU readers will run a bit slower than would RCU readers. +It also motivates the <tt>smp_mb__after_srcu_read_unlock()</tt> +API, which, in combination with <tt>srcu_read_unlock()</tt>, +guarantees a full memory barrier. + +<p> +The +<a href="https://lwn.net/Articles/609973/#RCU Per-Flavor API Table">SRCU API</a> +includes +<tt>srcu_read_lock()</tt>, +<tt>srcu_read_unlock()</tt>, +<tt>srcu_dereference()</tt>, +<tt>srcu_dereference_check()</tt>, +<tt>synchronize_srcu()</tt>, +<tt>synchronize_srcu_expedited()</tt>, +<tt>call_srcu()</tt>, +<tt>srcu_barrier()</tt>, and +<tt>srcu_read_lock_held()</tt>. +It also includes +<tt>DEFINE_SRCU()</tt>, +<tt>DEFINE_STATIC_SRCU()</tt>, and +<tt>init_srcu_struct()</tt> +APIs for defining and initializing <tt>srcu_struct</tt> structures. + +<h3><a name="Tasks RCU">Tasks RCU</a></h3> + +<p> +Some forms of tracing use “tramopolines” to handle the +binary rewriting required to install different types of probes. +It would be good to be able to free old trampolines, which sounds +like a job for some form of RCU. +However, because it is necessary to be able to install a trace +anywhere in the code, it is not possible to use read-side markers +such as <tt>rcu_read_lock()</tt> and <tt>rcu_read_unlock()</tt>. +In addition, it does not work to have these markers in the trampoline +itself, because there would need to be instructions following +<tt>rcu_read_unlock()</tt>. +Although <tt>synchronize_rcu()</tt> would guarantee that execution +reached the <tt>rcu_read_unlock()</tt>, it would not be able to +guarantee that execution had completely left the trampoline. + +<p> +The solution, in the form of +<a href="https://lwn.net/Articles/607117/"><i>Tasks RCU</i></a>, +is to have implicit +read-side critical sections that are delimited by voluntary context +switches, that is, calls to <tt>schedule()</tt>, +<tt>cond_resched_rcu_qs()</tt>, and +<tt>synchronize_rcu_tasks()</tt>. +In addition, transitions to and from userspace execution also delimit +tasks-RCU read-side critical sections. + +<p> +The tasks-RCU API is quite compact, consisting only of +<tt>call_rcu_tasks()</tt>, +<tt>synchronize_rcu_tasks()</tt>, and +<tt>rcu_barrier_tasks()</tt>. + +<h2><a name="Possible Future Changes">Possible Future Changes</a></h2> + +<p> +One of the tricks that RCU uses to attain update-side scalability is +to increase grace-period latency with increasing numbers of CPUs. +If this becomes a serious problem, it will be necessary to rework the +grace-period state machine so as to avoid the need for the additional +latency. + +<p> +Expedited grace periods scan the CPUs, so their latency and overhead +increases with increasing numbers of CPUs. +If this becomes a serious problem on large systems, it will be necessary +to do some redesign to avoid this scalability problem. + +<p> +RCU disables CPU hotplug in a few places, perhaps most notably in the +expedited grace-period and <tt>rcu_barrier()</tt> operations. +If there is a strong reason to use expedited grace periods in CPU-hotplug +notifiers, it will be necessary to avoid disabling CPU hotplug. +This would introduce some complexity, so there had better be a <i>very</i> +good reason. + +<p> +The tradeoff between grace-period latency on the one hand and interruptions +of other CPUs on the other hand may need to be re-examined. +The desire is of course for zero grace-period latency as well as zero +interprocessor interrupts undertaken during an expedited grace period +operation. +While this ideal is unlikely to be achievable, it is quite possible that +further improvements can be made. + +<p> +The multiprocessor implementations of RCU use a combining tree that +groups CPUs so as to reduce lock contention and increase cache locality. +However, this combining tree does not spread its memory across NUMA +nodes nor does it align the CPU groups with hardware features such +as sockets or cores. +Such spreading and alignment is currently believed to be unnecessary +because the hotpath read-side primitives do not access the combining +tree, nor does <tt>call_rcu()</tt> in the common case. +If you believe that your architecture needs such spreading and alignment, +then your architecture should also benefit from the +<tt>rcutree.rcu_fanout_leaf</tt> boot parameter, which can be set +to the number of CPUs in a socket, NUMA node, or whatever. +If the number of CPUs is too large, use a fraction of the number of +CPUs. +If the number of CPUs is a large prime number, well, that certainly +is an “interesting” architectural choice! +More flexible arrangements might be considered, but only if +<tt>rcutree.rcu_fanout_leaf</tt> has proven inadequate, and only +if the inadequacy has been demonstrated by a carefully run and +realistic system-level workload. + +<p> +Please note that arrangements that require RCU to remap CPU numbers will +require extremely good demonstration of need and full exploration of +alternatives. + +<p> +There is an embarrassingly large number of flavors of RCU, and this +number has been increasing over time. +Perhaps it will be possible to combine some at some future date. + +<p> +RCU's various kthreads are reasonably recent additions. +It is quite likely that adjustments will be required to more gracefully +handle extreme loads. +It might also be necessary to be able to relate CPU utilization by +RCU's kthreads and softirq handlers to the code that instigated this +CPU utilization. +For example, RCU callback overhead might be charged back to the +originating <tt>call_rcu()</tt> instance, though probably not +in production kernels. + +<h2><a name="Summary">Summary</a></h2> + +<p> +This document has presented more than two decade's worth of RCU +requirements. +Given that the requirements keep changing, this will not be the last +word on this subject, but at least it serves to get an important +subset of the requirements set forth. + +<h2><a name="Acknowledgments">Acknowledgments</a></h2> + +I am grateful to Steven Rostedt, Lai Jiangshan, Ingo Molnar, +Oleg Nesterov, Borislav Petkov, Peter Zijlstra, Boqun Feng, and +Andy Lutomirski for their help in rendering +this article human readable, and to Michelle Rankin for her support +of this effort. +Other contributions are acknowledged in the Linux kernel's git archive. +The cartoon is copyright (c) 2013 by Melissa Broussard, +and is provided +under the terms of the Creative Commons Attribution-Share Alike 3.0 +United States license. + +<p>@@QQAL@@ + +</body></html> diff --git a/Documentation/RCU/Design/htmlqqz.sh b/Documentation/RCU/Design/htmlqqz.sh new file mode 100755 index 000000000000..d354f069559b --- /dev/null +++ b/Documentation/RCU/Design/htmlqqz.sh @@ -0,0 +1,108 @@ +#!/bin/sh +# +# Usage: sh htmlqqz.sh file +# +# Extracts and converts quick quizzes in a proto-HTML document file.htmlx. +# Commands, all of which must be on a line by themselves: +# +# "<p>@@QQ@@": Start of a quick quiz. +# "<p>@@QQA@@": Start of a quick-quiz answer. +# "<p>@@QQE@@": End of a quick-quiz answer, and thus of the quick quiz. +# "<p>@@QQAL@@": Place to put quick-quiz answer list. +# +# Places the result in file.html. +# +# This program is free software; you can redistribute it and/or modify +# it under the terms of the GNU General Public License as published by +# the Free Software Foundation; either version 2 of the License, or +# (at your option) any later version. +# +# This program is distributed in the hope that it will be useful, +# but WITHOUT ANY WARRANTY; without even the implied warranty of +# MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the +# GNU General Public License for more details. +# +# You should have received a copy of the GNU General Public License +# along with this program; if not, you can access it online at +# http://www.gnu.org/licenses/gpl-2.0.html. +# +# Copyright (c) 2013 Paul E. McKenney, IBM Corporation. + +fn=$1 +if test ! -r $fn.htmlx +then + echo "Error: $fn.htmlx unreadable." + exit 1 +fi + +echo "<!-- DO NOT HAND EDIT. -->" > $fn.html +echo "<!-- Instead, edit $fn.htmlx and run 'sh htmlqqz.sh $fn' -->" >> $fn.html +awk < $fn.htmlx >> $fn.html ' + +state == "" && $1 != "<p>@@QQ@@" && $1 != "<p>@@QQAL@@" { + print $0; + if ($0 ~ /^<p>@@QQ/) + print "Bad Quick Quiz command: " NR " (expected <p>@@QQ@@ or <p>@@QQAL@@)." > "/dev/stderr" + next; +} + +state == "" && $1 == "<p>@@QQ@@" { + qqn++; + qqlineno = NR; + haveqq = 1; + state = "qq"; + print "<p><a name=\"Quick Quiz " qqn "\"><b>Quick Quiz " qqn "</b>:</a>" + next; +} + +state == "qq" && $1 != "<p>@@QQA@@" { + qq[qqn] = qq[qqn] $0 "\n"; + print $0 + if ($0 ~ /^<p>@@QQ/) + print "Bad Quick Quiz command: " NR ". (expected <p>@@QQA@@)" > "/dev/stderr" + next; +} + +state == "qq" && $1 == "<p>@@QQA@@" { + state = "qqa"; + print "<br><a href=\"#qq" qqn "answer\">Answer</a>" + next; +} + +state == "qqa" && $1 != "<p>@@QQE@@" { + qqa[qqn] = qqa[qqn] $0 "\n"; + if ($0 ~ /^<p>@@QQ/) + print "Bad Quick Quiz command: " NR " (expected <p>@@QQE@@)." > "/dev/stderr" + next; +} + +state == "qqa" && $1 == "<p>@@QQE@@" { + state = ""; + next; +} + +state == "" && $1 == "<p>@@QQAL@@" { + haveqq = ""; + print "<h3><a name=\"Answers to Quick Quizzes\">" + print "Answers to Quick Quizzes</a></h3>" + print ""; + for (i = 1; i <= qqn; i++) { + print "<a name=\"qq" i "answer\"></a>" + print "<p><b>Quick Quiz " i "</b>:" + print qq[i]; + print ""; + print "</p><p><b>Answer</b>:" + print qqa[i]; + print ""; + print "</p><p><a href=\"#Quick%20Quiz%20" i "\"><b>Back to Quick Quiz " i "</b>.</a>" + print ""; + } + next; +} + +END { + if (state != "") + print "Unterminated Quick Quiz: " qqlineno "." > "/dev/stderr" + else if (haveqq) + print "Missing \"<p>@@QQAL@@\", no Quick Quiz." > "/dev/stderr" +}' |
